Abstract

Aims

Direct oral anticoagulants (DOACs) are increasingly used off-label to treat patients with left ventricular thrombus (LVT). We analysed available meta-data comparing DOACs and vitamin K antagonists (VKAs) for efficacy and safety.

Methods

We conducted a systematic search and meta-analysis of observational and randomized data comparing DOACs vs. VKAs in patients with LVT. Endpoints of interest were stroke or systemic embolism, thrombus resolution, all-cause death, and a composite bleeding endpoint. Estimates were pooled using a random-effects model meta-analysis, and their robustness was investigated using sensitivity and influential analyses.

Results

We identified 22 articles (18 observational studies, 4 small randomized clinical trials) reporting on a total of 3587 patients (2489 VKA vs. 1098 DOAC therapy). The pooled estimates for stroke or systemic embolism [odds ratio (OR): 0.81; 95% confidence interval (CI): 0.57, 1.15] and thrombus resolution (OR: 1.12; 95% CI: 0.86, 1.46) were comparable, and there was low heterogeneity overall across the included studies. The use of DOACs was associated with lower odds of all-cause death (OR: 0.65; 95% CI: 0.46, 0.92) and a composite bleeding endpoint (OR: 0.67; 95% CI: 0.47, 0.97). A risk of bias was evident particularly for observational reports, with some publication bias suggested in funnel plots.

Conclusion

In this comprehensive analysis of mainly observational data, the use of DOACs was not associated with a significant difference in stroke or systemic embolism, or thrombus resolution, compared with VKA therapy. The use of DOACs was associated with a lower rate of all-cause death and fewer bleeding events. Adequately sized randomized clinical trials are needed to confirm these findings, which could allow a wider adoption of DOACs in patients with LVT.

Introduction

Left ventricular thrombus (LVT) may develop due to severe deterioration of left ventricular systolic function. Left ventricular thrombi are typically found in areas of regional akinesia that promote stasis of blood and clot formation. Endothelial injury arising from myocardial infarction (MI) and concomitant inflammation may additionally contribute to thrombus formation.1 Although MI and ischaemic cardiomyopathy are common causes of LVT, formation of the latter has also been detected in other clinical conditions, such as in patients with severe systolic heart failure or stress cardiomyopathy.2–4

Although advances in the management of patients with MI over the past few decades, particularly reperfusion therapy, have reduced the incidence of LVT in patients with MI,5 recent studies report a prevalence of LVT ranging from 2% to 15%.6–10

Oral anticoagulation (OAC) therapy is the cornerstone of LVT treatment.3,5 However, its benefit is intricately intertwined with the challenge of potential bleeding complications, which are more likely in patients with LVT as they commonly present with comorbidities that further increase bleeding risk.

In recent years, direct oral anticoagulants (DOACs) have replaced vitamin K antagonists (VKAs) in many clinical indications. This shift is attributed to their favourable safety profile, similar or superior efficacy, and ease of administration.11,12 Their increasing usage has prompted discussions about their potential use in patients with LVT,13 but dedicated trials in this scenario are scarce. In view of this, we carried out a systematic review and meta-analysis comparing results in the available literature regarding DOAC vs. VKA therapy in patients with LVT and providing pooled effect estimates for efficacy and safety endpoints.

Methods

Reference search and study selection

This systematic review and meta-analysis was conducted according to the recommendations of the Preferred Reporting Items for Systematic Reviews and Meta-analyses (PRISMA) statement (see Supplementary material online, Table S1). A systematic search of PubMed, EMBASE, and Web of Science databases was performed up to 13 December 2023, with the intention to retrieve studies reporting on a comparison of DOACs and VKAs in patients with LVT. We used the following subject headings and keywords in different combinations to retrieve potential references: ‘ventricular thrombus’, ‘left ventricular thrombus’, ‘ventricle thrombus’, ‘therapy’, ‘resolution’, ‘NOAC’, ‘non-vitamin K antagonist’, ‘direct oral anticoagulation’, ‘DOAC’, ‘VKA’, ‘vitamin K antagonist’, ‘oral anticoagulation’, ‘heparin’, ‘LMWH’, and ‘low molecular weight heparin’. No restrictions were applied with respect to study design (retrospective, prospective observational, randomized clinical trial), but only studies reporting results in the English language were included. Studies reported only in abstract form were not included. Individual references were retrieved and independently screened by two investigators (P.M.H. and N.K.) by title and abstract and, if deemed suitable, by full text. Additionally, references cited by the articles included were screened for potential identification of further studies. Disagreements were resolved by consensus.

Data extraction and endpoints

Relevant data of all studies included were extracted using a pre-specified data record form by two independent investigators (P.M.H. and N.K.) and were evaluated for potential inconsistencies. We extracted data on first author, year of publication, study design, number of participants, study drug agent, mode of LVT detection, classical cardiovascular risk factors, history of recent MI, concomitant antiplatelet therapy, cardiac function in terms of left ventricular ejection fraction (LVEF), follow-up time, and the endpoints of interest. The latter consisted of the efficacy endpoint ischaemic stroke and/or systemic embolism, with thrombus resolution, all-cause death, and bleeding events investigated as safety endpoints. Due to the high heterogeneity with respect to the bleeding endpoint definitions used in the studies included, we assessed a combined bleeding endpoint including clinically relevant and major bleeding. This gathered all bleeding events corresponding to the following definitions: International Society of Thrombosis and Haemostasis clinically relevant non-major and major bleeding events, respectively, thrombolysis in myocardial infarction minor and major bleeding events, Global Use of Strategies to Open Occluded Coronary Arteries moderate and severe bleeding events, and Bleeding Academic Research Consortium bleeding events fewer than two.

Meta-analysis

We compared patients treated with DOACs vs. VKAs for LVT using a random-effects model with inverse-variance testing and a Paule–Mandel estimator for tau2 (τ2) to derive odds ratios (ORs) and corresponding 95% confidence intervals (CIs). We applied Hartung–Knapp adjustment for random-effects models, and the prediction interval was based on a t-distribution. Heterogeneity of the overall effect was assessed using I2 statistics and τ2 and tested for significance at a level of 0.05. Sub-analyses were performed according to study type [randomized controlled trial (RCT) vs. non-randomized studies] if at least three trials reported on the investigated outcome.

