ABSTRACT

We explore the appearance of light clusters at high densities of collapsing stellar cores. Special attention is paid to the unstable isotope 4H, which was not included in previous studies. The importance of light clusters in the calculation of rates for neutrino matter interaction is discussed. The main conclusion is that thermodynamic quantities are only weakly sensitive to the chemical composition. The change in pressure and hence the direct change in collapse dynamics will be minor. But the change in neutrino heating and neutronization processes can be significant.

1 INTRODUCTION

The equation of state (EoS) was one of the major ingredients of supernova modelling since the very beginning. The first attempts to calculate the process of stellar gravitational collapse used very simplified EoSs: the matter was considered as an ideal gas of free neutrons, protons, α-particles, and 56Fe under the condition of nuclear statistical equilibrium (NSE), surrounded by electron–positron pairs and blackbody radiation (Imshennik & Nadyozhin 1965). Later this approach was modified (see e.g. Langer et al. 1969): instead of using one ‘heavy’ nucleus with fixed parameters, an ‘average’ nucleus was considered, representing the full chemical composition. Its parameters (mass number A, charge Z, etc.) were determined by minimizing the total free energy of the system. This approach is very popular, and also applied in the most widely used current EoSs of Lattimer & Swesty (1991) and Shen et al. (1998a,b). Furthermore, in both of these two EoSs, of all possible light nuclei, only α-particles are considered. One of the most intriguing predictions of this type of EoS is the leading role of very massive nuclei (with mass number A ≳ 100) at high densities up to nuclear density |$\rho \sim 10^{14}~\mbox{g}\, \mbox{cm}^{-3}$|⁠. In parallel to this, another approach based on the concept of NSE was developed (Clifford & Taylor 1965). It explicitly includes an ensemble of different nuclei (hundreds or even thousands). The properties of nuclei (binding energies, spins of ground state, etc.) are chosen from the experiment or from some model considerations. The advantage of such an approach is the possibility to correctly describe a rich chemical composition of matter in the regions where nuclei with well-known properties dominate. On the other hand, the predictions of this type of EoS in high-density neutronized regions of collapsing stellar cores are not reliable, if the selection of nuclei is too restricted. Additional uncertainty comes from the modelling of medium modifications of the nuclei, which are more difficult to describe and to implement for an ensemble of nuclei. One prominent difference of the two types of EoSs concerns the high-density and finite temperature region: NSE type EoSs predict here a large abundance of light neutron-rich clusters.

There are many EoS models in the literature, which go beyond the simplification of EoSs of Shen et al. (1998a,b) and Lattimer & Swesty (1991) to consider all possible light nuclei only made of α-particles. For an overview, see also the review about supernova EoSs by Oertel et al. (2017). At very low densities, the finite-temperature EoS is given model independently by the virial EoS. Horowitz & Schwenk (2006) considered first only neutrons, protons, and α-particles as basic constituents and experimental information on binding energies and phase shifts was used in the calculation of the second virial coefficients. O‘Connor et al. (2007) added 3H and 3He nuclei, and even heavier species were included by Mallik et al. (2008). The most advanced approach for light nuclei and their medium modifications is given by the quantum statistical model, see Röpke (2015) and references therein. In contrast to the virial EoS this model is able to describe the dissolution of clusters at high densities. Some other, more phenomenological approaches will be discussed below. A general finding, present in all models that consider an ensemble of different light nuclei, is that deuterons, tritons, and helions appear abundantly for typical conditions of supernova matter in addition to α-particles, see e.g. Sumiyoshi & Röpke (2008), Typel et al. (2010), Hempel & Schaffner-Bielich (2010), Pais, Chiacchiera & Providência (2015). The presence of light clusters can modify weak interaction rates and therefore the dynamics of astrophysical processes, see e.g. the works of Furusawa et al. (2013), Fischer et al. (2016).

Light nuclei are also produced in Fermi-energy heavy-ion collisions. The measurement of their abundances allows to determine the density and temperature of warm dilute matter from experiments, see e.g. Kowalski et al. (2007), Natowitz et al. (2010), Wada et al. (2012). The thermodynamic conditions are similar to those in the neutrinosphere of core-collapse supernovae Horowitz et al. (2014). This allows to confront predictions of supernova EoS models with experimentally measured yields, see e.g. Hempel et al. (2015), whereas one has to take into account the systematic differences between matter in heavy-ion collisions and core-collapse supernovae. Unfortunately, 4H was not discussed in the aforementioned studies.

