Abstract

Enormous interest has emerged in the perioperative use of high concentrations of inspired oxygen in an attempt to increase tissue oxygenation and thereby improve postoperative outcome. An extensive debate has arisen regarding the risk/benefit ratio of oxygen therapy, with some researchers advocating the benefits of perioperative hyperoxia, particularly with regard to surgical site infection, whereas others emphasize its detrimental consequences on multiple organs, particularly the lungs and the brain. As one aspect of this debate, there is increased awareness of effects of reactive oxygen metabolites, a feature that contributes to the complexity of achieving consensus regarding optimum oxygen concentration in the perioperative period. Many reviews have discussed the pros and cons in the use of perioperative oxygen supplementation, but the potential importance of age-related factors in hyperoxia has not been addressed. The present narrative review provides a comprehensive overview of the physiological mechanisms and clinical outcomes across the age range from neonates to the elderly. Risks greatly outweigh the benefits of hyperoxia both in the very young, where growth and development are the hallmarks, and in the elderly, where ageing increases sensitivity to oxidative stress. Conversely, in middle age, benefits of short-term administration of perioperative oxygen therapy exceed potential adverse change effects, and thus, oxygen supplementation can be considered an important therapy to improve anaesthesia management.

Editor's key points

  • Oxygen supplementation is a key therapy in anaesthesia and intensive care, but recent evidence points to detrimental effects.

  • Hyperoxia enhances oxidative injury by increasing reactive oxygen metabolites, with effects on the pulmonary, cardiovascular, immune, and nervous systems.

  • The potentially detrimental effects of hyperoxia are more pronounced at the extremes of age.

After its initial discovery as a ‘fire air’ in 1771 by Carl Wilhelm Scheele, and the activities of Antoine Lavoisier leading to worldwide recognition of its value,1 the use of oxygen (O2) in medical practice spread throughout the 19th century. Today, not a single anaesthetic procedure is performed without consideration of O2 as an important component of management. The usefulness and benefits of O2 administration remained unchallenged until a few decades ago when our understanding of oxidative stress and O2 toxicity became more comprehensive, and a more balanced and pragmatic application of O2 therapy was proposed. In recent years, a growing debate has emerged regarding the benefits and risks involved in the perioperative use of high concentrations of inspired O2, with physiologists and pharmacologists emphasizing the toxicity of this gas, while anaesthetists and intensivists rather stress the importance of O2 in improving patient care through decreasing morbidity.

A number of systematic reviews and meta-analyses provide evidence of the risks/benefits of O2 at various concentrations and for different durations of administration, but the lack of clear-cut conclusions leads to confusion and the absence of evidence-based guidelines for use in routine anaesthesia practice. This discrepancy in the scientific literature is mainly attributable to the multifactorial facets of perioperative care, with O2 being one limb of the highly complex decision-making network for individualized anaesthesia management of patients who demonstrate enormous inter-individual differences. Accordingly, anaesthetists require a critical appraisal of the results of recent studies, describing factors that affect the efficacy of O2 therapy. Such factors are either patient-related (age, genetics, gender, environment, etc.) or depend on the type and context of the procedure and on the perioperative management by the anaesthetist. The present unsystematic narrative review highlights recent advances in the perioperative use of O2 with a critical analysis of its advantages and disadvantages, and attempts to define the use of O2 at different concentrations, based on the dual characteristics of O2 during anaesthesia. A thorough and comprehensive literature search in medical databases (PubMed, Web of Science, and Google Scholar) was performed with stepwise changes in relevant keywords focusing on each topic of interest addressed in the current review. A critical literature review was made with an objective of providing a balanced evaluation of all aspects of the topic discussed. Nevertheless, as a result of the extremely broad spectrum of publications related to perioperative oxygen use, unintentional bias caused by omission of potentially relevant articles cannot be fully excluded. However, recommendations are based on the most recent original research and meta-analyses currently available.

Oxygen as a carrier gas in anaesthesia practice

The use of O2 as a vehicle for volatile anaesthetic agents goes back to nitrous oxide (N2O) inhalation anaesthesia by Edmund Andrews in 1868 and the use of ether-based anaesthesia by Arno Luckhardt in 1918.1 In these pioneering achievements, O2 concentration was kept in the range of that in room air. Subsequent more thorough understanding of the adverse consequences of anaesthesia and surgical procedures on pulmonary physiology and awareness of difficult airway management with the potential risk of hypoxaemia led to the recognition that elevated inspired O2 concentration is beneficial in maintaining optimum gas exchange. Accordingly, early guidelines for anaesthesia practice emphasized the important role of pre-oxygenation with 100% O2 before i.v. induction, with the subsequent maintenance of relatively high concentrations (40–50%).2 The use of such concentrations stems from the identification of hypoxaemia as a major risk factor accompanied by increased perioperative morbidity and mortality.3,4 Moreover, administration of high concentrations of O2 does not cause major alterations in the flow dynamics in the airways, despite the density and viscosity of O2 being greater than those of nitrogen by about 20 and 10%, respectively.5 While these physical characteristics have negligible effects in routine clinical practice, such differences can have major impacts on turbulent flow in the conducting airways and can bias the respiratory mechanical outcome systematically.6

Metabolic and immunological aspects

One of the major sources of variability in the established use of O2 concentration in anaesthesia practice is related to the dual nature of this gas, with its beneficial profile in treating hypoxaemia and its deleterious potential for adverse metabolic and immunological alterations. The normal oxidative metabolism of cells, controlled by the cytochrome oxidase system in mitochondria, generates free electrons that are captured by oxygen.7,8 Incomplete reduction of O2 leads to reactive oxygen metabolites (ROMs), which include superoxide and hydroxyl radicals, and also hydrogen peroxide. The oxidative stress resulting from these ROMs is a primary cause of DNA damage, impairment of mitochondrial function and organ injuries affecting primarily the brain and lung parenchyma.8,9 While this generalized damage is encountered in patients of all types, clinical manifestations are greatly affected by a number of factors including the concentration and duration of exposure and age. The latter factor is of particular importance, as the developing organs are highly prone to damage by ROMs.8 While the presence of this mechanism explains the concern in applying elevated concentrations of O2, anaesthetists must make a distinction between different age groups when anaesthesia management requires use of a high O2 concentration.

