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O C Winter, G Borderes-Motta, T Ribeiro, On the location of the ring around the dwarf planet Haumea, Monthly Notices of the Royal Astronomical Society, Volume 484, Issue 3, April 2019, Pages 3765–3771, https://doi.org/10.1093/mnras/stz246
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Abstract
The recently discovered ring around the dwarf planet (136108) Haumea is located near the 1:3 resonance between the orbital motion of the ring particles and the spin of Haumea. In the current work, we study the dynamics of individual particles in the region where the ring is located. Using the Poincaré surface of section technique, the islands of stability associated with the 1:3 resonance are identified and studied. Throughout its existence, this resonance is shown to be doubled, producing pairs of periodic and quasi-periodic orbits. The fact of being doubled introduces a separatrix, which generates a chaotic layer that reduces the size of the stable regions of the 1:3 resonance significantly. The results also show that there is a minimum equivalent eccentricity (e1|$\colon$|3) required for the existence of such a resonance. This value seems to be too high to keep a particle within the borders of the ring. On the other hand, the Poincaré surface of sections shows the existence of much larger stable regions, but associated with a family of first-kind periodic orbits. They exist with equivalent eccentricity values lower than e1|$\colon$|3, covering a large radial distance, which encompasses the region of Haumea’s ring. Therefore, this analysis suggests that Haumea’s ring is in a stable region associated with a first-kind periodic orbit instead of the 1:3 resonance.
1 INTRODUCTION
(136108) Haumea is one of the four known dwarf planets beyond the orbit of Neptune. It has two small satellites, an elongated shape and a short spin period (THaumea = 3.9155 h). Recently, through a multi-chord stellar occultation, Haumea was found to have a ring (Ortiz et al. 2017). Data from this occultation, combined with light curves, constrained Haumea’s triaxial ellipsoid shape, with values of the semi-axes a = 1161 ± 30 km, b = 852 ± 4 km and c = 513 ± 16 km (Ortiz et al. 2017). The values of the ratios a/b and a/c are the highest found in bodies encircled by rings, raising the question of how such a peculiar gravitational potential would affect the ring particles. The orbital radius of Haumea’s ring is |$r_{\rm ring}=2,287_{-45}^{+75}$| km, placing it close to the 1:3 resonance (a1|$\colon$|3 = 2, 285 ± 8 km) between the orbital motion of the ring particles and the spin of Haumea (Ortiz et al. 2017).
In the present work, we explore the dynamics of individual particles in the region where the ring is located. The main goal is to identify the structure of the region in terms of the location and size of the stable spots and also the reason for their existence. Of particular interest is trying to understand the dynamical structure associated with the 1:3 resonance. Considering a two-dimensional system composed of the ellipsoidal Haumea and a massless particle in the equatorial plane, the Poincaré surface of section technique fits these objectives very well.
The dynamical system adopted and the Poincaré surface of section technique are presented in the next two sections. In Section 4 we discuss the characteristics of the resonant and non-resonant periodic orbits found in the surfaces of section. The locations and sizes of the stable regions associated with the 1:3 resonance and the first-kind periodic orbits are compared with the location and size of Haumea’s ring in Section 5. Our final comments are presented in the last section.
2 DYNAMICAL SYSTEM

Schematic diagram of a trajectory around Haumea fixed in a rotating xy frame. x0 marks the initial position of the trajectory and the blue arrow indicates the initial velocity.
Adopting the masses and orbits of Namaka and Hi’iaka (Ragozzine & Brown 2009), the satellites of Haumea, we find that they have pericentre distances of about 20 × 103 and 47 × 103 km, while their Hill radii are about 1 × 103 and 5 × 103 km, respectively. Therefore, the gravitational influence of these satellites on particles close to the location of the ring (r ∼ 2 × 103 km) is not significant and so these two satellites are not taken into account in the current work.