This article is devoted to the light clusters aspect of the high-density EoS problem and especially to the role of the ‘forgotten’ isotope 4H. The paper is organised as follows. In Section 2, we discuss different types of EoSs used. Section 3 is devoted to the nuclear properties of isotope 4H and its incorporation into our calculations. Section 4 presents the results of our calculations for the infall stage of collapse (1 ms before bounce). The role of nuclear partition functions (PFs) is discussed in Section 5. Section 6 deals with the comparison of results for various EoSs. Section 7 presents post-bounce calculations (about 200 ms after bounce). Section 8 summarizes the major effects produced by the nuclear light clusters, and especially the isotope 4H. Concluding remarks are given in Section 9.

2 EoS MODELS

2.1 Pure NSE EoS

As a base case for our research, we use the extended NSE EoS model from Yudin & Nadyozhin (2004). All nuclei are assumed to form ideal gases except free neutrons and protons for which degeneracy effects are also included. Non-ideal corrections (e.g. Coulomb interaction) are not included. Nuclei parameters (binding energies, known excited states, etc.) are taken from the online database of the National Nuclear Data Center, see the connected discussion below in Section 5 about nuclei PF handling. The original set of nuclides from Yudin & Nadyozhin (2004) is extended mostly by inclusion of neutron-rich isotopes from hydrogen to iron-peak nuclei. Now the total number of nuclei taken into account is 398. Beside nuclei, this model accounts for electron–positron pairs of arbitrary degeneracy and relativism and blackbody radiation according to Blinnikov, Dunina-Barkovskaya & Nadyozhin (1996).

2.2 HS EoS

In the model of the HS EoS (Hempel & Schaffner-Bielich 2010), nuclei are treated as classical Maxwell–Boltzmann particles and nucleons as interacting Fermi–Dirac particles employing different relativistic mean-field parameterizations. Here, we use the version HS(DD2) (Fischer et al. 2014) with the parameterization DD2 of Typel et al. (2010). This EOS is available in tabular form and covers the full range in density, temperature, and electron fraction, so that it can be applied in simulations of core-collapse supernovae or neutron star mergers. Several thousands of nuclei are considered, including light ones. In the version we are using here, their binding energies are either taken from experimental measurements (Audi & Wapstra  1995) if available or otherwise from the theoretical nuclear structure calculation of Möller et al. (1995).

The following medium modifications are incorporated for nuclei: screening of the Coulomb energies by the surrounding gas of electrons in Wigner–Seitz approximation and excluded-volume effects. In addition, excited states are taken into account by an internal PF using the level density of Fái & Randrup (1982). Since the slightly updated version of the HS EOS was published by Hempel et al. (2012), the total binding energy of each nucleus is introduced as a cut-off for its highest possible excitation energy. For the ground state spin, the following naive prescription is used: nuclei with even (odd) A have spin 0 (1/2). Only for the deuteron the correct spin of 1 is used instead.

Further explicit medium modifications of nuclei are not considered in HS. Since the description of heavy nuclei is based on experimental nuclear masses, the HS EoS includes the correct shell effects of nuclei in vacuum. On the other hand, the use of nuclear mass tables limits the maximum mass and charge numbers of nuclei, see Buyukcizmeci et al. (2013). In such theoretical mass tables, the selection of nuclei often does not follow a consistent scheme, but is rather set by hand depending on the interest of the author. To have a general criteria which nuclei are included, in the HS EOS calculation only nuclei not beyond the neutron dripline are considered. As 4H has a negative neutron separation energy, see Section 3, this nucleus is not included in the standard versions of the HS EOS.

Later, we will present results for a modified version of the HS EoS, where all possible nuclei are taken into account, and the updated experimental measurements of Audi et al. (2014) (instead of those from Audi & Wapstra 1995) are used for the binding energies. In addition, for H and He isotopes the experimentally known excited states are explicitly included, also using the correct spin degeneracy factor (only those levels for which the spin and excitation energy are both known are considered), and the internal PF is switched off.

2.3 BPRS EoS

The BPRS EoS, developed by Blinnikov et al. (2011), follows most closely the conventional Saha approach (Clifford & Taylor 1965) and the method by Mazurek, Lattimer & Brown (1979). However, this approach is extended in some points. The influence of the free nucleon gas on the surface and Coulomb energies of nuclei is taken into account. BPRS EoS retains some terms which were omitted by Mazurek et al. (1979), and this requires additional loops of iteration in finding NSE. The ‘excluded-volume’ effect is neglected (the model does not pretend to reach very high densities).