In addition to the tissue injury induced by ROMs, these chemically reactive molecules exert a dual effect on the immune system. ROMs are involved in bactericidal host defence mechanisms. Reduced nicotinamide adenine dinucleotide phosphate oxidase10 located in the membrane of phagocytic vesicles, catalyses formation of superoxide in an oxygen-dependent process. This superoxide is reduced to hydrogen peroxide, which then combines with chloride to form bacteriotoxic hypochlorous acid in the myeloperoxidase reaction.11 In addition, supplemental high O2 concentration can enhance the gene expression of pro-inflammatory cytokines in the lungs both in vivo12 and in vitro.13 These phenomena lead to improved alveolar macrophage function.12 On the other hand, the effects of hyperoxia on actin cause endothelial cell damage14 and impair antibacterial function of macrophages.15 This effect must be considered in the context of general anaesthesia, which has a well-characterized suppressive effect on numerous immunological parameters including phagocytosis and the alveolar macrophage function.12,16,17 As a result of these opposing effects on the immune system, there is no evidence of additional adverse net effects of high concentrations of O2 on the depressed immunological function observed during anaesthesia.

Physiological aspects

Ventilatory effects

It is well established that general anaesthesia promotes ventilation heterogeneity through a disturbance of the equilibrium between the expanding thoracic and retracting pulmonary forces.18 Various pathophysiological and pharmacological factors contribute to this adverse alteration in the respiratory system. Respiratory depression by anaesthetic agents, use of neuromuscular blocking agents, body position of the patient, type of surgical procedure, age, obesity, and inhibition of hypoxic pulmonary vasoconstriction are among the major factors.18,19 The use of high concentrations of O2 further enhances ventilation defects by inducing airway closure and alveolar collapse.20 This mechanism is related to the increased gradient between intra-alveolar partial pressure of O2 and mixed venous blood in the capillaries. This results in rapid diffusion of O2 across the alveolar-capillary barrier, subsequently leading to loss in alveolar distending pressure and hence alveolar collapse.21–23 The kinetics of such O2-absorption atelectasis development is primarily determined by alveolar concentration of O2 and time of administration. A number of previous studies involving the use of lung imaging techniques have established the existence of a threshold inspired fraction of O2 (FIO2), provided at the induction of anaesthesia until no clinically significant areas of alveolar derecruitment remain.20,24,25 Exceeding the critical threshold of FIO2 of 80%, leads to the rapid (within minutes) development of alveolar collapse.20–22 Lung imaging studies have revealed that alveolar collapse persists despite application of recruitment manoeuvres when a high concentration of O2 is maintained during anaesthesia.24

In contrast to the consensus regarding the lung peripheral effects of acute hyperoxia, conflicting data have been reported as to how increased O2 tension affects airway properties. One experimental investigation suggested that acute hyperoxia may have bronchodilatory potential by inhibiting cholinergically induced bronchoconstriction and potentiating bronchodilatory responses.26 However, this beneficial effect was not consistently confirmed in subsequent investigations: some reports reinforced this finding,27 while others indicated no benefit,28 or even constriction of peripheral airways.29 While further studies are necessary to resolve this controversy, results of recent studies have yielded increasing evidence of particular risks of supplemental O2 in prematurity, because of its detrimental effects on airway smooth muscle, with possible development of bronchial hyperreactivity, and wheezing.30,31 This points again to the importance of patient age when risk/benefit ratio is considered for perioperative administration of O2.

Circulatory effects

Perioperative hyperoxia exerts differential effects on the systemic and pulmonary circulations. Short-term application of hyperoxia decreases pulmonary vascular resistance, leading to increased blood volume with redistribution of regional pulmonary perfusion.32 This effect is beneficial in the event of enhanced ventilation-perfusion (V/Q) mismatch, as improvement in pulmonary perfusion can increase the net surface area available for pulmonary gas exchange. This phenomenon is of particular importance in hypoxaemic patients because of the low V/Q ratio.33 Conversely, hyperoxia exerts a vasoconstrictive effect on the systemic arteries, which demands particular attention in the management of patients with pre-existing high systemic vascular resistance and impaired coronary circulation.34,35 This increase in systemic vascular resistance, which depends on O2 concentration, leads to a decrease in cardiac output via both increased afterload and decreased preload.36,37 As a consequence of these cardiovascular alterations, hyperoxygenation can reduce tissue perfusion and compromise O2 transport. The cerebral vasoconstrictive potential of hyperoxia is also of concern in the two age extremes where reductions in cerebral blood flow (CBF) can have significant deleterious consequences both on the immature38 and aged brain.39

Oxygen transport

There is a general misbelief among clinicians that elevation of FIO2 results in increased O2 transport capacity, thereby improving oxygenation at the level of the microcirculation. However, as haemoglobin is fully saturated under physiological conditions, an increase in the arterial partial pressure of O2 (PaO2) increases O2 content of the blood only marginally.40 In contrast, the presence of optimal cardiac output and mild hypercapnic vasodilation has a much greater impact in improving tissue oxygenation.41 As described, hyperoxia induces vasoconstriction and decreases the blood flow in the microcirculation even in the presence of anaemia.42 Accordingly, high concentrations of O2 can compromise tissue oxygenation rather than providing the anticipated beneficial effect.43