We conducted influence analysis to investigate the robustness of the observed overall effect size of the meta-analysis and whether specific studies, or combination of studies, had a particular influence on the effect size or on the heterogeneity of the effect size. For this, we applied the ‘InfluenceAnalysis’ function of the r package ‘dmetar’ and conducted graphic display of heterogeneity (GOSH) plot analysis. Hereby, the treatment effect and heterogeneity are plotted for all possible subsets of all studies included. Further assessment of GOSH plots was conducted using unsupervised machine learning algorithms to detect clusters of studies with substantial influence on treatment effect and/or heterogeneity using a specific diagnostic function for GOSH plot analysis. All analyses were conducted using R Version 4.3.1 (R Foundation for Statistical Computing)14 and the ‘metafor’ packages.15

Risk of bias

We used the RoB2 tool for the risk of bias assessment of RCTs as described previously.16 All other included studies of non-randomized, observational nature were considered to have a high risk of bias. Publication bias for the individual outcomes was assessed by using funnel plots and Egger's test.

Results

Studies included

Our search yielded 1364 unique articles that were screened initially. Of these, 22 studies fulfilled our inclusion criteria (see Supplementary material online, Figure S1) that reported on a total of 3587 patients. Of those, 2489 patients were treated with VKAs and 1098 patients were treated with any DOAC for LVT. Among DOACs, most patients (>85%) received rivaroxaban and apixaban. The main study metrics are summarized in Table 1. Only 4 articles reported results of an RCT,17–20 whereas the other 18 articles reported results of retrospective analyses.21–38 In most studies, transthoracic echocardiography without contrast media (or without reporting on the use of contrast media) was used for the detection of LVT.17–21,25–27,33–35,37,38 Two studies reported the use of echocardiography contrast media,22,24,28,32 and five studies reported a mix of modalities for the detection of LVT.22,28,29,30,36 Five studies included only patients with recent MI and acute onset of LVT (VKA: n = 146, DOAC: n = 131), reflecting a small proportion of the overall study population (277/3587; 7.7%).18–20,30,38