There is an option to include various results for nuclear PF like those of Fowler, Engelbrecht & Woosley (1978) and PFs by Engelbrecht & Engelbrecht (1991).

The atomic mass table is updated using recent theoretical compilations of atomic masses. It covers 20 000 nuclides (Koura, private communication) for the KTUY mass formula (Koura et al. 2005) and 9 000 nuclides for the FRDM mass formula (Möller et al. 1995) as an extra option.

Some NSE models neglect the screening of the Coulomb interaction due to the electron background, while it is accounted for in the BPRS EoS in the Wigner–Seitz approximation. The nuances are discussed in detail in Blinnikov et al. (2011).

3 4H PROPERTIES AND NSE

Despite the ‘exotic’ status of 4H in calculations of the supernova context, the information about its properties is rather complete. The binding energy per nucleon is 1.72 MeV (Audi et al. 2014). But earlier the accepted value was 1.394 MeV (Audi & Wapstra 1995). We’ll discuss the consequences of this difference later. Besides the ground state there are three known excited levels of 4H. Their properties (excitation energy, spin, and lifetime) are collected in Table 1.

Table 1.

Properties of the ground state and known excited states of 4H, taken from (Wang et al. 2014).

Eex (MeV)Spin Jτ (10−22 s)
021.43
0.3110.98
2.0800.74
2.8310.51
Eex (MeV)Spin Jτ (10−22 s)
021.43
0.3110.98
2.0800.74
2.8310.51
Table 1.

Properties of the ground state and known excited states of 4H, taken from (Wang et al. 2014).

Eex (MeV)Spin Jτ (10−22 s)
021.43
0.3110.98
2.0800.74
2.8310.51
Eex (MeV)Spin Jτ (10−22 s)
021.43
0.3110.98
2.0800.74
2.8310.51

It is generally accepted that unstable states must be included in the NSE approach. Here, we just want to present some additional arguments to ensure the possibility for the inclusion of 4H isotope into the NSE approach. The reason for this special consideration is that 4H has a negative neutron separation energy (although positive binding energy) and very short lifetime.

4H ordinarily breaks by neutron emission with the characteristic time τH4 ≈ 1.4 × 10−22 s (Wang et al. 2014). Three known exited states of 4H have the same order of magnitude lifetime (see Table 1). The simplest way to create 4H is the neutron capture reaction:
(1)
But we must stress here, that this reaction (1) is of course not the only way for generating 4H. The examples of other reactions are: 2H(3H, p)4H and 3H(3H, 2H)4H, see Sidorchuk et al. (2004). Beside this, there would be much more production and destruction channels in the hot and dense medium, e.g. fission or multifragmentation of heavy nuclei. Furthermore, 4H is only abundant where there are a lot of free neutrons, so some of the decays would be blocked. Because the typical reaction times scales are very short and there are a lot of channels for creating 4H isotope, we conclude that its inclusion into the NSE network is well established and chemical equilibration is reached.

4 INFALL STAGE OF COLLAPSE

As an example, we calculate with pure NSE EoS the chemical composition of matter for the moment of time 1 ms before bounce approximately, when the central density of a collapsing stellar core reaches roughly |$3\times 10^{13}~\mbox{g}\, \mbox{cm}^{-3}$|⁠. The progenitor 15M stellar model is taken from Woosley & Weaver (1995). The upper three panels of Fig. 1 show the profiles of temperature T (in MeV units), log  of density ρ, and electron fraction Ye inside the central part of the collapsing stellar core, taken form the simulations of Hempel et al. (2012). For the Ye behaviour on the pre-bounce phase, see also Liebendörfer (2005). The lower wide panel shows the profile of the chemical composition (mass fractions Xi) for the same moment of time. The black dashed line marked as XZ > 2 also shows the total mass fraction of all elements with Z > 2. In the outer regions with mass coordinate (m ∼ 1.5 M) the core consists mainly of heavy iron-peak nuclei, while in the central, neutronized part the individual mass fractions of light nuclei are dominant. Besides free neutrons there are mostly helium and hydrogen isotopes. But we need to emphasize, that the total mass fraction of heavy nuclei is greater than 0.5 even there. The most peculiar thing is a high abundance of 4H (shown by thick purple line) in the central region which is usually not taken into account. Its mass fraction reaches almost 10 per cent and it can be more abundant than α-particles and free protons whose mass fraction is below 10−2 here. Below, we analyse this 4H-effect in detail.