Age-related aspects of perioperative oxygen delivery

Oxygen use in newborns and infants

One of the major dogmas concerning the use of hyperoxia fell from favour completely after the compelling evidence of the risks of using hyperoxia during neonatal resuscitation.44 In premature and newborn infants, perioperative use of a high concentration of O2 is of major concern. The resulting oxidative stress is responsible for major injuries, with the developing lungs and the brain of particular concern. Regarding the adverse pulmonary effects of hyperoxia, development of bronchopulmonary dysplasia (BPD) is the most important consequence.45–47 The high sensitivity of immature airway smooth muscle to even short periods of clinically moderate levels of O2 (<60%) was recently demonstrated.30 Further increase in O2 concentration has been shown to lead to apoptosis, causing adverse structural and functional pulmonary alterations.31 O2 and the consequent liberation of ROMs modify macromolecules such as DNA and proteins, inducing epithelial and endothelial cell injury, and thereby affecting airway structure and lung parenchymal compartments.48–50 All these adverse changes influence epithelial tight junctions, with a subsequent increase in alveolar-capillary barrier permeability leading to pulmonary oedema and induction of the inflammatory cascade,51 followed by development of bronchial hyperreactivity.52,53 The chronic presence of these pathophysiological changes can lead to airway and vascular remodelling in the lungs, with subsequent pulmonary hypertension,54–57 fibrosis, and development of BPD.53,58

Evidence has accumulated of the role of decreased nitric oxide (NO) production in hyperoxia-induced lung injury with subsequent imbalance in the relaxation-constrictive regulation of the smooth muscle and lung parenchymal destruction.59–61 NO also affects lung structural development, including alveolarization,62 and is involved as a mediator of non-adrenergic, non-cholinergic signalling in the pathogenesis of the inflammatory response and in regulation of the pulmonary circulation.63 These functions are inactivated in a hyperoxic environment,64 which compromises NO effects and dependent pathways by increasing the activity of guanosine 3′, 5′ -cyclic monophosphate-dependent phosphodiesterases (c-GMP), resulting in impaired airway relaxation65 and abnormal angiogenesis.65,66

Titrating inspired oxygen fraction is not straightforward in premature and term newborns. Indeed, because of the high affinity of fetal haemoglobin to O2 and the shape of the O2-haemoglobin dissociation curve, O2 saturation (SaO2) over 92% might not accurately correlate with PaO2.67 Small variations of oxygen saturation can indicate large variations of PaO2.68 Nevertheless, targeting a SaO2 between 85 and 89% rather than 91and 95% in premature infants was associated with a higher incidence of death before discharge, while maintaining higher SaO2 conferred a survival benefit, but at the additional cost of an increased rate of severe retinopathy. Caution is therefore required when titrating O2 perioperatively for preterm and low birth weight neonates, for whom hyperoxia can be particularly harmful, and the saturation of O2 in the arterial blood (SaO2) should be maintained between 88 and 94%.69

Neonates with congenital heart disease (CHD) are another specific group where O2 supplementation should be considered with great care and where O2 therapy is challenging.70 In acyanotic congenital heart disease (e.g. atrial or ventricular septal defects), the provision of a high concentration of O2 can lead to a significant increase in systemic vascular resistance, with subsequent decreases in cardiac output and O2 transport.71 By increasing pulmonary blood flow and causing an imbalance of the pulmonary to systemic perfusion, O2 can precipitate circulatory instability in the presence of single ventricle physiology.72 Furthermore, in ductus-dependent CHD, O2 therapy can jeopardize patency of the ductus arteriosus despite administration of prostaglandin, and there is therefore a consensus to maintain SaO2 between 75 and 85%.70 In view of the regional differences in tissue oxygenation during cardiopulmonary bypass in children with congenital heart disease,73 caution with O2 is also mandatory after weaning from the bypass, and should be guided by the level venous saturation in O2 (SvO2) and regional oxygenation, monitored by near-infrared spectroscopy.

Intraoperative hypoxaemia in children is probably the most frequent complication in anaesthesia. Whereas delivery of high FIO2 forms part of the first-line strategy in the presence of hypoxia (after airway obstruction, laryngospasm, or bronchospasm) or O2 diffusion impairment (pulmonary oedema, surfactant depletion, or fibrosis), intraoperative O2 concentration strategy differs completely when it comes to the prevention of hypoxaemia resulting from V/Q mismatch. The physiological characteristics of the infant respiratory system, with a highly compliant chest and increased lung elastic recoil, result in a loss in balance between chest-extending and lung-collapsing forces.74 These features lead to a decrease in functional residual capacity, with a higher tendency to airway collapse, loss in lung volume and subsequent hypoxaemia. As a consequence, infants and pre-school children exhibit reduced tolerance to apnoea and gain little benefit from preoxygenation before the induction of anaesthesia.75 Although no randomized clinical trials have addressed the advantages of gentle facemask ventilation during rapid sequence induction to prevent hypoxaemia,76 such ventilation strategies at induction are now an integral part of good clinical practice guidelines.77 Furthermore, as discussed above in connection with the physiological effects of hyperoxia, use of 100% FIO2 during induction and maintenance of anaesthesia can further precipitate airway closure, with a significant decrease in lung volume participating in gas exchange.78 As a V/Q mismatch in children is mainly attributable to a lung volume loss, the maintenance of anaesthesia with a high FIO2 can mask the occurrence of atelectasis through a correction of the hypoxaemia related to the V/Q mismatch, with the preservation of high SaO2.74 Hence, it is good clinical practice to maintain FIO2 ∼30–35% during anaesthesia maintenance in children in order to detect onset of intra-operative alveolar closure.