Table 1

Summary of characteristics of studies included

Age*Male sex, n (%)
TrialType of studyDrugs usedImagingDOAC, NVKA, NExclusively MI patientsDOACVKADOACVKAFollow-up duration
Abdelnabi et al. 202117RCTRivaroxabanTTE no information on contrast3940Non.s.an.s.an.s.an.s.a6 months
Alcalai et al. 202218RCTApixabanTTE no information on contrast1817Yes55.5 ± 12.958.8 ± 10.213 (72.2)15 (88.2)3 months
Isa et al. 202019RCTApixabanTTE no information on contrast1413Yes55.36 ± 11.055.0 ± 11.413 (92.9)12 (92.3)3 months
Youssef et al. 202320RCTApixabanTTE, without contrast2525Yes52.0 ± 8.253.0 ± 7.9n.s.n.s.6 months
Albabtain et al. 202121ObservationalRivaroxabanTTE no contrast2835No58.3 ± 17.759 ± 15.624 (85.7)34 (97.1)VKA: 14 (IQR: 3–41); DOAC: 9.5 (IQR: 6–32.5)
Ali et al. 202022ObservationalApixaban, rivaroxaban, dabigatranTTE no information on contrast, cMR, cardiac CT3260 No59.2 ± 11.958.0 ± 16.326 (81.3)49 (81.7)12 months
Bass et al. 202123ObservationalApixaban, rivaroxaban, dabigatranno information (ICD-9 or ICD-10 code)180769No63.4 ± 16.761.6 ± 15.3125 (69.4)545 (70.9)3 months
Cochran et al. 202124ObservationalApixaban, rivaroxaban, dabigatran, edoxabanTTE contrast1459NoMedian: 51.5 (IQR: 39.0–73.0)Median: 62 (IQR: 34.0–84.0)11 (78.6)45 (76.3)12 months
Daher et al. 202025ObservationalApixaban, rivaroxaban, dabigatranTTE no information on contrast1742No57.0 ± 14.061.0 ± 13.014 (82.4)35 (83.3)3
Guddeti et al. 202026ObservationalApixaban, rivaroxaban, dabigatran TTE no information on contrast1980No60.7 ± 13.161.3 ± 12.215 (79.0)55 (68.8)Mean: 12 months; 10.4 ± 3.4
Herald et al. 202227ObservationalApixaban, rivaroxaban, dabigatranTTE no information on contrast134299No66 (IQR: 57–75)65 (IQR: 55–73)116 (86.6)242 (80.9)40.8 (IQR: 22.8–70.8)
Huang et al. 202328ObservationalRivaroxaban, dabigatranTTE, no routine contrast, cMR4765No43.8 ± 13.338.9 ± 13.038 (81.9)53 (81.5)6 months
Iqbal et al. 202029ObservationalApixaban, rivaroxaban, dabigatranTTE contrast, TTE no contrast, TEE, cMR2262No62.0 ± 13.062.0 ± 14.020 (90.9)55 (88.7)36 ± 16.8 months
Jones et al. 202130ObservationalApixaban, rivaroxaban, edoxabanTTE no information on contrast, cMR4160Yes58.7 ± 14.260.8 ± 14.333 (80.5)51 (85.0)26.4 months
Mihm et al. 202131ObservationalApixaban, rivaroxabann/r3375No63.3 ± 14.460.3 ± 13.923 (69.7)54 (72.0)6 months
Robinson et al. 202032ObservationalApixaban, rivaroxaban, dabigatranTTE contrast121236No58.1 ± 14.958.2 ± 15.194 (77.7)170 (72.0)∼12 months
Seiler et al. 202333ObservationalApixaban, rivaroxabanTTE, no information on contrast4853No64.3 ± 12.162.2 ± 14.242 (87.5%)41 (77.4%)26.6 (11.8; 41.2) months
Willeford et al. 202134ObservationalApixaban, rivaroxabanno information (ICD-10 code)22129No54 (IQR: 48–64)56 (IQR: 49–65.5)17 (77.3%)104 (80.6%)254 days (IQR: 98–343)
Xu et al. 202135ObservationalRivaroxaban, dabigatranTTE no information on contrast2562No59.4 ± 11.561.9 ± 12.219 (76.0)47 (75.8)28.44 ± 25.2 months
Yang et al. 202236ObservationalApixaban, rivaroxaban, dabigatranTTE contrast, TTE no contrast, TEE, cMR, cardiac CT77199No45.3 ± 17.249.3 ± 15.155 (71.4)160 (80.4)468 days
Zhang et al. 202237ObservationalRivaroxabanTTE no information on contrast10978NoMedian: 64.5 (54.2–70.8)Median: 63 (IQR: 54.5–71.0)85 (78.0)66 (84.6)17 (IQR: 6.0–24.0) months
Zhang et al. 202238ObservationalRivaroxabanTTE no information on contrast3331Yes60.3 ± 14.761.3 ± 933 (100.0)23 (74.2)8.5 (IQR: 5.0–17.0) months
Age*Male sex, n (%)
TrialType of studyDrugs usedImagingDOAC, NVKA, NExclusively MI patientsDOACVKADOACVKAFollow-up duration
Abdelnabi et al. 202117RCTRivaroxabanTTE no information on contrast3940Non.s.an.s.an.s.an.s.a6 months
Alcalai et al. 202218RCTApixabanTTE no information on contrast1817Yes55.5 ± 12.958.8 ± 10.213 (72.2)15 (88.2)3 months
Isa et al. 202019RCTApixabanTTE no information on contrast1413Yes55.36 ± 11.055.0 ± 11.413 (92.9)12 (92.3)3 months
Youssef et al. 202320RCTApixabanTTE, without contrast2525Yes52.0 ± 8.253.0 ± 7.9n.s.n.s.6 months
Albabtain et al. 202121ObservationalRivaroxabanTTE no contrast2835No58.3 ± 17.759 ± 15.624 (85.7)34 (97.1)VKA: 14 (IQR: 3–41); DOAC: 9.5 (IQR: 6–32.5)
Ali et al. 202022ObservationalApixaban, rivaroxaban, dabigatranTTE no information on contrast, cMR, cardiac CT3260 No59.2 ± 11.958.0 ± 16.326 (81.3)49 (81.7)12 months
Bass et al. 202123ObservationalApixaban, rivaroxaban, dabigatranno information (ICD-9 or ICD-10 code)180769No63.4 ± 16.761.6 ± 15.3125 (69.4)545 (70.9)3 months
Cochran et al. 202124ObservationalApixaban, rivaroxaban, dabigatran, edoxabanTTE contrast1459NoMedian: 51.5 (IQR: 39.0–73.0)Median: 62 (IQR: 34.0–84.0)11 (78.6)45 (76.3)12 months
Daher et al. 202025ObservationalApixaban, rivaroxaban, dabigatranTTE no information on contrast1742No57.0 ± 14.061.0 ± 13.014 (82.4)35 (83.3)3
Guddeti et al. 202026ObservationalApixaban, rivaroxaban, dabigatran TTE no information on contrast1980No60.7 ± 13.161.3 ± 12.215 (79.0)55 (68.8)Mean: 12 months; 10.4 ± 3.4
Herald et al. 202227ObservationalApixaban, rivaroxaban, dabigatranTTE no information on contrast134299No66 (IQR: 57–75)65 (IQR: 55–73)116 (86.6)242 (80.9)40.8 (IQR: 22.8–70.8)
Huang et al. 202328ObservationalRivaroxaban, dabigatranTTE, no routine contrast, cMR4765No43.8 ± 13.338.9 ± 13.038 (81.9)53 (81.5)6 months
Iqbal et al. 202029ObservationalApixaban, rivaroxaban, dabigatranTTE contrast, TTE no contrast, TEE, cMR2262No62.0 ± 13.062.0 ± 14.020 (90.9)55 (88.7)36 ± 16.8 months
Jones et al. 202130ObservationalApixaban, rivaroxaban, edoxabanTTE no information on contrast, cMR4160Yes58.7 ± 14.260.8 ± 14.333 (80.5)51 (85.0)26.4 months
Mihm et al. 202131ObservationalApixaban, rivaroxabann/r3375No63.3 ± 14.460.3 ± 13.923 (69.7)54 (72.0)6 months
Robinson et al. 202032ObservationalApixaban, rivaroxaban, dabigatranTTE contrast121236No58.1 ± 14.958.2 ± 15.194 (77.7)170 (72.0)∼12 months
Seiler et al. 202333ObservationalApixaban, rivaroxabanTTE, no information on contrast4853No64.3 ± 12.162.2 ± 14.242 (87.5%)41 (77.4%)26.6 (11.8; 41.2) months
Willeford et al. 202134ObservationalApixaban, rivaroxabanno information (ICD-10 code)22129No54 (IQR: 48–64)56 (IQR: 49–65.5)17 (77.3%)104 (80.6%)254 days (IQR: 98–343)
Xu et al. 202135ObservationalRivaroxaban, dabigatranTTE no information on contrast2562No59.4 ± 11.561.9 ± 12.219 (76.0)47 (75.8)28.44 ± 25.2 months
Yang et al. 202236ObservationalApixaban, rivaroxaban, dabigatranTTE contrast, TTE no contrast, TEE, cMR, cardiac CT77199No45.3 ± 17.249.3 ± 15.155 (71.4)160 (80.4)468 days
Zhang et al. 202237ObservationalRivaroxabanTTE no information on contrast10978NoMedian: 64.5 (54.2–70.8)Median: 63 (IQR: 54.5–71.0)85 (78.0)66 (84.6)17 (IQR: 6.0–24.0) months
Zhang et al. 202238ObservationalRivaroxabanTTE no information on contrast3331Yes60.3 ± 14.761.3 ± 933 (100.0)23 (74.2)8.5 (IQR: 5.0–17.0) months

cMR, cardiac magnetic resonance imaging; CT, computed tomography; DOAC, direct oral anticoagulants; ICD-9, International Classification of Diseases, Ninth Revision; ICD-10, International Classification of Diseases, Tenth Revision; MI, myocardial infarction; RCT, randomized controlled trial; TTE, transthoracic echocardiography; VKA, vitamin K antagonist.

aOnly pooled data have been reported without treatment stratification: age 49.6 ± 12.5, male sex: 45 (57%).

*Data are presented as mean ± SD or interquartile range (IQR).