Upper three panels, from left ro right: Temperature T (in MeV), log of density ρ (in $\mbox{g}\, \mbox{cm}^{-3}$), and electron fraction Ye as a functions of mass coordinate m. Lower panel: Mass fractions of of nuclei Xi as a function of m. The black dashed line marked XZ > 2 shows the total mass fraction of elements with Z > 2. EoS is pure NSE.
Figure 1.

Upper three panels, from left ro right: Temperature T (in MeV), log of density ρ (in |$\mbox{g}\, \mbox{cm}^{-3}$|⁠), and electron fraction Ye as a functions of mass coordinate m. Lower panel: Mass fractions of of nuclei Xi as a function of m. The black dashed line marked XZ > 2 shows the total mass fraction of elements with Z > 2. EoS is pure NSE.

4.1 Variation of 4H parameters

Let us explore the importance of available experimental information about 4H, presented above in Section 3. In Fig. 2, we plot the mass fractions of nuclei for the central part (0 ≤ m/M ≤ 0.4) of the star’s core for the same moment of time as in Fig. 1. EoS again is pure NSE, please also note the restricted ordinate range. As in Fig. 1, the dashed lines marked with XZ > 2 show the total mass fraction of nuclei with Z > 2, XH4 is shown by a thick purple line. The left-hand panel is our base case. For the middle panel we switch off the excited levels of 4H, i.e. we are using only its ground state. In the right-hand panel in addition we use the old value of 1.394 MeV for the 4H binding energy per nucleon instead of 1.72 MeV. The difference is obvious: for example, at the central point of the collapsing stellar core the mass fraction of 4H for the three above cases are 0.083, 0.044, and 0.033, respectively. There are at least three factors that favour a high abundance of 4H, as seen in the base calculation: (i) the higher value of its binding energy than previously estimated, (ii) the high value of its ground state spin of J = 2 (see Table 1). In comparison with a ‘naive’ prescription for the nuclear ground state properties (J = 0 for even A and J = 1/2 for odd A), 4H obtains a factor 2J + 1 = 5 benefit. And last but not least, (iii) the influence of three known excited states. This illustrates the importance of using the correct experimental information for the nuclear properties. We discuss this aspect in application to other nuclei, which is more problematic, in the next section.

Mass fractions Xi as a function of mass coordinate m. The star’s profile, EoS, and the notation are the same as in Fig. 1. Left-hand panel: base case. Middle: only ground state for 4H. Right-hand panel: in addition the binding energy per nucleon of 4H is changed from 1.72 (Audi et al. 2014) to the old value of 1.394 MeV (Audi & Wapstra 1995).
Figure 2.

Mass fractions Xi as a function of mass coordinate m. The star’s profile, EoS, and the notation are the same as in Fig. 1. Left-hand panel: base case. Middle: only ground state for 4H. Right-hand panel: in addition the binding energy per nucleon of 4H is changed from 1.72 (Audi et al. 2014) to the old value of 1.394 MeV (Audi & Wapstra 1995).

5 INFLUENCE OF PARTITION FUNCTIONS

At low densities, the most uncertain part of the nucleus properties is its PF. Typically, one knows from the experiment only the ground state parameters and the parameters of few (if any) low-lying exited states. To account for higher levels one has to rely on some theoretical modelling. The most widely used one is the Fermi gas model, which in the most simple case reduces to the Bethe formula (Bethe 1936) for the nuclear PF. More elaborated approaches consider a restricted interval of integration over the nuclear excitation energy and a special choice of the involved parameters (see e.g. Rauscher, Thielemann & Kratz 1997). The most important among these parameters is the level density parameter a which is roughly proportional to the nucleus mass number A: aA/8 MeV−1. The necessary condition for using the Fermi gas model is aEex ≫ 1, where Eex is the total excitation energy of the nucleus. Keeping in mind that typically EexQ, where Q is the nucleus binding energy, we can rewrite this condition using the binding energy per nucleon q, q = Q/A, as A2q/8 ≫ 1. Because for most nuclei q ≲ 8 MeV, we obtain the condition for using the Fermi gas model for the nuclear PF in the form A ≫ 1. These considerations determine our approach to calculation of PFs: for light nuclei we use all the available experimental information about excited states only, where we take the data from the online database of the National Nuclear Data Center, http://www.nndc.bnl.gov/. For example, the 4He PF includes all 15 known levels. For heavy nuclei (defined by the condition Z ≥ 6, i.e. starting from carbon), the sum over known low-lying levels is supplemented by an integral over a Fermi gas level density. Like in HS EoS, we integrate it only up to the nucleus binding energy Q to avoid the inconsistencies, see e.g. the discussion in Yudin & Nadyozhin (2004).