Increasing evidence has emerged from experimental studies on the harmful effects of postnatal hyperoxia on immature brain white matter.79–81 Hyperoxia and resulting ROMs lead to enhancement of inflammation and to oligodendrocyte apoptosis.80 Furthermore, increase in cerebral vascular resistance and subsequent decrease in CBF add to the deleterious influence of hyperoxia in the immature brain.38

These effects on the cerebral vasculature have to be taken into account in routine clinical practice, where perioperative ventilation with high concentrations of O2 is often performed in an arbitrary manner in the context of traumatic brain injury or post resuscitation. The frequently associated hypocapnia attributable to mechanical ventilation or to the enhanced ventilation induced by O2 delivery82 enhances cerebral vasoconstriction.38 Moreover, administration of high concentrations of O2 can intensify cerebral vascular ischaemia by inducing adverse autonomic and hormonal changes in several rostral brain regions.83 Carbon dioxide (CO2) is most effective in modulating the response to hyperoxia, with hypercapnia counteracting the vasoconstriction mediated by hyperoxia,83 and hypocapnia worsening the effects of hyperoxia.38

Oxygen use in middle aged

The last decade has seen a debate in the literature regarding the potential advantages of delivering high concentrations of O2 intraoperatively.84–94 This abundant literature on the potential beneficial effects of perioperative high FIO2 has led to several meta-analyses on the same topic.95–102 Many of these meta-analyses have important limitations with some failing to include negative trials88 and others taking into consideration the data extracted from unpublished abstracts.101 Thus, a more nuanced presentation of their findings and conclusions is warranted. The controversy revolves around the efficacy of high perioperative O2 supplementation in decreasing surgical site infection (SSI), postoperative nausea and vomiting (PONV), and ultimately morbidity and mortality.

The body of evidence for efficacy of high FIO2 in reducing SSI is strengthened by an additional randomized controlled trial considered in the latest meta-analysis.102 The valuable effect of O2 on surgical wounds stems from a potential increase in O2 tissue delivery and hence prevention of tissue hypoxia, which otherwise promotes SSI.103 A recent in vitro study demonstrated that while exposure to 80% FIO2 led to increased levels of ROMs, the phagocytic activity of neutrophils and cytokine release were not affected.13 Hence, the main factor in the prevention of SSI seems to be related to the O2 distribution to the surgical wounds rather than to O2 content per se. Numerous perioperative factors jeopardize tissue blood flow and O2 delivery such as the surgical trauma, hypothermia, hypovolaemia, oedema, severe anaemia, pain, a decreased cardiac output, or all.104 Therefore, as pointed out by several authors, an increase in FIO2 alone has no impact on wound O2 levels in the presence of vasoconstriction. Besides haemodynamic optimization, the use of prophylactic antibiotics and decontamination of the digestive tract are also regarded as major players in reducing SSI and improving outcome.102,104,105 Perioperative use of high concentrations of O2 should therefore be considered a supplemental strategy rather than an independent variable for reducing SSI, given that the efficacy of O2 appears to be comparable with that of antibiotic prophylaxis in many surgical settings.102 In addition, subgroup analysis of large trials has failed to detect a benefit of high-inspired FIO2 in some patients such as these with obesity.106

Early investigations suggested that perioperative administration of a high FIO2 for patients undergoing colorectal surgery significantly decreases the incidence of PONV by reducing intestinal hypoxaemia.107 This was thought to be a plausible hypothesis as perioperative supplemental O2 did not reduce PONV after other surgeries.108,109 However, as in the case of SSI, numerous factors contribute to PONV. These factors include surgical-dependent (duration and type of surgery, and gastroparesis), anaesthesia-dependent (inhalation agents, N2O, long-acting opioids, and decreased perioperative fluids), or patient-related (age, gender, obesity, anxiety, history of motion sickness, or previous PONV).110 It is therefore hazardous to conclude that high FIO2 decreases the incidence of PONV. The results of randomized controlled studies on this topic are not clear-cut.98,99 Not surprisingly, the most recent meta-analysis failed to provide strong evidence of a beneficial effect of high FIO2 in preventing the occurrence of PONV.102 The prophylactic effect of a high FIO2 was weak, with a benefit observed in only 1 of 15 patients compared with normal FIO2, which is inferior to effective antiemetic regimens.

The potential cardiovascular effects of hyperoxia are of concern in patients with a history of acute myocardial infarction, systemic arterial hypertension, or both. In the former, a recent meta-analysis failed to demonstrate usefulness of high concentrations of O2. This lack of efficacy (even a potentially harmful effect) of hyperoxia has been attributed to decreased coronary arterial flow and increased systemic vascular resistance.34,37,111 Moreover, ROMs can cause lipid peroxidation in the course of perioperative myocardial ischaemia-reperfusion, and further increase ischaemic injury.112 This ROM-mediated reperfusion myocardial injury indicates the need for caution in the use of hyperoxia during and immediately after cardiopulmonary bypass, despite the potential benefit in reducing gas microemboli that develop during extracorporeal circulation.113,114 Hypertensive patients exhibit a biphasic arterial pressure response when exposed to 100% O2 for 20 min, with an initial drop in systemic vascular resistance (and subsequently in systolic, diastolic, and mean arterial pressure) followed by an increase that diminishes cardiac output.115 This effect seems to be related to deactivation of carotid body chemoreceptors by hyperoxia. Hence, perioperative use of hyperoxia should be considered with particular care in hypertensive patients, in those at a high risk of myocardial ischaemia, or both, two known risk factors that increase cardiovascular complications and mortality after surgery.116

Oxygen use in the elderly

With the increase in population ageing, anaesthetists are challenged to provide optima anaesthesia management for elderly patients with numerous co-morbidities. The recent scientific literature has suggested that this population requires special considerations when perioperative O2 supplementation is provided. One of the hallmark changes that occurs with ageing is the altered transport, exchange, and utilization of O2.117 Moreover, changes in the histological structure of the skin, with a decrease in the microcirculation, jeopardize wound healing in elderly patients.118 Hence, the possibility of perioperative O2 supplementation in these patients should be considered from a broader viewpoint, taking into account the impact of ageing on the organism. Ageing has been demonstrated to be associated with significantly increased production and accumulation of ROMs and reduced antioxidant function, which can trigger various age-related disorders.119,120 As hyperoxia leads to enhanced production of ROMs, it is anticipated that perioperative use of high FIO2 will potentiate disorders related to ageing, particularly those affecting the lungs and the brain.

