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D. Vrinceanu and others, On the treatment of ℓ-changing proton–hydrogen Rydberg atom collisions, Monthly Notices of the Royal Astronomical Society, Volume 471, Issue 3, November 2017, Pages 3051–3056, https://doi.org/10.1093/mnras/stx1783
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Abstract
Energy-conserving, angular momentum changing collisions between protons and highly excited Rydberg hydrogen atoms are important for precise understanding of atomic recombination at the photon decoupling era and the elemental abundance after primordial nucleosynthesis. Early approaches to ℓ-changing collisions used perturbation theory only for dipole-allowed (Δℓ = ±1) transitions. An exact non-perturbative quantum mechanical treatment is possible, but it comes at a computational cost for highly excited Rydberg states. In this paper, we show how to obtain a semiclassical limit that is accurate and simple, and develop further physical insights afforded by the non-perturbative quantum mechanical treatment.
1 INTRODUCTION
The dynamics of atomic recombination and its impact on the cosmic background radiation are crucial to constrain variants of big bang models (Chluba, Rubiño-Martin & Sunyaev 2007; Chluba, Vasil & Dursi 2010). The recombination cascade of highly excited Rydberg H atoms is influenced by energy-changing (Vrinceanu, Onofrio & Sadeghpour 2014; Pohl, Vrinceanu & Sadeghpour 2008) and angular momentum changing collisional processes (Pengelly & Seaton 1964, hereafter PS64; Vrinceanu, Onofrio & Sadeghpour 2012, hereafter VOS12), and is a major source of systematic error for an accurate determination of the recombination history. Moreover, primordial nucleosynthesis is studied by determining the He/H abundance ratio. This is obtained by determining the ratio of emission lines of He i and H i, and using the most accurate models for the recombination rate coefficients (Ferland 1986; Benjamin, Skillman & Smits 1999, 2002; Luridiana et al. 2003; Izotov et al. 2006, 2007).
Besides cosmology, recombination rate coefficients for hydrogen and helium are also important in studying radio emission from nebulae (Pipher & Terzian 1969; Brocklehurst 1970; Samuelson 1970; Otsuka, Meixner & Riebel 2011) and in the study of cold and ultracold laboratory plasmas (Gabrielse 2005). In particular, there is a pending puzzle in the determination of elemental abundance and electron temperature in planetary nebulae, as optical recombination lines and collisionally induced lines provide significantly different values (Izotov et al. 2006; García-Rojas & Esteban 2007; Nicholls, Dopita & Sutherland 2012; Storey & Sochi 2015).
Dipole ℓ-changing collisions nℓ → nℓ ± 1 between energy-degenerate states within an n-shell are dominant in the dynamics of proton–Rydberg hydrogen atom collisions and have been addressed long ago by Pengelly and Seaton in the framework of the Bethe approximation in a perturbative framework (PS64). More recently, we examined (VOS12) the problem in obtaining non-perturbative results for arbitrary nℓ → nℓ΄ energy-conserving transitions, including the dipole-allowed transitions, which produce rate coefficients smaller compared with PS64. This results in the estimation of higher densities for available spectroscopic data, which is of relevance at least in cosmology as different H i emissivities are derived using the two models, with differences of up to 10 per cent (Guzmán et al. 2016). This in turn impacts the precision required on the primordial He/H abundance ratio to constrain cosmological models.
The exact quantum expression obtained in VOS12 was complemented by a simplified classical limit transition rate that was in good quantitative agreement with the quantum rate and also with the results of Monte Carlo classical trajectory simulations for arbitrary Δℓ. For dipole-allowed transitions, Δℓ = ±1, Monte Carlo computations in VOS12 predicted a finite cross-section instead of a logarithmically divergent one due to a discontinuity in the classical transition probability at large impact parameters.