Now we can explore the effect of the nuclear PF on the chemical composition of matter and especially on the abundance of 4H. In Fig. 3, we plot mass fractions Xi as a function of the mass coordinate m for the same star profile as in Fig. 1 (please note reduced ordinate range). Solid lines are our base case (with full PF), dotted lines show calculations with only the ground state included. As before, the dashed black line shows the total mass fraction of heavy nuclei for the base case, and the dash–dotted line is the same for the case without excited states. As one can see the effect is quite strong. Most prominent is the radical reduction of the abundance of heavy nuclei at high temperature and densities. This is a well-known effect of the PF: the account for excited states of heavy nuclei permits these heavy nuclei to survive in supernova matter up to nuclear densities (see e.g. Mazurek & Brown 1980). We see also some redistribution in the light nuclei abundances at the centre of the collapsing stellar core: with only ground states included, the individual mass fraction of 7He and 5He dominates. But the most important thing for us is that 4H is still among the most abundant light nuclei.

Mass fractions Xi as a function of mass coordinate m. The star profile is the same as in Fig. 1. Solid lines are our base case, dotted lines represent the calculation with only the ground state included. Dashed and dash–dotted lines are the same for the sum of nuclei with Z > 2. EoS is pure NSE.
Figure 3.

Mass fractions Xi as a function of mass coordinate m. The star profile is the same as in Fig. 1. Solid lines are our base case, dotted lines represent the calculation with only the ground state included. Dashed and dash–dotted lines are the same for the sum of nuclei with Z > 2. EoS is pure NSE.

We can also consider the opposite limiting case: when the integral over excitation energy in the PF goes up to infinity. This is, no doubt, an overestimation of the contribution of nuclear exited states. For example, in this case the average excitation energy of a nucleus 〈Eex〉 can significantly exceed its binding energy at high temperatures. This is because of the rapid growth of the excitation energy with temperature: 〈Eex〉 ≈ aT2 (see Yudin & Nadyozhin 2004). Differences due to a cut-off for the maximal excitation energy become apparent only at high enough temperatures T ≳ 10 MeV. For the conditions considered here, we found negligible differences in comparison with our base case.

6 VARIOUS EoS COMPARISON

To ensure the importance of light clusters and especially 4H for supernova matter, we need to check this effect with other EoSs. Let’s start from the collapse situation familiar to us from Fig. 1. In Fig. 4, we plot the mass fractions Xi of H and He isotopes as a function of the mass coordinate m. Black dashed lines also show the total mass fraction of all nuclei with Z > 2. The star’s profile is the same as in Fig. 1. For the left-hand panel, we implemented BPRS EoS with Engelbrecht’s PFs (BPRS Eng-PF, see Section 2.3 for description). For the middle, we used the standard HS EoS with the restricted nuclei set (i.e. without 4H etc.) and with the simple prescription for nuclear levels parameters, as described above in Section 2.2. The right-hand panel shows the results calculated with the modified HS EoS: here we add asymmetric light isotopes and correct the spin information. It is clear that the 4H-effect persists even for much more elaborated EoSs than just simple ideal NSE we used earlier.

Mass fractions Xi of H and He isotopes as a function of mass coordinate m. Black dashed lines also show the total mass fraction of all nuclei with Z > 2. The star’s profile is the same as in Fig. 1. Left-hand panel: BPRS EoS. Middle: standard HS EoS. Right-hand panel: modified HS EoS.
Figure 4.

Mass fractions Xi of H and He isotopes as a function of mass coordinate m. Black dashed lines also show the total mass fraction of all nuclei with Z > 2. The star’s profile is the same as in Fig. 1. Left-hand panel: BPRS EoS. Middle: standard HS EoS. Right-hand panel: modified HS EoS.