Table 1

Summary of characteristics of studies included

Age*Male sex, n (%)
TrialType of studyDrugs usedImagingDOAC, NVKA, NExclusively MI patientsDOACVKADOACVKAFollow-up duration
Abdelnabi et al. 202117RCTRivaroxabanTTE no information on contrast3940Non.s.an.s.an.s.an.s.a6 months
Alcalai et al. 202218RCTApixabanTTE no information on contrast1817Yes55.5 ± 12.958.8 ± 10.213 (72.2)15 (88.2)3 months
Isa et al. 202019RCTApixabanTTE no information on contrast1413Yes55.36 ± 11.055.0 ± 11.413 (92.9)12 (92.3)3 months
Youssef et al. 202320RCTApixabanTTE, without contrast2525Yes52.0 ± 8.253.0 ± 7.9n.s.n.s.6 months
Albabtain et al. 202121ObservationalRivaroxabanTTE no contrast2835No58.3 ± 17.759 ± 15.624 (85.7)34 (97.1)VKA: 14 (IQR: 3–41); DOAC: 9.5 (IQR: 6–32.5)
Ali et al. 202022ObservationalApixaban, rivaroxaban, dabigatranTTE no information on contrast, cMR, cardiac CT3260 No59.2 ± 11.958.0 ± 16.326 (81.3)49 (81.7)12 months
Bass et al. 202123ObservationalApixaban, rivaroxaban, dabigatranno information (ICD-9 or ICD-10 code)180769No63.4 ± 16.761.6 ± 15.3125 (69.4)545 (70.9)3 months
Cochran et al. 202124ObservationalApixaban, rivaroxaban, dabigatran, edoxabanTTE contrast1459NoMedian: 51.5 (IQR: 39.0–73.0)Median: 62 (IQR: 34.0–84.0)11 (78.6)45 (76.3)12 months
Daher et al. 202025ObservationalApixaban, rivaroxaban, dabigatranTTE no information on contrast1742No57.0 ± 14.061.0 ± 13.014 (82.4)35 (83.3)3
Guddeti et al. 202026ObservationalApixaban, rivaroxaban, dabigatran TTE no information on contrast1980No60.7 ± 13.161.3 ± 12.215 (79.0)55 (68.8)Mean: 12 months; 10.4 ± 3.4
Herald et al. 202227ObservationalApixaban, rivaroxaban, dabigatranTTE no information on contrast134299No66 (IQR: 57–75)65 (IQR: 55–73)116 (86.6)242 (80.9)40.8 (IQR: 22.8–70.8)
Huang et al. 202328ObservationalRivaroxaban, dabigatranTTE, no routine contrast, cMR4765No43.8 ± 13.338.9 ± 13.038 (81.9)53 (81.5)6 months
Iqbal et al. 202029ObservationalApixaban, rivaroxaban, dabigatranTTE contrast, TTE no contrast, TEE, cMR2262No62.0 ± 13.062.0 ± 14.020 (90.9)55 (88.7)36 ± 16.8 months
Jones et al. 202130ObservationalApixaban, rivaroxaban, edoxabanTTE no information on contrast, cMR4160Yes58.7 ± 14.260.8 ± 14.333 (80.5)51 (85.0)26.4 months
Mihm et al. 202131ObservationalApixaban, rivaroxabann/r3375No63.3 ± 14.460.3 ± 13.923 (69.7)54 (72.0)6 months
Robinson et al. 202032ObservationalApixaban, rivaroxaban, dabigatranTTE contrast121236No58.1 ± 14.958.2 ± 15.194 (77.7)170 (72.0)∼12 months
Seiler et al. 202333ObservationalApixaban, rivaroxabanTTE, no information on contrast4853No64.3 ± 12.162.2 ± 14.242 (87.5%)41 (77.4%)26.6 (11.8; 41.2) months
Willeford et al. 202134ObservationalApixaban, rivaroxabanno information (ICD-10 code)22129No54 (IQR: 48–64)56 (IQR: 49–65.5)17 (77.3%)104 (80.6%)254 days (IQR: 98–343)
Xu et al. 202135ObservationalRivaroxaban, dabigatranTTE no information on contrast2562No59.4 ± 11.561.9 ± 12.219 (76.0)47 (75.8)28.44 ± 25.2 months
Yang et al. 202236ObservationalApixaban, rivaroxaban, dabigatranTTE contrast, TTE no contrast, TEE, cMR, cardiac CT77199No45.3 ± 17.249.3 ± 15.155 (71.4)160 (80.4)468 days
Zhang et al. 202237ObservationalRivaroxabanTTE no information on contrast10978NoMedian: 64.5 (54.2–70.8)Median: 63 (IQR: 54.5–71.0)85 (78.0)66 (84.6)17 (IQR: 6.0–24.0) months
Zhang et al. 202238ObservationalRivaroxabanTTE no information on contrast3331Yes60.3 ± 14.761.3 ± 933 (100.0)23 (74.2)8.5 (IQR: 5.0–17.0) months
Age*Male sex, n (%)
TrialType of studyDrugs usedImagingDOAC, NVKA, NExclusively MI patientsDOACVKADOACVKAFollow-up duration
Abdelnabi et al. 202117RCTRivaroxabanTTE no information on contrast3940Non.s.an.s.an.s.an.s.a6 months
Alcalai et al. 202218RCTApixabanTTE no information on contrast1817Yes55.5 ± 12.958.8 ± 10.213 (72.2)15 (88.2)3 months
Isa et al. 202019RCTApixabanTTE no information on contrast1413Yes55.36 ± 11.055.0 ± 11.413 (92.9)12 (92.3)3 months
Youssef et al. 202320RCTApixabanTTE, without contrast2525Yes52.0 ± 8.253.0 ± 7.9n.s.n.s.6 months
Albabtain et al. 202121ObservationalRivaroxabanTTE no contrast2835No58.3 ± 17.759 ± 15.624 (85.7)34 (97.1)VKA: 14 (IQR: 3–41); DOAC: 9.5 (IQR: 6–32.5)
Ali et al. 202022ObservationalApixaban, rivaroxaban, dabigatranTTE no information on contrast, cMR, cardiac CT3260 No59.2 ± 11.958.0 ± 16.326 (81.3)49 (81.7)12 months
Bass et al. 202123ObservationalApixaban, rivaroxaban, dabigatranno information (ICD-9 or ICD-10 code)180769No63.4 ± 16.761.6 ± 15.3125 (69.4)545 (70.9)3 months
Cochran et al. 202124ObservationalApixaban, rivaroxaban, dabigatran, edoxabanTTE contrast1459NoMedian: 51.5 (IQR: 39.0–73.0)Median: 62 (IQR: 34.0–84.0)11 (78.6)45 (76.3)12 months
Daher et al. 202025ObservationalApixaban, rivaroxaban, dabigatranTTE no information on contrast1742No57.0 ± 14.061.0 ± 13.014 (82.4)35 (83.3)3
Guddeti et al. 202026ObservationalApixaban, rivaroxaban, dabigatran TTE no information on contrast1980No60.7 ± 13.161.3 ± 12.215 (79.0)55 (68.8)Mean: 12 months; 10.4 ± 3.4
Herald et al. 202227ObservationalApixaban, rivaroxaban, dabigatranTTE no information on contrast134299No66 (IQR: 57–75)65 (IQR: 55–73)116 (86.6)242 (80.9)40.8 (IQR: 22.8–70.8)
Huang et al. 202328ObservationalRivaroxaban, dabigatranTTE, no routine contrast, cMR4765No43.8 ± 13.338.9 ± 13.038 (81.9)53 (81.5)6 months
Iqbal et al. 202029ObservationalApixaban, rivaroxaban, dabigatranTTE contrast, TTE no contrast, TEE, cMR2262No62.0 ± 13.062.0 ± 14.020 (90.9)55 (88.7)36 ± 16.8 months
Jones et al. 202130ObservationalApixaban, rivaroxaban, edoxabanTTE no information on contrast, cMR4160Yes58.7 ± 14.260.8 ± 14.333 (80.5)51 (85.0)26.4 months
Mihm et al. 202131ObservationalApixaban, rivaroxabann/r3375No63.3 ± 14.460.3 ± 13.923 (69.7)54 (72.0)6 months
Robinson et al. 202032ObservationalApixaban, rivaroxaban, dabigatranTTE contrast121236No58.1 ± 14.958.2 ± 15.194 (77.7)170 (72.0)∼12 months
Seiler et al. 202333ObservationalApixaban, rivaroxabanTTE, no information on contrast4853No64.3 ± 12.162.2 ± 14.242 (87.5%)41 (77.4%)26.6 (11.8; 41.2) months
Willeford et al. 202134ObservationalApixaban, rivaroxabanno information (ICD-10 code)22129No54 (IQR: 48–64)56 (IQR: 49–65.5)17 (77.3%)104 (80.6%)254 days (IQR: 98–343)
Xu et al. 202135ObservationalRivaroxaban, dabigatranTTE no information on contrast2562No59.4 ± 11.561.9 ± 12.219 (76.0)47 (75.8)28.44 ± 25.2 months
Yang et al. 202236ObservationalApixaban, rivaroxaban, dabigatranTTE contrast, TTE no contrast, TEE, cMR, cardiac CT77199No45.3 ± 17.249.3 ± 15.155 (71.4)160 (80.4)468 days
Zhang et al. 202237ObservationalRivaroxabanTTE no information on contrast10978NoMedian: 64.5 (54.2–70.8)Median: 63 (IQR: 54.5–71.0)85 (78.0)66 (84.6)17 (IQR: 6.0–24.0) months
Zhang et al. 202238ObservationalRivaroxabanTTE no information on contrast3331Yes60.3 ± 14.761.3 ± 933 (100.0)23 (74.2)8.5 (IQR: 5.0–17.0) months