3 POINCARÉ SURFACES OF SECTION
The Poincaré surface of section technique allows the determination of the location and size of the regular and chaotic regions of low-dimensional dynamical systems. It also provides information on periodic and quasi-periodic orbits, resonant or not. This technique has been applied broadly in celestial mechanics. With the development of computers, more than half a century ago, it was used in many studies of the planar circular restricted three-body problem (Hénon 1965a,b, 1966a,b, 1969; Jefferys 1971).
On the other hand, there are a few works that adopted the Poincaré surface of section when the dynamical system in study was a two-body problem, the central body of which has a non-spherical distribution of mass. For example, Scheeres et al. (1996) used it in order to find periodic orbits around the asteroid 4769 Castalia. Jiang et al. (2016) showed the chaotic behaviour of trajectories around the asteroid 216 Kleopatra through a couple of surfaces of section. Borderes-Motta & Winter (2018) also adopted the technique to explore the region near to the asteroid 4179 Toutatis, taking into account its three-dimensional irregular shape.
In the current work, we follow the same approach described in Borderes-Motta & Winter (2018). The equations of motion (equations 1–2) are integrated numerically via the Bulirsh–Stoer integrator (Bulirsh& Stoer 1966). The Poincaré surfaces of section are set in the plane y = 0 and the initial conditions are distributed systematically over the x-axis. In general, we fixed |$y_{0}=\dot{x} _{0}= 0$| and |$\dot{y}_{0}$| was computed for a fixed value of Cj (equation 6), taking |$\dot{y}_{0}\lt 0$| (Fig. 1). During the integration, the conditions of the orbit are saved every time the trajectory crosses the section defined by y = 0 with |$\dot{y}\lt 0$|. The Newton–Raphson method is used to obtain an error of at most 10−13 from that section. The recorded points are plotted on the plane |$(x,\dot{x})$|, creating the Poincaré surface of section.
For a given value of Cj, one surface of section composed of many trajectories is built. In general, we considered between 20 and 30 initial conditions for each Cj. In a surface of section, periodic orbits produce a number of fixed points, while quasi-periodic orbits generate islands (closed curves) around the fixed points. On the other hand, chaotic trajectories are identified by points spread over a region, covering an area of the section.
Generating surfaces of section for a wide range of Cj values, we identified the islands associated with the 1:3 resonance. These islands exist for |$0.817\, {\rm km}^2{\rm s}^{-2}\lt C_{j}\lt 0.828\, {\rm km}^2{\rm s}^{-2}$|. The plots in Fig. 2 show the entire evolution of the 1:3 resonance (in blue and green). Since the potential (equation 5) is invariant under a rotation of π, formally this 1:3 resonance is in fact a fourth-order 2:6 resonance (Sicardy et al. 2018), which is a doubled resonance that produces a pair of periodic orbits and their associated quasi-periodic orbits. Therefore, in the Poincaré surfaces of section we have two pairs of mirrored sets of islands (one pair in blue and the other in green), since each periodic orbit generates two fixed points surrounded by islands of quasi-periodic orbits.

Poincaré surfaces of section for six different values of the Jacobi constant (Cj), showing the whole evolution of the 1:3 resonance. The family of periodic orbits associated with this resonance are doubled into two families. One is indicated in blue and the other in green. The islands in red are quasi-periodic orbits associated with a family of periodic orbits of the first kind.
Due to the fact that this resonance is doubled, there is a separatrix between the two families of periodic/quasi-periodic orbits in phase space. Consequently, there is a chaotic region generated by this separatrix, the size of which changes according to the value of the Jacobi constant. The quasi-periodic orbits associated with the 1:3 resonance are indicated by the pairs of islands in blue and green (Fig. 2). For |$C_{j}=0.818\, {\rm km}^2{\rm s}^{-2}$|, these islands are relatively small and far from the centre of the red islands. As the value of Cj increases, they increase in size and get closer to the centre of the red islands. The blue and green islands reach the largest size at |$C_{j}\sim 0.826\, {\rm km}^2{\rm s}^{-2}$|, when they get very close to the red islands. With the increase in Cj value, the islands of the 1:3 resonance start shrinking as they get closer to the centre of the red islands, while they are surrounded by red islands (|$C_{j}=0.827\, {\rm km}^2{\rm s}^{-2}$|). The evolution ends when the islands get too small and too close to the centre of the red islands. The red islands are quasi-periodic orbits associated with a family of periodic orbits of the first kind (Poincaré 1895), which will be discussed in more detail in the next section.