To make sure that the considered effect of light asymmetric clusters has a general application, we decided to perform an EoS comparison in a wide thermodynamic parameter range, specific for supernova matter. The results are drawn on the composite graph 5. Here, we plot mass fractions Xi of H and He isotopes and the total mass fraction of all nuclei with Z > 2 (black dashed) as a function of density. Each column corresponds to fixed temperature T and lepton fraction Ye shown above. We consider two temperature values T = 5 or 10 MeV and two Ye values: 0.3 or 0.1. As we know, T = 5 MeV and Ye = 0.3 conditions are characteristic for the central part of a collapsing stellar core around the bounce time. Hotter and more neutronized conditions T = 10 MeV and Ye = 0.1 are well suited for describing the long-time post–bounce evolution of matter (see also Section 7 below). The rows correspond to (from top to bottom): pure NSE, HS-standard (HS-std), HS-modified (HS-mod), and BPRS Eng-PF EoSs, respectively. The most prominent trend of the figures, corresponding to different EoSs is their order-of-magnitude coherence. The obvious exception is HS-standard EoS in most of the cases. For example, comparing two versions of HS EoS for T = 5 MeV, Ye = 0.1, we see that even the density of phase transition to nuclear matter is changed: for HS-std it occurs below |$10^{14}~\mbox{g}\, \mbox{cm}^{-3}$| (see the sharp growth of the proton concentration) but for HS-mod still there are a lot of nuclei even at |$\rho =10^{14}~\mbox{g}\, \mbox{cm}^{-3}$|⁠. We need to emphasize here, that only HS-EoS is applicable at the entire density range: contrary to pure-NSE and BPRS EoSs it incorporates an excluded-volume mechanism (see e.g. Hempel et al. 2011) that forces nuclei to dissolve and ensures the phase transition to uniform nuclear matter at high-density values. Pure NSE is good up to approximately |$\rho =10^{13}~\mbox{g}\, \mbox{cm}^{-3}$|⁠; at higher densities it predicts, as a rule, too low proton concentration. Also visible is the too high abundance of XZ > 2 for the T = 10 MeV, Ye = 0.1 case. The predictions of BPRS and HS-mod EoSs are in a good qualitative agreement for all the cases under consideration. Again, we need to remind that our main purpose here is not to perform a careful comparison of the EoSs which are quite different in the underlying physics, but rather to confirm the light clusters (and 4H in particular) effect. With the above consideration we conclude that this effect is valid in a wide domain of thermodynamic conditions for the EoSs of different nature.

Mass fractions Xi of H and He isotopes and the total mass fraction of all nuclei with Z > 2 (black dashed) as a function of density. Each column corresponds to fixed temperature T and lepton fraction Ye shown above. The rows correspond to (from top to bottom): pure NSE, HS-std, HS-mod, and BPRS Eng-PF EoSs.
Figure 5.

Mass fractions Xi of H and He isotopes and the total mass fraction of all nuclei with Z > 2 (black dashed) as a function of density. Each column corresponds to fixed temperature T and lepton fraction Ye shown above. The rows correspond to (from top to bottom): pure NSE, HS-std, HS-mod, and BPRS Eng-PF EoSs.

Another important feature, that can be seen here on HS-mod EoS panels for the low value Ye = 0.1, are the high abundances of very neutron-rich isotopes of H and He (e.g. 7H and 10He) at high density. These isotopes were not included into the nuclei sets for other EoSs used. This seems to be an even more weird finding than our 4H-effect, but we found an independent confirmation for it. In the work Gulminelli & Raduta (2015) authors found the dominance of various exotic light nuclei such as 7H, 14He, 17Li, etc. at high densities. Thus, we believe that this effect is real and demands, no doubt, additional careful investigation.

6.1 Partition functions for BPRS EoS

Before proceeding further we would like to discuss shortly the effect found during the BPRS EoS investigation for the calculations, presented in the previous section. As described in corresponding place above (Section 2.3), the BPRS EoS has two possibilities for the nuclear PFs: first, our base case are the PF of Engelbrecht & Engelbrecht (1991) (Eng-PF). Secondly, one are the PFs from Fowler et al. (1978) (FEW-PF). The most prominent difference between these approaches comes from the fact that Fowler et al. (1978) integrated nuclear level density up to the excitation energy on the order of nucleon separation energy only (their equation 25). This causes a serious underestimation of PF values compared to an ordinary approach. As an example we show the chemical composition of matter as a function of density for T = 5 MeV, Ye = 0.3 for this two approaches to PF in the Fig. 6.