cMR, cardiac magnetic resonance imaging; CT, computed tomography; DOAC, direct oral anticoagulants; ICD-9, International Classification of Diseases, Ninth Revision; ICD-10, International Classification of Diseases, Tenth Revision; MI, myocardial infarction; RCT, randomized controlled trial; TTE, transthoracic echocardiography; VKA, vitamin K antagonist.

aOnly pooled data have been reported without treatment stratification: age 49.6 ± 12.5, male sex: 45 (57%).

*Data are presented as mean ± SD or interquartile range (IQR).

A summary of baseline characteristics of the individual studies is reported in Table 1 and Supplementary material online, Table S2. The mean age in both treatment groups ranged from ∼50 to 65 years, and 2672/3587 patients were male (74.5%; range in each study 57–100%). Fifteen studies reported on the mean LVEF at baseline, ranging from 23% to 39% in each study. Seventeen studies reported on the additional use of antiplatelet agents; as reported by each study, 1342 VKA-treated (57.9%) and 573 DOAC-treated (57.5%) patients took at least one additional antiplatelet agent at baseline, with the proportion ranging between trials from 9% to 100%.

Stroke and systemic embolism

Twenty-one studies reported on the occurrence of ischaemic stroke or additionally on systemic emboli (Figure 1A), with 437 (17.7%) events in VKA-treated patients and 128 (11.9%) in DOAC-treated patients. The pooled OR comparing VKA and DOAC use was 0.81 (95% CI: 0.57, 1.15). Heterogeneity as measured by I2 [20.8% (0.0%, 53.4%)] or τ2 (0.086) was low (P for heterogeneity 0.19). In the subset of RCTs, the pooled OR was 0.34 (95% CI: 0.003, 40.5) (see Supplementary material online, Figure S2), with low heterogeneity (I2 30.6%, τ2 0.09).

Pooled estimates for stroke or systemic emboli (A) and thrombus resolution (B) of DOACs vs. VKA in patients with left ventricular thrombus.
Figure 1

Pooled estimates for stroke or systemic emboli (A) and thrombus resolution (B) of DOACs vs. VKA in patients with left ventricular thrombus.

Thrombus resolution

Eighteen trials reported on thrombus resolution, including 674 patients treated with any DOAC and 1110 patients treated with a VKA (Figure 1B). The follow-up duration and the number of reassessments during that period to detect potential thrombus resolution varied considerably, ranging between 3 and 12 months. Across the different studies, the number of patients with follow-up data on imaging was lower as compared with the number of patients with reported clinical follow-up. Of the subset of patients with reported imaging follow-up, 794/1110 VKA-treated patients (71.5%) and 509/674 DOAC-treated patients (75.5%) had confirmed thrombus resolution. The pooled OR comparing DOAC and VKA use was 1.12 (95% CI: 0.86, 1.46), with low heterogeneity [I2 9.2% (0.0%, 45.2%), τ2 0.02, P for heterogeneity 0.35]. In the subset of three RCTs reporting on thrombus resolution, the follow-up duration varied between 3 months and ∼3 years (Table 1). In this subset, 73/81 (90.1%) patients in the DOAC group and 70/70 (87.5%) patients in the VKA group had full resolution during follow-up. The pooled OR in this subset was 1.29 (95% CI: 0.30, 5.51) (see Supplementary material online, Figure S3), with low heterogeneity (I2 0.0%, τ2 0.025).