In a recent publication, Storey & Sochi (2015) recommended that the PS64 rates should be preferred over the classical results in VOS12 due to how PS64 employed an ad hoc density-dependent cut-off procedure to treat the dipole-allowed angular momentum changing collisions. In a series of papers, Guzmán et al. (2016, 2017) and Williams et al. (2017) investigated the influence of differently calculated ℓ-changing rate coefficients in cloudy simulations of emissivity ratios, concluding that the quantum VOS12 treatment is more appropriate when modelling recombination through Rydberg cascades. In this paper, we provide further validations and insights into our model and show how a slightly different classical limit is constructed to provide non-perturbative expressions that are uniformly consistent with the quantum behaviour for all impact parameters. In this way, the deficiency of the classical transition rates discussed by Guzmán et al. (2016, 2017) and Williams et al. (2017) is effectively eliminated.
2 PROTON–HYDROGEN ATOM COLLISIONS AT LARGE IMPACT PARAMETER
Consider an ion projectile with electric charge, in elementary units, of Z moving at speed v smaller or comparable with that of the target Rydberg electron vn = e2/nℏ in a state with principal quantum number n and angular quantum number ℓ. Results for collisions with proton are obtained by setting Z = 1. Even when the impact parameter b is larger than the size of the Rydberg atom, an = n2a0, with n being the principal quantum number and a0 = 0.53 × 10−10m the Bohr radius, the weak electric field created by the projectile lifts the degeneracy of the Rydberg energy shell and mixes angular momentum states within the shell. At the end of the slow and distant collision with the ion, the Rydberg atom is in a different angular momentum state with the same initial energy. Therefore collisions that change angular momentum, without any energy transfer, have extremely large cross-sections and rate coefficients. The rate coefficient q of this process scales as |$q_{n\ell \rightarrow \ell ^{\prime }} \sim n^4/\sqrt{T}\Delta \ell ^3$| (VOS12) with temperature T and change in angular momentum Δℓ = ℓ΄ − ℓ.
Specifically, the difficulties that stem from using perturbative solutions for potential (1) are the following:
The perturbative solution is derived from the matrix elements of (1) with respect to unperturbed states, and therefore only results for ℓ → ℓ ± 1 transitions can be obtained with this theory, as prescribed by the dipole selection rule.
The transition probability (2) diverges as b → 0, violating Pnℓ → nℓ ± 1 < 1, reflecting unitarity. This difficulty is handled in the PS64 formulation by introducing a cut-off impact parameter R1 such that the probability for transitions at b ≤ R1 is exactly 1/2: |$P^{({\rm PS})}_{\ell \rightarrow \ell \pm 1}(v, b \le R_1) = 1/2$|. The justification for this adjustment was that for b < R1, P(b) is an oscillatory function with a mean value close to 1/2. This assumption is quite reasonable for collisions involving energy transfer, when the cut-off R1 is about the size of the atom. However, the probability for angular momentum changing collisions are dominated by very large impact parameters (b ≫ n2a0) and probabilities for collision at small impact parameters are much smaller than 1/2. In order to address this difficulty, an extension to the PS64 method was recently proposed (Guzmán et al. 2017) in which the constant 1/2 is replaced with 1/4 (model PS-M in that paper). The overall trend of P(b), as explained in the next sections, is to grow linearly with b. This is the reason why the PS64 rates are overestimated.
- As b → ∞, |$P^{(B)}_{n\ell \rightarrow n\ell \pm 1} \sim 1/b^2$|, leading to a cross-sectionwhich diverges logarithmically as log (Rc) when the cut-off parameter Rc → ∞. The divergence of the cross-section can be understood in the context of the dynamics of degenerate quantum systems, such as the ℓ-level shell in a Rydberg atom. The transition between degenerate states under the influence of a perturbation that have non-zero coupling matrix elements is possible no matter how weak this perturbation is. The time-scale governing transition probabilities is defined by the Rabi frequency, which for a degenerate system is given simply by |Vab|/ℏ, where Vab are the transition matrix elements of the perturbation V between degenerate states a and b. Therefore, for weak electric fields, either produced during a very distant collision with an ion or microfields generated by the surrounding plasma, the ℓ → ℓ ± 1 dipole transitions between Rydberg levels have rates proportional to the intensity of the perturbation.(3)\begin{eqnarray} \sigma _{n\ell \rightarrow n\ell ^{\prime }} = 2\pi \int _0^{R_c} P_{n\ell \rightarrow n\ell ^{\prime }}\,\, b{\rm d}b, \end{eqnarray}
3 EXACT NON-PERTURBATIVE TRANSITION PROBABILITY
By taking advantage of the symmetries in the problem, an exact non-perturbative solution for the Rydberg atom dynamics under the interaction potential (1) can be obtained (Vrinceanu & Flannery 2001a) and expressed as successive physical rotations, with direct interpretations both in quantum (Vrinceanu & Flannery 2000) and classical (Vrinceanu & Flannery 2001b) contexts. Like in other physical situations, for example the precession of a magnetic moment in the magnetic field, the source of similarities between quantum and classical motions is the group of symmetry operations for the given system, which for the hydrogen atom is SO(4).