4 PERIODIC ORBITS
In the planar, circular, restricted three-body problem, periodic orbits can be classified as periodic orbits of the first kind and second kind (Poincaré 1895; Szebehely 1967). Periodic orbits of the first kind are those originating from particles initially in circular orbits. Considering the Earth–Moon mass ratio, Broucke (1968) explored the stability and evolution of several families of periodic orbits of the first kind. A family of them was also studied for the Sun–Jupiter mass ratio in Winter & Murray (1997). More recently, motivated by the New Horizons mission, Giuliatti Winter et al. (2014) identified a peculiar stability region between Pluto and Charon, called Sailboat Island, and showed that it was associated with a family of periodic orbits of the first kind. In the case of periodic orbits of the second kind, the particles are in eccentric orbits in a mean motion resonance, so-called resonant periodic orbits.
Now, considering the restricted two-body problem, where the primary is a rotating non-spherical triaxial body, Borderes-Motta & Winter (2018) showed examples of both kinds of periodic orbit. Among them, they identified resonant periodic orbits as the 3:1 resonance between the mean motion of the particle and the spin of the central body, and one periodic orbit of the first kind.
As seen in the previous section, the Poincaré surfaces of section showed that the dynamical structure of the region where Haumea’s ring is located is determined by the 1:3 resonant periodic orbits and also by a family of periodic orbits of the first kind. In order to understand these periodic orbits better, we will explore some of their features.
Since the 1:3 resonant periodic orbits are doubled, we selected a pair of them to study. Considering the Jacobi constant |$C_j=0.826\, {\rm km}^2{\rm s}^{-2}$|, Fig. 3 shows the pair of 1:3 resonant periodic orbits. These are the periodic orbits shown in the Poincaré surface of section of Fig. 2 (second row and second column), indicated by the points located at the centre of the islands in blue and by those at the centre of the islands in green.

Example of a pair of 1:3 resonant periodic orbits with a Jacobi constant value of |$C_j=0.826\, {\rm km}^2{\rm s}^{-2}$|. They are the periodic orbits shown in the Poincaré surface of section of Fig. 2 (second row and second column). The points at the centre of the islands in green correspond to the periodic orbit shown in the plots of the first column, while those at the centre of the islands in blue correspond to the periodic orbit shown in the plots of the second column. In the first row the trajectories in the rotating frame are plotted, while trajectories in the inertial frame are plotted in the second row. The temporal evolution of the orbital radii is shown in the last row. The numbers in the plots of the first and second rows show locations equally spaced in time, indicating the time evolution of the trajectories. The letters P and A indicate the location of the pericentre and the apocentre.
The trajectories in the rotating frame are plotted in the first row. The numbers indicate the time evolution of the trajectories and show locations equally spaced in time. In the rotating frame, both trajectories are retrograde and symmetric with respect to the line x = 0, where the pericentre (P) and apocentre (A) of each trajectory are located. One trajectory is a mirrored image of the other with respect to the line y = 0. This is a natural consequence of the potential (equation 5) being invariant under a rotation of π. The period of these periodic orbits corresponds to three periods of Haumea’s rotation. In the inertial frame, the trajectories are prograde (second row). Note that these trajectories are also periodic in the inertial frame. The temporal evolution of the orbital radii of both trajectories (last row) also helps us to visualize the trajectory shape better.