All-cause death

Thirteen studies reported on all-cause death, including 676 patients treated with a DOAC and 1219 patients treated with a VKA (Figure 2A). Of these, 236/1219 (19.4%) and 101/676 (14.9%) patients died. The pooled OR comparing DOAC and VKA use was 0.65 (95% CI: 0.46, 0.92), with low heterogeneity [I2 15.4% (0, 54.4), τ2 0.026, P for heterogeneity 0.29]. Two RCTs reported on all-cause death, with 3/32 (9.4%) deaths in the DOAC group and 4/30 (13.3%) deaths in the VKA group.

Pooled estimates for all-cause death (A) and the composite bleeding endpoint (B) of DOACs vs. VKA in patients with left ventricular thrombus.
Figure 2

Pooled estimates for all-cause death (A) and the composite bleeding endpoint (B) of DOACs vs. VKA in patients with left ventricular thrombus.

Major or clinically relevant non-major bleeding

Seventeen studies reported on bleeding events, including 874 patients treated with a DOAC and 2108 patients treated with a VKA. Definitions of bleeding across the individual studies varied considerably. We pooled data reflecting a combined bleeding endpoint of major or clinically relevant non-major bleeding. Overall, a bleeding event was reported for 193/2108 VKA-treated patients (9.2%) and 58/841 DOAC-treated patients (6.6%) (Figure 2B). The pooled OR comparing DOAC and VKA use was 0.67 (95% CI: 0.47, 0.97), with low heterogeneity [I2 0.0% (0, 51.1), τ2 0.0, P for heterogeneity 0.47]. In the subset of three RCTs, there were 2/96 (2.1%) bleeding events reported in the DOAC group and 8/95 (8.4%) events in the VKA group. Since one of the three studies reported no event in either, we derived no pooled OR.

Influence analysis

We conducted several sensitivity and influence analyses to test whether a specific study, or a subset of studies, had substantial influence on the pooled effect estimate or on the heterogeneity observed in the pooled analyses. Detailed results are provided in Supplementary material online, Figure S4. Overall, we observed substantial influence of specific studies on the investigated outcomes, and we provided sensitivity analyses omitting those studies or clusters of studies. A summary of the pooled treatment estimates of the main analyses and the sensitivity analyses is provided in Table 2.

Table 2

Summary of pooled effect estimates and heterogeneity in the main analysis and sensitivity analyses stratified by endpoint

ModelPooled OR [95% CI]I2% [95% CI]Excluded studies
Stroke and systemic emboli
 Main model0.81 [0.57, 1.15]21 [0, 53]
 Model 10.75 [0.60, 0.95]0 [0, 48]Robinson et al.32
 Model 20.77 [0.61, 0.96]0 [0, 49]Abdelnabi et al.,17 Robinson et al.32
 Model 30.72 [0.47, 1.08]0 [0, 52]Abdelnabi et al.,17 Ali et al.,22 Bass et al.23 Herald et al.,27 Robinson et al.32
Thrombus resolution
 Main model1.2 [0.86, 1.54]18 [0, 55]
 Model 11.3 [1.05, 1.71]0 [0, 55]Robinson et al.32
 Model 21.1 [0.9, 1.46]0 [0, 58]Jones et al.,30 Robinson et al.,32 Zhang et al.37
Death
 Main model0.65 [0.46, 0.92]15 [0, 54]
 Model 10.84 [062, 1.14]0 [0,58]Herald et al.27
Major or clinically relevant non-major bleeding
 Main model0.67 [0.47, 0.97]0 [0, 51]
 Model 10.61 [0.46, 0.81]0 [0, 52]Herald et al.27
 Model 20.59 [0.46, 0.81]0 [0, 52]Herald et al.,27 Mihm et al.31
ModelPooled OR [95% CI]I2% [95% CI]Excluded studies
Stroke and systemic emboli
 Main model0.81 [0.57, 1.15]21 [0, 53]
 Model 10.75 [0.60, 0.95]0 [0, 48]Robinson et al.32
 Model 20.77 [0.61, 0.96]0 [0, 49]Abdelnabi et al.,17 Robinson et al.32
 Model 30.72 [0.47, 1.08]0 [0, 52]Abdelnabi et al.,17 Ali et al.,22 Bass et al.23 Herald et al.,27 Robinson et al.32
Thrombus resolution
 Main model1.2 [0.86, 1.54]18 [0, 55]
 Model 11.3 [1.05, 1.71]0 [0, 55]Robinson et al.32
 Model 21.1 [0.9, 1.46]0 [0, 58]Jones et al.,30 Robinson et al.,32 Zhang et al.37
Death
 Main model0.65 [0.46, 0.92]15 [0, 54]
 Model 10.84 [062, 1.14]0 [0,58]Herald et al.27
Major or clinically relevant non-major bleeding
 Main model0.67 [0.47, 0.97]0 [0, 51]
 Model 10.61 [0.46, 0.81]0 [0, 52]Herald et al.27
 Model 20.59 [0.46, 0.81]0 [0, 52]Herald et al.,27 Mihm et al.31

We conducted sensitivity analyses by removing studies or a set of studies found to have considerable high influence on the pooled effect estimate and/or heterogeneity as described in the Methods section and in Supplemental material online, Figure S3AD. Studies, or a set of studies, are excluded and the effect estimates and heterogeneity are provided for these sensitivity models. Studies excluded for a respective model are shown in the right column.