Experimental evidence shows that the lungs in elderly subjects are more susceptible to hyperoxia during mechanical ventilation.121 Increased production of ROMs, enhanced expression of pro-inflammatory cytokines,122 and irreversible structural changes with degeneration of elastic fibres in the lungs123 all contribute to this finding. In addition to these adverse pulmonary effects, hyperoxia compromises the contractile function of the diaphragm in aged subjects.121,124 This disorder is related to hyperoxia-induced exacerbation of the generalized skeletal muscle destruction with age that takes place subsequent to myofibril injury.125

The prevalence of chronic obstructive pulmonary disease (COPD) in the elderly is a major public health problem.126 In view of accumulating evidence of the role of oxidative stress in the pathogenesis of COPD,127 anaesthetic management of these patients demands special attention, with particular awareness of supplemental O2 therapy. Even a modest increase in FIO2 (<30%) for a short period (<1 h) leads to oxidative stress and airway inflammation in COPD patients.128,129 Another aspect of supplemental O2 is related to the existence of lung areas with low V/Q ratio in COPD patients, ultimately manifested in a greater propensity to alveolar collapse when a high concentration of O2 is administered.21,23 In contrast to these deleterious effects of intraoperative administration of O2, O2 can have a dual effect if administered before or after operation in patients with COPD. Accordingly, a recent study demonstrated that COPD patients benefit from a small increase in FIO2 during preoperative cardiopulmonary exercise, which results in an improvement in perioperative risk stratification.130 Conversely, supplementation of a high concentration of O2 after operation suppresses hypoxic drive, which is crucial in maintaining alveolar ventilation in the presence of COPD.131 Thus, in the patients at high risk of hypercapnia, O2 should be carefully titrated in order to target O2 saturation between 88 and 92%.132

In the last decade, anaesthetists have become aware of the role of anaesthesia management in reducing postoperative cognitive dysfunction (POCD) in elderly patients.133 Application of near-infrared spectroscopy in aged patients has revealed that adequate and optimal cerebral oxygenation is of paramount importance.133–135 However, supplementing O2 preoperatively leads to an increase in cerebral vascular resistance, with a subsequent decrease in CBF, independently of the effect of CO2 on cerebral vasoreactivity.39 This effect might be further enhanced by the impaired NO-mediated cerebral vasodilator response and the compromised CBF observed with ageing.136 The resulting compromised cerebral desaturation not only may contribute to the higher incidence of POCD and longer hospitalization in elderly patients,134 but also have long-term consequences on cognitive function. The findings from animal models have incriminated perioperative use of excessive O2 in elderly subjects as one of the factors triggering development of Alzheimer's disease.137,138 Although the role of oxidative stress in the pathogenesis of Alzheimer's disease is also supported by clinical investigations,139–141 further studies are needed to establish the link between perioperative hyperoxia and various neurodegenerative disorders in aged humans.142

Another concern in this population is related to a history of recent stroke and the potential for further neurological damage. As tissue hypoxia is linked to neuronal damage subsequent to stroke, compensation by supplementing high concentrations of O2 is tempting. However, conflicting results have been reported from experimental and clinical studies. Experimental data demonstrated a worsening of brain injury and increasing mortality,143,144 whereas clinical investigations either failed to confirm the efficiency145 or indicated only a transient improvement.146 A recent multicentre cohort study concluded that hyperoxic ventilation of stroke patients worsens mortality, indicating the need for critical application of hyperoxia.147

Conclusions and future perspectives

The predominant goal of the use of O2 in the perioperative period is to provide adequate tissue oxygenation and thereby avoid the vicious spiral triggered by hypoxaemia. To address this challenge, anaesthesia management should consider O2 supplementation as an important strategy to ensure optimal O2 supply. The anaesthetist should be aware of the limitations of increasing the O2 concentration in inspired gas situations with limited O2 transport to the organs. Perioperative O2 supplementation is one piece of the puzzle that involves optimization of O2 delivery by the microcirculation. Automatic utilization of O2 supplementation without a broad view of the needs of patient risks the development of hyperoxia-induced injury, which can enhance tissue damage particularly in patients with pre-existing chronic disease or ischaemia-reperfusion injury. These features stress the importance of careful choice of O2 delivery to patients to provide optimal tissue oxygenation and ensure a balance between hypoxia- and hyperoxia-induced harm. The tuning of the perioperative O2 concentration should therefore take into account not only O2 supply and consumption, but also age-specific aspects of O2 demand and toxicity (Fig. 1). As O2 demand and prevention of hypoxaemia are of critical importance, mainly during induction of and recovery from anaesthesia, a higher FIO2 not exceeding 80% should be considered only in these critical phases (Fig. 2). Ageing affects the optimal O2 concentration for maintenance of anaesthesia and in the postoperative period, where age-dependent O2 saturation should be targeted (Fig. 2). Anaesthesia has benefited from technical advances, such as near-infrared spectroscopy, that facilitate the optimization of tissue oxygenation. The often neglected measurement of SvO2 as a surrogate for balance between O2 supply and demand deserves a more thorough consideration. Further research promises to advance our understanding of the effects of perioperative O2 in a wide range of clinical situations, clarifying those areas where the findings currently remain conflicting.