The probability (4) eliminates all the difficulties associated with the perturbative expression (2) as it is not restricted to dipole transitions, it is well behaved in the b → 0 limit and has simpler classical and semiclassical limits, as explained in the next sections, beyond the perturbative approximation.
Equation (4) can be efficiently implemented for the computation of approximation-free transition rates for angular momentum changing collisions for use in astrophysical models, beyond the PS64 result. However, for n ≳ 100, the direct summation becomes inefficient and it might lead to accumulation of truncation errors due to the summation of large alternating sign numbers. For these cases, and also with the goal of obtaining more physics insight into this process, it is useful to investigate the limit n → ∞ of (4). This can be performed in two different ways, as explained in the next sections: one which applies for general transitions and impact parameters up to a critical value, and the other one that only applies to dipole-allowed transitions and very large b.
4 CLASSICAL LIMIT
Fig. 1 graphically demonstrates that probability (4) converges to (11) in the n → ∞ limit, showing a linear increase up to a maximum impact parameter, followed by a sharp drop.
The convergence of quantum results towards the semiclassical limit, as expected from the correspondence principle. The parameters are chosen such that the ratios ℓ/n and ℓ΄/n are preserved in all examples. The probabilities are also scaled by n to obtain the semiclassical limit that obeys the classical scaling. Here an = n2a0.
By combining equations (12) and (13), we see that classical probability is non-zero only when sin χ < L/n < |sin (η1 − η2|. Integration (11) has analytic results in terms of elliptical integrals (see VOS12 for details). It is interesting to note that the same result was obtained directly from the classical solution of the motion under potential (1) and by defining the transition probabilities as ratios of phase space volumes (Vrinceanu & Flannery 2000). The resulting classical limit agrees very well with the non-perturbative result (4) as seen in the inset in Fig. 2, for all b, except at very large b, where the probability drops to zero abruptly, instead of showing the 1/b2 decay of (2).
Probability for transitions within the n = 20 hydrogenic shell from ℓ = 15 to ℓ΄ = 14 in collisions with protons having speed v = 0.25vn as a function of the scaled impact parameter. The quantum theory is contrasted with the classical and semiclassical approximations and with the perturbative result in equation (2). We observe that the PS-M model (Guzmán et al. 2017) brings the results to better agreement with quantum results than PS64. The inset shows the good agreement between the classical approximation and the quantum result at small impact parameter.
The abrupt discontinuity in b at bmax displayed by equation (14) is problematic, reflecting the deficiency of the WKB approximation to describe quantum tunnelling. The most significant difficulty for (14) is for dipole-allowed |Δℓ| = 1 transitions that have logarithmically divergent cross-sections. Instead, by using probability (14) in integrating (3) the result is a finite cross-section, denoted as σC for future reference. For all other |Δℓ| > 1 transitions, the sharp discontinuity has a minor effect since both the classical and quantum transitions have finite cross-sections and rate coefficients, and the approximation (14) works surprisingly well. The next section shows how to address the deficiency of classical probability (14) for Δℓ = 1 at b = bmax by taking the classical limit differently. This procedure is akin to the textbook prescription of treating the WKB singularity at the turning points, by developing a local approximation around those points and then ‘stitching’ together approximations over various intervals.