Table 2

Summary of pooled effect estimates and heterogeneity in the main analysis and sensitivity analyses stratified by endpoint

ModelPooled OR [95% CI]I2% [95% CI]Excluded studies
Stroke and systemic emboli
 Main model0.81 [0.57, 1.15]21 [0, 53]
 Model 10.75 [0.60, 0.95]0 [0, 48]Robinson et al.32
 Model 20.77 [0.61, 0.96]0 [0, 49]Abdelnabi et al.,17 Robinson et al.32
 Model 30.72 [0.47, 1.08]0 [0, 52]Abdelnabi et al.,17 Ali et al.,22 Bass et al.23 Herald et al.,27 Robinson et al.32
Thrombus resolution
 Main model1.2 [0.86, 1.54]18 [0, 55]
 Model 11.3 [1.05, 1.71]0 [0, 55]Robinson et al.32
 Model 21.1 [0.9, 1.46]0 [0, 58]Jones et al.,30 Robinson et al.,32 Zhang et al.37
Death
 Main model0.65 [0.46, 0.92]15 [0, 54]
 Model 10.84 [062, 1.14]0 [0,58]Herald et al.27
Major or clinically relevant non-major bleeding
 Main model0.67 [0.47, 0.97]0 [0, 51]
 Model 10.61 [0.46, 0.81]0 [0, 52]Herald et al.27
 Model 20.59 [0.46, 0.81]0 [0, 52]Herald et al.,27 Mihm et al.31
ModelPooled OR [95% CI]I2% [95% CI]Excluded studies
Stroke and systemic emboli
 Main model0.81 [0.57, 1.15]21 [0, 53]
 Model 10.75 [0.60, 0.95]0 [0, 48]Robinson et al.32
 Model 20.77 [0.61, 0.96]0 [0, 49]Abdelnabi et al.,17 Robinson et al.32
 Model 30.72 [0.47, 1.08]0 [0, 52]Abdelnabi et al.,17 Ali et al.,22 Bass et al.23 Herald et al.,27 Robinson et al.32
Thrombus resolution
 Main model1.2 [0.86, 1.54]18 [0, 55]
 Model 11.3 [1.05, 1.71]0 [0, 55]Robinson et al.32
 Model 21.1 [0.9, 1.46]0 [0, 58]Jones et al.,30 Robinson et al.,32 Zhang et al.37
Death
 Main model0.65 [0.46, 0.92]15 [0, 54]
 Model 10.84 [062, 1.14]0 [0,58]Herald et al.27
Major or clinically relevant non-major bleeding
 Main model0.67 [0.47, 0.97]0 [0, 51]
 Model 10.61 [0.46, 0.81]0 [0, 52]Herald et al.27
 Model 20.59 [0.46, 0.81]0 [0, 52]Herald et al.,27 Mihm et al.31

We conducted sensitivity analyses by removing studies or a set of studies found to have considerable high influence on the pooled effect estimate and/or heterogeneity as described in the Methods section and in Supplemental material online, Figure S3AD. Studies, or a set of studies, are excluded and the effect estimates and heterogeneity are provided for these sensitivity models. Studies excluded for a respective model are shown in the right column.

Risk of bias assessment

Publication bias was assessed by visual inspection of funnel plots, which are provided for all four outcomes in Supplementary material online, Figure S5AD. The funnel plot for the outcome of stroke or systemic embolism showed a leftward shift of reported studies, reflecting a potential publication bias favouring studies reporting on a benefit of DOAC therapy on this endpoint. A similar trend is seen for the analysis of major or clinically relevant non-major bleeding events. For other two endpoints, the funnel plots appear more balanced. Eggers’ test for all four outcomes did not indicate the presence of funnel plot asymmetry (see Supplementary material online, Figure S5A–D).

A summary of the risk of bias assessment for the RCTs is provided in supplementary material online, Figure S6, which shows overall a moderate concern of bias. For all other studies included, as they were of observational nature with retrospective collection of data in almost all cases, we deemed these data to be at potentially high risk of bias.

Discussion

In recent years, DOACs have become widely adopted in clinical practice as a preferred treatment over VKAs in various clinical scenarios where OAC is indicated. Their increased use relates to a favourable safety profile in terms of bleeding complications, particularly a lower risk of intracranial haemorrhage compared with VKA, while demonstrating similar efficacy in preventing thromboembolic events. The convenience of fixed-dose regimens without routine monitoring requirements improves patients’ quality of life, and treatment's adherence and persistence, thus reducing the burden on the healthcare system.39 With this development, the off-label use of DOACs for indications of OAC beyond those investigated in dedicated RCTs has increased. However, despite their favourable risk–benefit ratio in the context of approved indications, such as atrial fibrillation,11 DOACs have yielded unfavourable results in other clinical settings,40 generally warranting caution upon expanding the indications for their application without solid scientific evidence derived from adequately powered RCTs. For example, in patients with mechanical heart valves,41 patients with rheumatic heart disease-associated atrial fibrillation,42 or patients with left ventricular assist devices,43 DOACs have not been proven to be effective and safe.

The use of DOACs for management of LVT serves as a prominent example of the use of these agents in conditions that have not been systematically assessed by dedicated large clinical trials and therefore lack of approval for this specific condition. Due to their global and widespread availability, the long-lasting experience in terms of safety and efficacy, and potential cost-related advantages, VKAs are established as the default choice for OAC in many scenarios and countries. Although VKAs have not been formally tested in patients with LVT, their predominance has naturally given them a role as inherent benchmark against which newer compounds are evaluated. The aim of this meta-analysis was to provide a comprehensive summary of the available literature on this topic, incorporating data from observational and randomized clinical trials, and to compare DOACs vs. VKAs for clinically important events and thrombus resolution in patients with LVT. Although some meta-analyses have been previously conducted on this comparison,3,44–46 we also aimed at investigating the robustness of the available literature in more detail. Unfortunately, only four small RCTs were identified, focusing on two different agents (apixaban and rivaroxaban), while the majority of available data stems from observational, primarily retrospective studies. Therefore, data are insufficient to draw firm conclusions regarding the superiority and routine use of DOACs over VKAs in patients with LVT. In our analysis of the endpoints of stroke or systemic embolism, the use of DOACs was not associated with an increased event rate compared with VKA treatment. However, sensitivity analyses revealed variability in pooled effect estimates, partly due to heterogeneity between individual studies, highlighting potential biases and uncertainties (Table 2). Despite no overt funnel plot asymmetry, publication bias favouring studies reporting on an association with reduced event rates in DOAC-treated patients over VKAs was also observed to some degree. As such, these summary estimates may not be particularly robust. Additional uncertainty exists due to the non-randomized nature of most studies included. Yet, the only RCTs available to date lack sufficient power to study stroke or systemic embolism, as also indicated by the reported variation in treatment effect (OR varying from 0.07 to 3.0), resulting in remarkably wide CIs of the pooled OR (see Supplementary material online, Figure S2) and hereby leaving large room for uncertainty.

With respect to thrombus resolution, in our meta-analysis, DOACs were not associated with a lower efficacy over VKAs. However, the follow-up period, the number of and interval of repeated imaging assessments, and the imaging modalities applied varied considerably, which introduced major limitations. Only two RCTs, with a total of 111 patients, reported data on thrombus resolution, which does not provide a sufficient basis to draw definitive conclusions.