An example of a first-kind periodic orbit, with |$C_j=0.826\, {\rm km}^2{\rm s}^{-2}$|, is presented in Fig. 4. The shape of the trajectory in the rotating frame similarly follows the shape of Haumea. The furthest points of the trajectory are aligned with the long axis, while the closest points are aligned with the short axis. The period of this periodic orbit is T = 5.979 h, slightly more than 1.5 times the spin period of Haumea. Note that, at the same time this trajectory completes one period in the rotating frame, it has completed only about half of its orbit around Haumea in the inertial frame. The temporal evolution of the radial distance may mislead us to draw the conclusion that the trajectory has a pair of pericentres and a pair of apocentres. However, this trajectory is not a usual Keplerian ellipse, with the central body at one of the foci. In fact, the trajectory looks like an ellipse with the central body at its centre.

Example of a first-kind periodic orbit with |$C_j=0.826\, {\rm km}^2{\rm s}^{-2}$| and period of the periodic orbit T = 5.979 h. In the top plot the trajectory in the rotating frame is shown, while the trajectory in the inertial frame is in the middle plot. The temporal evolution of the orbital radius is shown in the bottom plot. The numbers inside the top and middle plots show locations equally spaced in time, indicating the time evolution of the trajectory.
A comparison between the radial amplitudes of oscillation of this periodic orbit of the first kind and the resonant periodic orbits given in Fig. 3 shows a huge difference. While the periodic orbit of the first kind oscillates less than 30 km, the resonant periodic orbit shows a radial oscillation of almost 600 km. This is striking information that will be analysed for the whole set of periodic orbits in the next section.
One feature that makes the difference between a resonant periodic orbit and a periodic orbit of the first kind is that the period (in the rotating frame) of a periodic orbit of the first kind varies significantly in a range that might cross several values commensurable without showing a resonant behaviour. Fig. 5 shows the period of the periodic orbits in the rotating frame as a function of their Jacobi constant, Cj. While the resonant periodic orbit 1:3 (green) exists only near to the period commensurable with the spin period of Haumea, the period of periodic orbits of the first kind covers a wide range of values (red). It passes through several periods that, in the rotating frame, are commensurable with the spin period of Haumea.

Period of the periodic orbits in the rotating frame as a function of their Jacobi constant, Cj. In green we show the values for the 1:3 resonance and in red those for periodic orbits of the first kind. The black lines indicate some periods that, in the rotating frame, are commensurable with the spin period of Haumea. The bottom plot is a zoom of the top plot.
5 THE LOCATION OF THE RING
In this section, we work on a correlation between the locations of stable regions associated with periodic orbits and the location of Haumea’s ring.
Periodic orbits of the first kind are like ellipses with Haumea at the centre (top of Fig. 4), not at one of the foci as in a usual Keplerian ellipse. Therefore, we will define an equivalent semi-major axis (aeq) and an equivalent eccentricity (eeq) as the values of a Keplerian ellipse with pericentre and apocentre the same as those of the maximum (rmax) and minimum (rmin) radial distances of the trajectory to Haumea, respectively (as illustrated in Fig. 6). Then, an ellipse with Haumea at one of the foci and with semi-major axis aeq = (rmin + rmax)/2 and eccentricity eeq = 1 − (rmin/aeq) will cover the same radial distance range from Haumea as that covered by the first-kind periodic orbit. Similarly, Haumea’s ring, the nominal location of which (Ortiz et al. 2017) is given by an internal radius at 2252 km and an external radius at 2322 km, can be represented by a range of Keplerian ellipses that fit such a radial extent.

Schematic diagram for the definition of aeq and eeq. The periodic orbit in the rotating frame is an ellipse (in blue) centred at Haumea with semi-major axis rmax and semi-minor axis rmin. This orbit covers a radial distance from Haumea varying between rmin and rmax, indicated by the grey region. An ellipse (in red) with Haumea at one of the foci and with aeq = (rmin + rmax)/2 and eeq = 1 − (rmin/aeq) as the semi-major axis and eccentricity also covers the same radial distance range from Haumea as the periodic orbit does (grey region).