Summary of the risk/benefit ratio and target-inspired fraction of oxygen (FIO2) across different age groups with a specific description of the physiological and clinical aspects of the perioperative use of hyperoxia. BPD, bronchopulmonary dysplasia; SVR, systemic vascular resistance; FRC, functional residual capacity; SSI, surgical site infection; PONV, postoperative nausea and vomiting; COPD, chronic obstructive pulmonary disease; POCD, postoperative cognitive dysfunction.
Fig 1

Summary of the risk/benefit ratio and target-inspired fraction of oxygen (FIO2) across different age groups with a specific description of the physiological and clinical aspects of the perioperative use of hyperoxia. BPD, bronchopulmonary dysplasia; SVR, systemic vascular resistance; FRC, functional residual capacity; SSI, surgical site infection; PONV, postoperative nausea and vomiting; COPD, chronic obstructive pulmonary disease; POCD, postoperative cognitive dysfunction.

Suggested perioperative concentrations of inspired oxygen (FIO2) for different age groups under normal physiological conditions. These recommendations are based on currently available evidence, taking into consideration the minimum risk/benefit ratio. SaO2, saturation of oxygen in arterial blood.
Fig 2

Suggested perioperative concentrations of inspired oxygen (FIO2) for different age groups under normal physiological conditions. These recommendations are based on currently available evidence, taking into consideration the minimum risk/benefit ratio. SaO2, saturation of oxygen in arterial blood.

Declaration of interest

W.H. has received a research grant from Maquet, Solna, Sweden. F.P. has no conflicts of interest to declare.

Funding

This work was supported by the Swiss National Science Foundation grant no. 32003B-143331 (Bern, Switzerland), and the Department of Anaesthesiology Pharmacology and Intensive Care, University Hospitals of Geneva (Geneva, Switzerland).

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Comments

4 Comments
Re:Recommendations for perioperative oxygenation:
3 February 2015
Vincent J. Kopp

To the Editor:

We join Martin and Grocott (1) in commending Habre and Petak (2) for highlighting perioperative oxygen use; and second their comment that "insufficient data" exist to support an age differentiated approach.

We believe this issue plays out in a unique way in the circumstances of oxygen supplementation for parturients. In Habre and Patek's scheme, depicted in Fig 1, women of child bearing age would fall into a "higher oxygen permissible zone" while their fetuses or newborn infants would fall into the lowest zone.

Oxygen supplementation for non-reassuring fetal heart traces has come under more scrutiny. Hamel et al (3) point to Fawole and Hofmeyr's Cochrane Review (4) that concluded insufficient evidence exists to support prophylactic or therapeutic oxygen to treat fetal distress in labor. Hamel also points out that limited data from parturients suggests oxygen decreases cord blood pH, elevates free radical biomarkers, and increases neonatal resuscitation frequency. To this last point neonatal resuscitation guidelines now recommend avoidance of 100% oxygen and the use of air when feasible. (5)

Continued efforts to scrutinize and change medicine's "oxygen culture" are appropriate.(6) As prime users of oxygen in perioperative settings, anaesthetists have a special obligation to lead in this effort.

References

1. Martin DS, Grocott M. Recommendations for perioperative oxygenation. Br J Anaesth 2015; e-letter

2. Habre W, Petak F. Perioperative use of oxygen: variabilities across age. Br J Anaesth 2014; 113 Suppl 2: ii26-ii36

3. Hamel MS, Anderson BL, Rouse DJ. Oxygen for intrauterine resuscitation: of unproved benefit and potentially harmful. Am J Obstet Gynecol. 2014; 211: 124-7

4. Fawole B, Hofmeyr GJ. Maternal oxygen administration for fetal distress. Cochrane Database Syst Rev. 2012 Dec 12;12:CD000136.

5. Kattwinkle J, Perlman JM, Aziz K, Colby C, Fairchild K, Gallagher J, Hazinski MF, Halamek LP, Kumar P, Little G, McGowan JE, Nightengale B, Ramirez MM, Ringer S, Simon WM, Weiner GM, Wyckoff M, Zaichkin J; American Heart Association. Neonatal resuscitation: 2010 American Heart Association guidelines for cardiopulmonary resuscitation and emergency cardiovascular care. Pediatrics. 2010; 126:e1400-13

6. Leach RM, Davidson AC. Use of emergency oxygen in adults. BMJ 2009; 338:a2790

Conflict of Interest:

None declared

Submitted on 03/02/2015 7:00 PM GMT
Re:Recommendations for perioperative oxygenation
3 February 2015
Walid Habre (with Ferenc Petak)
Associate Professor, University Hospitals of Geneva

Dear Editor,

We thank Dr Martin for his interest in our work and for raising an important aspect of oxygen supplementation in middle-aged patients. We are aware that the PROXI trial did not demonstrate any difference in surgical site infection (SSI) between patients who received 80% oxygen and those who were under 30%. [1] It is striking that the incidence of SSI in the PROXI trial was extremely high (20%) as compared to other studies involving larger patient population. [2, 3] Unfortunately, the PROXI trial lacked any control of the perioperative ventilation strategy and thus, any conclusive statement on the benefit/risk of oxygen may be biased. However, we acknowledge that our review did not take into account the follow-up of PROXI trial with regard to the incidence of cancer reminiscence and survival. [4, 5] Nevertheless, and as stated in the first follow-up PROXI trial by Meyhoff et al.,1 age was a confounding factor in their analysis since "Increasing age, blood transfusion, cancer surgery, emergency surgery, and ASA physical status category III and IV were significantly associated with higher long-term mortality". Since the cancer patients with shorter survival rate after high oxygen belonged to the elderly population (up to 85 years old), this statement rather reinforces the rational for a differentiation with regard to age. [6]

Furthermore, we agree with Dr Martin that the usefulness of perioperative use of high concentrations of oxygen remains a subject with high interest and further investigations are essential to clarify the impact of oxygen on postoperative outcome. Nevertheless, the interpretation of Dr Martin in his letter about the safe use of high inspired oxygen concentration in the middle-aged patients is not based on our statements and thus is potentially misleading. Unlike Dr Martin's declaration, we clearly stated that oxygen is only one limb of the goal- oriented anaesthesia management and should be considered together with optimization of the haemodynamic status and the oxygen transport. Given the ongoing passionate debate on the balance between the benefit and the risks for perioperative oxygen, we feel that our recommendations are in line with the current available evidence on this subject and should be considered as part of the individualized patient care.