The optimal treatment duration for OAC (irrespective of VKA or DOAC) for patients with LVT remains unclear to date. In this regard, we observed considerable heterogeneity within all included studies, reflecting different clinical practice patterns and the lack of standardization. Thus, for the conduction of a pooled analysis, this adds further complexity that cannot be addressed to its full extent, leaving uncertainties with respect to the efficacy data. While there may be intuitive differences regarding the risk of embolism derived from LVT depending on, for example, endothelialization, size, or protrusion, it remains unclear whether patients with successful resolution of LVT need further treatment or how long patients without completely resolved LVT should be treated.

Differences in imaging modalities also contributed to the overall heterogeneity. The detection of LVT is clinically challenging, and the reported prevalence of LVT varies greatly according to the effort made to detect LVT.5,9,10,47 Therefore, despite the promising result of our analysis on all investigated outcomes, the great heterogeneity of study designs with mostly retrospective data collection, different approaches for LVT detection, and varying imaging follow-up durations and intervals warrants a cautious interpretation of the results.

Treatment with DOACs is considered to have a more favourable safety profile than therapy with VKAs in the approved clinical indications.11,39 This notion stems from large-scale RCTs comparing the two treatment strategies in different indications. For example, in patients with atrial fibrillation treated with DOACs, the safety profile with respect to bleeding endpoints favours DOAC therapy, a finding particularly pronounced regarding intracranial haemorrhage and fatal bleeding events. In line with this, a lower rate of all-cause death has been observed in patients treated with DOACs.11 In the present analysis, we observed differences in all-cause death and bleeding events between the treatment strategies, which is generally consistent with previous data.11 However, potential publication bias and selection bias inherently associated with observational data still might have influenced our estimates derived from the present meta-analysis. For instance, this might be reflected in the very low OR for all-cause death associated with DOACs (Figure 2) seen in our analysis. While our pooled OR suggests a 35% relative reduction, this estimate appears to overstate the treatment effect reported for other indications.11 As previously reported, the benefits seen in some patients, for example, patients with atrial fibrillation,11 do not necessarily apply to other clinical settings, wherefore we emphasize the need for careful interpretation of our study on the one hand and the need for dedicated clinical trials on the other.40,43

Our conclusions differ from those of previous analyses in this field. Some authors endorsed DOACs over VKA in patients with LVT as fully supported by their findings44 or use language implying the observed associations as definitive treatment-caused effects.46 However, we urge for a cautious interpretation of results for the reasons discussed above.

In our view, the current body of literature supports the design of and underscores the need for a dedicated RCT. Since our and other's findings require further validation, the direct implementation to clinical practice is too preliminary at this stage and based only on observational data and small-scale, underpowered and heterogeneous RCTs.

Conclusion

The data available on the use of DOACs in patients with LVT derive largely from observational studies and thus firm conclusions regarding their routine use for this indication cannot be drawn. Although the results of the present meta-analysis suggest a potential role of DOAC therapy in LVT patients, dedicated RCTs are required to prove and validate their potential benefits in routine clinical practice.

Acknowledgements

This paper has been handled independently by Guest Editor Prof. Gregory Lip.

Conflict of interest: P.M.H. has received outside of this work travel grants from the German Center of Cardiovascular Research (DZHK) and is recipient of grants by the Faculty of Medicine, University of Hamburg; the German Foundation for Heart Research; and the German Research Foundation. N.K. received travel grants and speaker fees from Daiichi Sankyo. S.A. reports no conflict of interest during the last 2 years. C.B. reports Board of speakers in Servier, Novo Nordisk, Menarini Corporate, and EGIS. D.D. received speaker's/consultancy honoraria from Daiichi Sankyo and AbbVie, outside the submitted work. E.L.G. has received speaker honoraria or consultancy fees from AstraZeneca, Bayer, Boehringer Ingelheim, Bristol-Myers Squibb, Pfizer, Novo Nordisk, MSD, Lundbeck Pharma, and Organon. He is an investigator in clinical studies sponsored by AstraZeneca, Idorsia, or Bayer. J.C.K. reports speaker honoraria from Menarini Farmaceutica SRL and Servier. B.L. reports consulting fees from Janssen Research and Development and from Idorsia. A.N. has received speaker's/consultancy honoraria from Bayer, Boehringer Ingelheim, Bristol-Myers Squibb, Daiichi Sankyo, and Pfizer, as well as unrestricted research grants from Boehringer Ingelheim, Daiichi Sankyo, and Pfizer. B.R. reports no conflict of interest in relation to this paper. G.S. reports grants and personal fees from Vifor, grants and personal fees from Boehringer Ingelheim, grants and personal fees from AstraZeneca, personal fees from Servier, grants and personal fees from Novartis, grants and personal fees from Cytokinetics, personal fees from Medtronic, grants from Boston Scientific, grants and personal fees from Pharmacosmos, grants from Merck, grants from Bayer, personal fees from TEVA, personal fees from INTAS, and personal fees from Abbott, outside the submitted work. R.B.S. has received funding from the European Research Council (ERC) under the European Union's Horizon 2020 research and innovation programme under the grant agreement No 648 131, from the European Union's Horizon 2020 research and innovation programme under the grant agreement No 847 770 (AFFECT-EU), from the European Union's Horizon Europe research and innovation programme under the grant agreement ID: 101 095 480 and German Center for Cardiovascular Research (DZHK e.V.) (81Z1710103 and 81Z0710114); German Ministry of Research and Education (BMBF 01ZX1408A) and ERACoSysMed3 (031L0239). Wolfgang Seefried project funding German Heart Foundation. S.S. has received speaker's/consultancy honoraria from Boehringer Ingelheim Pharma, AstraZeneca, Bristol-Myers Squibb, Novartis, and Berlin-Chemie AG. S.W. is on the speaker and advisory bureau of Bayer Healthcare, Bristol-Myers Squibb, Boehringer Ingelheim, Daiichi Sankyo, and Pfizer. P.S. has received grants from Bayer, Daiichi Sankyo, and Astra Zeneca, and personal fees from Boehringer Ingelheim, outside the submitted work. All other authors report no conflict of interest with this work.

Data availability

Data of the included articles are available with the respective publications. The data extraction sheet and the code used for the analysis are available upon reasonable request to the corresponding authors.

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