Mass fractions Xi of H and He isotopes and the total mass fraction of all nuclei with Z > 2 (black dashed) as a function of density. T = 5 MeV, Ye = 0.3, EoS is BPRS. Upper case is for Eng-PF, lower is for FEW-PF. Right-hand panels show corresponding average charge Z and mass number A of nuclei with Z > 2.
Figure 6.

Mass fractions Xi of H and He isotopes and the total mass fraction of all nuclei with Z > 2 (black dashed) as a function of density. T = 5 MeV, Ye = 0.3, EoS is BPRS. Upper case is for Eng-PF, lower is for FEW-PF. Right-hand panels show corresponding average charge Z and mass number A of nuclei with Z > 2.

Here, like in Fig. 5, we plot mass fractions Xi of H and He isotopes and the total mass fraction of all nuclei with Z > 2 (black dashed) as a function of density for T = 5 MeV, Ye = 0.3. Upper case is for Eng-PF, lower is for FEW-PF. The right-hand panels show the corresponding average charge Z and mass number A of nuclei with Z > 2. As one can see, the difference at high densities |$\rho \gtrsim 10^{13}~\mbox{g}\, \mbox{cm}^{-3}$| is dramatic. High values of Engelbrecht & Engelbrecht (1991) PFs permit a heavy nuclei not only to survive, but to be a leading component of matter here. The average mass number A reaches a huge value 250 approximately. Contrary to this, truncated values of PFs from Fowler et al. (1978) lead to a suppression of heavy nuclei concentrations at high densities. Beside this, average mass number and charge are rather small here. This is the clearest example of the importance of correct PF handling. For other combinations of temperature and lepton fraction, used in Fig. 5, we found a much lesser effect, probably because of the initially smaller role of heavy nuclei there. The last note concerning Fig. 6 we should made is that the 4H-effect still survives even for FEW-PF, despite of a dramatically changed chemical composition. More discussion about the role of nuclei parameters and PFs in particular, can be found in Furusawa (2018).

7 POST-BOUNCE CALCULATIONS

To complete our discussion about the role of light clusters and especially 4H for the supernova EoS, we present Fig. 7. Here, like in Fig. 1 we calculate the chemical composition of matter, but for the star’s profile corresponding to approximately 200 ms after bounce. The distribution of thermodynamic parameters, shown on the upper three panels are also taken from Hempel et al. (2012). We show only mass fractions of H and He isotopes together with total mass fraction XZ > 2 of all nuclei with Z > 2. The EoS is the modified HS, because, contrary to pure NSE and BPRS EoS it can be applied to supernuclear densities also. The central part of the stellar core with 0 ≤ m/M ≤ 0.25 is occupied with pure nuclear matter made only from neutrons and protons in the strong interaction regime. The lepton fraction there is Ye ≃ 0.3. Above this area is placed a region passed and heated by an expanding shock wave. Behind this shock, positioned at m ≈ 1.5M the matter is neutronized up to Ye ≈ 0.1. There are a lot of light asymmetric nuclei here, in particular, of course, 4H. The region above the shock consists mainly of heavy nuclei with Z > 2. From this picture, we can conclude that light clusters remain to be an important ingredient of matter during the post-bounce stage of collapse also.

Upper three panels, from left ro right: Temperature T (in MeV), log of density ρ (in $\mbox{g}\, \mbox{cm}^{-3}$), and electron fraction Ye as a functions of mass coordinate m. Lower panel: Mass fractions Xi of of hydrogen and helium isotopes as a function of m. The black dashed line marked XZ > 2 shows the total mass fraction of all rest nuclei. Stellar profile corresponds to 200 ms after bounce approximately, calculations according to modified HS EoS.
Figure 7.

Upper three panels, from left ro right: Temperature T (in MeV), log of density ρ (in |$\mbox{g}\, \mbox{cm}^{-3}$|⁠), and electron fraction Ye as a functions of mass coordinate m. Lower panel: Mass fractions Xi of of hydrogen and helium isotopes as a function of m. The black dashed line marked XZ > 2 shows the total mass fraction of all rest nuclei. Stellar profile corresponds to 200 ms after bounce approximately, calculations according to modified HS EoS.