References

1 Meyhoff CS, Wetterslev J, Jorgensen LN, et al. Effect of high perioperative oxygen fraction on surgical site infection and pulmonary complications after abdominal surgery: the PROXI randomized clinical trial. JAMA 2009; 302: 1543-50

2 Myles PS, Leslie K, Chan MT, et al. Avoidance of nitrous oxide for patients undergoing major surgery: a randomized controlled trial. Anesthesiology 2007; 107: 221-31

3 Myles PS, Leslie K, Chan MT, et al. The safety of addition of nitrous oxide to general anaesthesia in at-risk patients having major non- cardiac surgery (ENIGMA-II): a randomised, single-blind trial. Lancet 2014; 384: 1446-54

4 Meyhoff CS, Jorgensen LN, Wetterslev J, Siersma VD, Rasmussen LS. Risk of new or recurrent cancer after a high perioperative inspiratory oxygen fraction during abdominal surgery. British journal of anaesthesia 2014; 113 Suppl 1: i74-i81

5 Meyhoff CS, Jorgensen LN, Wetterslev J, Christensen KB, Rasmussen LS. Increased long-term mortality after a high perioperative inspiratory oxygen fraction during abdominal surgery: follow-up of a randomized clinical trial. Anesthesia and analgesia 2012; 115: 849-54

6 Habre W, Petak F. Perioperative use of oxygen: variabilities across age. British journal of anaesthesia 2014; 113 Suppl 2: ii26-ii36

Conflict of Interest:

None declared

Submitted on 03/02/2015 7:00 PM GMT
A Lowest Oxygen Level Acceptable (LOLA) Standard Should Apply To All Ages
3 February 2015
Vincent J. Kopp (with Matthias W. Koenig, Associate Professor of Anesthesiology and Pediatrics)
Professor of Anesthesiology and Associate Professor of Pediatrics, Department of Anesthesiology, School of Medicine, University of North Carolina at Chapel Hill, Chape

Kudos to Habre and Petak for addressing age-related oxygen supplementation in anaesthesia. [1] We write to highlight three issues they do not address that we believe are worthy of all anaesthetists' attention.

First, ample concern exists about oxygen's involvement in biological processes outside most anaesthetist's ken. Lane theorizes an uneven continuum exists in susceptibility or resistance to oxidative damage due to genetic variability that makes it impossible to predict who will succumb to oxidative stress exposure and when they might be most vulnerable. [2] Non-anaesthetists like Gupta and colleagues argue contemporary oxygen research privileges "hypoxia" and oxidative stress effects over "...the impact of oxygen on the basic biological processes of life such as transcription, DNA replication, cell cycle progression, protein folding, apoptosis, senescence, and cellular motility" that shape health under normal and abnormal conditions. [3] Embedded in their critique is the supposition that patients exposed to supplemental oxygen experience deviations from normoxia with potential age-independent consequences. By way of illustration, the example of bone marrow stem cell niche oxygen handling underscores how "middle age" alone might not confer oxygen resistance at every relevant biological site. [4]

Second, "middle age" is ill defined in Habre and Petak's review. While oxygen use is being re-evaluated in a number of clinical settings, [5] we see oxygen supplementation by anaesthetists during parturition for "nonreassuring fetal status" as a salient example where ambiquity exists. Here the parturient in "middle age" carries the oxygen-vulnerable fetus. Hamel and colleagues suggest insufficient evidence exists to support administering oxygen to a non-hypoxic mother in order to convert her into an oxygen conduit for her stressed fetus. They urge ceasing this practice with limited objective efficacy and potential dual harmfulness until rigorous controlled trials are conducted. [6]

Third, it is axiomatic that anesthesia reduces oxygen consumption. If so, why increase tissue oxygen levels above what is necessary or can be used? Different anesthetics disrupt respiratory chain function enough to disturb intra-mitochondrial reactive oxygen and nitrogen species (RONS) ecology. [7] Oxygen-need reduction accompanied by altered RONS ecology means mass action effects engendered by intra-mitochondrial hyperoxia can overwhelm anti-oxidant defenses, even briefly, and further contribute to base-line oxidative damage. Because supply limitation thresholds are very low,8 mitochondrial oxygen tensions exceeding the threshold may contribute less to oxygen-ATP homeostasis than to pro-oxidant kinetics. Even assuming being "middle age" confers oxygen resistance greater than that mustered by the very young and the very old, the advisability of excessive arbitrary oxygen exposure seems inadvisable simply on a physical chemistry basis.

In closing, Habre and Petak deserve credit for their contribution to reassessment of anaesthesia's "oxygen culture." Like all drugs, oxygen has specific indications, dosing requirements, and toxic potentials. As the most potent drug anaesthetists use, oxygen use deserves restraint at every age. In this spirit we advocate adoption of a "lowest oxygen level acceptable" (LOLA) standard coupled with objective monitoring during anaesthesia and sedation in any setting.