5 SEMICLASSICAL LIMIT
Fig. 2 shows the PS64 perturbation theory (2), classical approximation (14) and semiclassical approximation (17) for a dipole-allowed transition as compared with the quantum probability (4). The classical limit agrees well with the exact result for low and moderate impact parameters (as shown in the inset), displaying the abrupt classical discontinuity at bmax. On the other hand, the semiclassical approximation does well at very large b, but fails at small b < bS, as shown in the figure by a dashed line.
Fig. 3 shows calculations of the cumulative transition cross-section as a function of the cut-off parameter Rc used to regularize the logarithmic singularity. The PS64 result overestimates the non-perturbative quantum cross-section derived from equation (4) by amounts that depend on the cut-off parameter Rc. As explained in Section 2, the PS64 rates are overestimated because the probability of transition is assumed to be 1/2 for 0 < b < R1, while the non-perturbative calculation demonstrates that the probability increases linearly with b. Asymptotically, both PS64 and the semiclassical cross-sections (19) diverge logarithmically as |${\sim } \mbox{const} + \pi b_{{\rm max}}^2 \ln (R_c)/3$| with Rc → ∞, but with the PS64 constant approximately twice as large as the semiclassical one. Therefore, even for high temperature and density considered by Guzmán et al. (2016, 2017), the PS64 rate overestimates the ℓ-changing rate by a constant amount. This difference is independent of Rc, and therefore the ratio of the two rates approaches unity in Rc → ∞. The PS-M model also has the linear increase with b and the same asymptotic behaviour, but as noted in their paper, the agreement with the quantum VOS12 model is reasonably good in general, similar to the results derived from equation (18), but deficient in some extreme cases, such as low ℓ values.
The cumulative cross-section |$\sigma _{\ell \rightarrow \ell ^{\prime }}$| in atomic units as a function of the scaled cut-off parameter Rc for the exact quantum theory, its semiclassical limit and for the PS64 perturbative approximation. The plot shows the (20,15)→(20,14) transition in collisions with ions with speed v = 0.25vn. The corresponding scaled finite classical cross-section σC is marked on the graph. The low b cut-off R1 used by PS64 and the bmax impact parameter after which the classical transition probability is zero are shown as dotted lines.
Recent papers (Guzmán et al. 2016, 2017; Williams et al. 2017) argued that quantum formula (4) is computationally expensive, while the classical limit (14) has an abrupt drop, instead of the 1/b2 decay as b → ∞, and therefore the PS64 perturbative rates should be still preferable. Fig. 3 addresses this concern by showing that semiclassical cross-sections, and by extension of the transition rate coefficients, are consistent with quantum non-perturbative results, but easier to use in practical calculations due to the simplicity of the effective probability (18).
6 CONCLUSIONS
We have contrasted two different models for the evaluation of proton–Rydberg atom angular changing collision, with particular emphasis on the anatomy of their assumptions and approximations, and the comparison to the full quantum-mechanical setting at small principal quantum numbers. We argue that parameters of astrophysical interest derived from diverging cross-sections contain a degree of arbitrariness in principle reflected in large and unknown systematic errors. In the absence of full quantum calculations or of precision laboratory measurements, it is more meaningful to use models with clearer physical interpretation, less assumptions and controllable approximations. We believe that this pluralistic approach is even more imperative in astrophysics since the models involved in the extraction of astrophysical parameters from observations are typically the major source of systematic error, as already extensively advocated in Mashonkina (1996, 2009), Bergemann (2010) and Hillier (2011).
It was advocated in Guzmán et al. (2016, 2017) that VOS12 quantum rates are to be used when high accuracies are required and faster PS64 are to be used when that accuracy is not needed to speed the calculations. The results introduced here, derived from improved semiclassical limit (18), are accurate over the whole range of impact parameters and computationally inexpensive, eliminating the dilemma of having to choose speed over accuracy.
Acknowledgements
This work was supported by the National Science Foundation through a grant to Institute for Theoretical Atomic, Molecular and Optical Physics at the Harvard-Smithsonian Center for Astrophysics. One of the authors (DV) is also grateful for the support received from the National Science Foundation through grants for the Center for Research on Complex Networks (HRD-1137732), and Research Infrastructure for Science and Engineering (RISE) (HRD-1345173). We thank G. Ferland, and his collaborators, for fruitful and stimulating dialog on this topic.
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