Fig. 7 presents a diagram of aeq versus eeq showing the locations of Haumea’s ring, 1:3 resonant periodic orbits and first-kind periodic orbits. Note that the largest possible eccentricity for a ring particle (eeq = 0.0153) is smaller than the smallest eccentricity for the 1:3 resonant periodic orbits (eeq = 0.0166). This means that all periodic orbits of the 1:3 resonance show a radial variation that goes beyond the location of Haumea’s ring. On the other hand, first-kind periodic orbits cover an interval of semi-major axes and eccentricities that fits inside the ring range values. Therefore, these are indications that first-kind periodic orbits are connected more strongly to Haumea’s ring than the 1:3 resonance.

Diagram of equivalent semi-major axis versus equivalent eccentricity, aeq versus eeq. The green line indicates the values of (a, e) for each periodic orbit associated with the 1:3 resonance. The red line indicates the values of (aeq, eeq) for each periodic orbit of the first kind. The blue region shows the range of (aeq, eeq) values that corresponds to the location of Haumea’s ring.
The results shown in Fig. 7 consider only periodic orbits (fixed points inside the islands in the Poincaré surfaces of section). However, the size of the stability regions around the periodic orbits is determined by the quasi-periodic orbits around them. As introduced in Winter (2000), the size and location of the stability region associated with first-kind periodic orbits can be determined from the Poincaré surfaces of section for each Jacobi constant (Cj) by identifying the pair of x values of the largest islands when |$\dot{x} = 0$|. This approach provides the maximum libration amplitude of the quasi-periodic orbits around the family of periodic orbits. Fig. 8 shows such a stability region in a diagram of Cj versus x. The stability region (in grey) encompasses the nominal radial region of Haumea’s ring (in blue), being at least 200 km larger.

Stable region associated with periodic orbits of the first kind. The stable region (grey) was determined from the Poincaré surfaces of section computing, for each Jacobi constant (Cj), the pair of x values of the largest islands when |$\dot{x} = 0$|. The dashed lines indicate the location of the separatrix of the 1:3 resonance, when it enters this stable region. The red line shows the values of (Cj, x) for periodic orbits of the first kind. The blue region is just an indication of the location of the ring in terms of the x range, not taking the values of Cj into account.
Therefore, the stable region associated with the first-kind periodic orbit family is at the right location, is wide enough and presents trajectories with eccentricities low enough to fit within the borders of Haumea’s ring.
6 FINAL COMMENTS
In this article, we presented a study on the dynamical structure in the region of Haumea’s ring. Poincaré surfaces of section revealed that the 1:3 resonance is doubled, presenting mirrored pairs of periodic orbits. The separatrix, due to the resonance being doubled, generates a layer of chaotic region that reduces the size of the stable regions produced by quasi-periodic orbits around the periodic resonant ones.
An analysis of the semi-major axes and eccentricities of the 1:3 resonant periodic orbits showed that there is a minimum value of eccentricity for such orbits to exist. This minimum value is shown to be too large for the radial location and size of Haumea’s ring.
Local viscous and/or self-gravity effects on the ring particles were not taken into account in the current study. Bearing in mind that Haumea’s ring is only about 70 km wide, this ring should be extremely massive in order to reduce the particle eccentricity produced by the 1:3 resonance.
Collisions between the ring particles were also not considered in this work. They could allow large orbital eccentricities of particles at the 1:3 resonance to be damped and fit within the radial range of the ring. Nevertheless, particles at the ring borders would not remain confined, still needing a confining mechanism. However, independently of collisions, particles associated with first-kind periodic orbits define regions of stability that fit very well in size and location with Haumea’s ring. Therefore, this analysis suggests that Haumea’s ring is in a stable region associated with a first-kind periodic orbit instead of the 1:3 resonance.
ACKNOWLEDGEMENTS
This work was financed in part by Coordenação de Aperfeiçoamento de Pessoal de Nível Superior – CAPES (Finance Code 001), CNPq (Procs. 312813/2013-9) and FAPESP (Procs. 2016/24561-0 and 2016/03727-7). Their support is gratefully acknowledged. The authors thank Ernesto Vieira Neto for some criticism that improved the work and Silvia Giuliatti Winter and Rafael Sfair for fruitful discussions. The authors also thank the referee for comments and questions that aided a better understanding of some important issues of the article.