References

1. Habre W, Petak F. Perioperative use of oxygen: variabilities across age. British Journal of Anaesthesia. 2014; 113 (S2):ii26-ii36

2. Lane N. A unifying view of ageing and disease: the double-agent theory. Journal of Theoretical Biology. 2003; 225:531-40

3. Gupta K, Madan E, Sayyid M, Arias-Pulido, Moreno E, Kippusamy P, Gogna R. Oxygen regulates molecular mechanisms of cancer progression and metastasis. Cancer Metastasis Rev. 2014; 33:183-215

4. Spencer JA, Ferraro F, Roussakis E, Klein A, Wu J, Runnels JM, Zaher W, Mortensen LJ, Alt C, Turcotte R, Yusuf R, Cote D, Vinogradov SA, Scadden DT, Lin CP. Direct measurement of local oxygen concentration in bone marrow of live animals. Nature. 2014; 508:269-73

5. O'Driscoll BR, Howard LS, Davison AG. BTS guidelines for emergency oxygen use in adult patients. Thorax. 2008; 63(Suppl VI):vi1-vi68

6. Hamel MS, Anderson BL, Rouse DJ. Oxygen for intrauterine resuscitation: of unproved benefit and potentially harmful. Am J Obstet Gynecol. 2014; 211: 124-7

7. Venancio C, Felix L, Almeida V, Coutinho J, Antunes L, Peixoto F, Summavielle T. Acute ketamine impairs mitochondrial function and promotes superoxide dismutase activity in rat brain. Anesth Analg. 2014 Nov 25; (Epub ahead of print)

8. Kuper M, Soni NC. Oxygen transfer: cascade or whirlpool? Current Anaesthesia & Critical Care. 2003; 14:58-65

Conflict of Interest:

None declared

Submitted on 03/02/2015 7:00 PM GMT
Recommendations for perioperative oxygenation
11 January 2015
Daniel S. Martin
Senior Lecturer, University College London

Dear Editor

We welcome the recent article by Habre and Petak highlighting the importance of the balance between risk and benefit for perioperative oxygen administration (1). The authors propose the hypothesis that the risk- benefit profile of inspired oxygen is age-dependent, with higher concentrations of inspired oxygen being more harmful to the very young and very old when compared with middle-aged individuals. They go on to propose some detailed age-dependent guidance on inspired oxygen levels, including the suggestion that whilst caution should be used for the young and old, that middle-aged patients can safely be administered high inspired oxygen concentrations intra-operatively. The authors suggest (in Figure 2 of their article) that the benefits of a high inspired oxygen concentration (80%) outweigh the potential risks in middle-aged (undefined) patients in both the intra-operative and recovery periods and for all patients in the recovery period.

We feel that this advice is difficult to substantiate given the limited amount and inconsistency of evidence for benefit and the omission of key evidence of harm. Recent systematic reviews and meta- analyses evaluating the benefits of perioperative high inspired oxygen concentrations on reducing surgical site infection (SSI) and post- operative nausea and vomiting (PONV) have not consistently suggested benefit from this approach (2-4) and the methodological and statistical quality of some frequently-quoted studies has been questioned (5). Most importantly, the long-term follow up results of the PROXI trial are not mentioned. In this large randomised controlled trial (1386 patients) comparing the effect of 30% vs. 80% oxygen during and after abdominal surgery, there was no difference in SSI between groups, and the 80% inspired oxygen group had an increased long-term mortality, specifically in those patients with cancer, and a shorter cancer-free survival (6-7). This harm signal, if substantiated in further studies, would clearly invalidate Habre and Petak's recommendations.

The evidence regarding oxygen use perioperatively is limited and the overall picture unclear. There is insufficient data to suggest that a high FIO2 is the safest approach in any particular group of patients, or to provide specific recommendations that differentiate between "middle-aged" and other patients. Further research is needed, in particular high quality randomised studies, to resolve the known unknowns before such recommendations are contemplated.

Dr Daniel Martin Royal Free London NHS Foundation Trust and University College London

Professor Michael Grocott University Hospital Southampton / University of Southampton NIHR Respiratory Biomedical Research Centre

References

1. Habre W, Petak F. Perioperative use of oxygen: variabilities across age. Br J Anaesth 2014; 113 Suppl 2: ii26-ii36

2. Hovaguimian F, Lysakowski C, Elia N, Tramer MR. Effect of intraoperative high inspired oxygen fraction on surgical site infection, postoperative nausea and vomiting, and pulmonary function: systematic review and meta-analysis of randomized controlled trials. Anesthesiology 2013; 119: 303-316

3. Orhan-Sungur M, Kranke P, Sessler D, Apfel CC. Does supplemental oxygen reduce postoperative nausea and vomiting? A meta-analysis of randomized controlled trials. Anesth Analg 2008; 106: 1733-1738

4. Meyhoff CS, Staehr AK, Rasmussen LS. Rational use of oxygen in medical disease and anesthesia. Curr Opin Anaesthesiol 2012; 25: 363-370

5. Meyhoff CS, Wetterslev J, Jorgensen LN et al. Effect of high perioperative oxygen fraction on surgical site infection and pulmonary complications after abdominal surgery: the PROXI randomized clinical trial. JAMA 2009; 302: 1543-1550

6. Meyhoff CS, Jorgensen LN, Wetterslev J, Christensen KB, Rasmussen LS. Increased long-term mortality after a high perioperative inspiratory oxygen fraction during abdominal surgery: follow-up of a randomized clinical trial. Anesth Analg 2012; 115: 849-854

7. Meyhoff CS, Jorgensen LN, Wetterslev J, Siersma VD, Rasmussen LS. Risk of new or recurrent cancer after a high perioperative inspiratory oxygen fraction during abdominal surgery. Br J Anaesth 2014; 113 Suppl 1: i74-i81

Conflict of Interest:

None declared

Submitted on 11/01/2015 7:00 PM GMT