8 IMPORTANCE OF LIGHT CLUSTERS

After the previous discussions the main question is: after all, what is the most important effect of light clusters and in particular 4H for the supernova matter problem? Do we have to describe them accurately, or are more crude approximations sufficient? An answer to this question can be obtained from Fig. 8. Here, for the same before-bounce star profile like in our Fig. 1 (but restricted to its central part 0 ≤ m/M ≤ 0.6) we plot the relative changes of a few quantities due to 4H. The relative changes are calculated with our base pure NSE EoS of Section 2.1 with and without 4H included. All other nuclei and its parameters are the same. The black line represents the relative change of the total pressure: |△P|/P. The total pressure includes contributions from nuclei and free nucleons along with radiation and electron–positron pairs. One can see that the effect is negligible, or at most relatively small, well below 1 per cent. The red line shows the relative change of the total entropy: |△S|/S. In other works, see e.g. Hempel & Schaffner-Bielich (2010), it was found that the entropy is sensitive to the chemical composition. Here, the effect is more pronounced than for the pressure, but still small, only four per cents in the central region of the core.

Relative changes of pressure (black line), entropy (red), and parameter $\sigma =\sum _i A_i^2 Y_i$. The underlying stellar profile is the same as in Fig. 1. For further details see the text.
Figure 8.

Relative changes of pressure (black line), entropy (red), and parameter |$\sigma =\sum _i A_i^2 Y_i$|⁠. The underlying stellar profile is the same as in Fig. 1. For further details see the text.

The last plotted quantity requires special explanation. An important part of the neutrino–matter interaction rates in supernovae is the coherent scattering of neutrinos on nuclei and free nucleons. Despite the fact that this process is approximately elastic (especially for heavy nuclei), it gives an important contribution to the opacity of matter for neutrinos. Its cross-section is roughly proportional to the square of the nucleus mass number: σcs ∝ A2. Thus, the total rate of coherent scattering in matter is proportional to |$\sigma \equiv \sum _i A_i^2 Y_i=\sum _i A_i X_i$|⁠, where the sum goes over all nuclei and free nucleons. Here, we introduce the dimensionless concentration Yi according to |$Y_i\equiv \frac{n_im_{\mathrm{u}}}{\rho }=X_i/A_i$|⁠. The relative change in σ is shown by the blue line in Fig. 8. One sees that the difference in σ, caused by the presence/absence of only one nucleus 4H can reach 7 per cent, i.e. almost twice the effect for entropy and 20 times that for pressure. This is because neutrino–matter interaction rates are highly sensitive to the nuclear composition.

The main conclusions from above are the following: thermodynamic quantities are not so sensitive to the appearance of 4H. The change in pressure and hence the direct change of the collapse dynamics will be minor. But the change of the important neutrino transport (e.g. the onset of trapping and the neutronization) and the evolution of the neutrino quantities can be important.

9 CONCLUSIONS

We performed a global study of light asymmetric cluster effects for the supernova matter conditions. One of our most peculiar finding is a high abundance of the 4H isotope which was not taken into account previously. We explore a wide domain of thermodynamic parameters, representative for the matter of a collapsing stellar core during the infall stage as well as during the post-bounce phase. It appears that for light nuclei it is important to use exact information about their properties (values of spins and energies of known excited states) to obtain a reliable EoS. For the heavy nuclei, the effect of the whole PFs occurs to be of the same importance. By comparison of three EoSs with different underlying physics, we ensured the stability of the light cluster effect for different conditions. We have found that various very asymmetric light isotopes of H and He can be abundant in neutron-rich matter (see e.g. the panels of Fig. 5 corresponding to Ye = 0.1 and HS-mod EoS). But the calculations with the stellar profiles from pre-bounce (Fig. 1) and post-bounce (Fig. 7) phases of collapse, reveal the leading role of 4H nuclide among other exotic light clusters, although the traces of, e.g. 8He or 6H are also visible. In these stellar conditions 4H can be even more abundant than the deuteron and tritium isotopes, usually included into the nuclei network. At the end, we discussed the domains in supernova modelling where the light nuclei effect can have most important consequences.

ACKNOWLEDGEMENTS

We would like to thank Tobias Fischer for his kind permission to use the data for star profiles from his simulations. Authors thank Russian Foundation for Basic Research grants No 16-02-00228a and No 18-29-21019 for financial support. Authors would like also to thank the anonymous referee for his/her numerous and very useful comments and suggestions.

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