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Vincent Vinh-Hung, Sue A. Joseph, Nadege Coutty, Bevan Hong Ly, Georges Vlastos, Nam Phong Nguyen, Age and Axillary Lymph Node Ratio in Postmenopausal Women with T1-T2 Node Positive Breast Cancer, The Oncologist, Volume 15, Issue 10, October 2010, Pages 1050–1062, https://doi.org/10.1634/theoncologist.2010-0044
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Abstract
After completing this course, the reader will be able to:
Identify changes in medical/surgical practice that can affect the prognostic performance of established prognostic factors such as lymph node involvement in breast cancer.
Explain how the lymph node ratio can help to adjust against practice-related changes.
Use the lymph node ratio as a measure of tumor burden in order to weigh the risk of breast cancer death against other causes of death in elderly patients.
This article is available for continuing medical education credit at CME.TheOncologist.com
The purpose of this article was to examine the relationship between age and lymph node ratio (LNR, number of positive nodes divided by number of examined nodes), and to determine their effects on breast cancer (BC) and overall mortality.
Women aged ≥50 years, diagnosed in 1988–1997 with a unilateral histologically confirmed T1-T2 node positive surgically treated primary nonmetastatic BC, were selected from the National Cancer Institute's Surveillance, Epidemiology, and End Results (SEER). Generalized Additive Models for Location Scale and Shape (GAMLSS) were used to evaluate the age-LNR relationship. Cumulative incidence functions and multivariate competing risks analysis based on model selection by the Bayesian Information Criterion (BIC) were used to examine the effect of age and LNR on mortality. Low LNR was defined as ≤0.20, mid-LNR 0.21–0.65, and high LNR >0.65.
GAMLSS showed a nonlinear LNR-age relationship, increasing from mean LNR 0.26–0.28 at age 50–70 years to 0.30 at 80 years and 0.40 at 90 years. Compared with a 9.8% [95% confidence interval (CI) 8.8%–10.8%] risk of BC death at 5 years in women aged 50–59 years with low LNR, the risk in women ≥80 years with low LNR was 12.6% [95% CI 10.1%–15.0%], mid-LNR 18.1% [13.9%–22.1%], high LNR 29.8% [22.7%–36.1%]. Five-years overall risk of death increased from 40.8% [37.5%–43.9%] by low LNR to 67.4% [61.4%–72.4%] by high LNR. The overall mortality hazard ratio for age ≥80 years with high LNR was 7.49 [6.54–8.59], as compared with women aged 50–59 years with low LNR.
High LNR combined with older age was associated with a threefold increased risk of BC death and a sevenfold increased hazard ratio of overall mortality.
Introduction
Breast cancer is the most common malignancy affecting women, with more than 1 million new cases occurring worldwide annually [1]. The age-specific incidence rate is highest among patients 70 years or older [2, 3]. A decrease in breast cancer mortality has been reported in the 20–69 years age groups [4], but has not been observed in the older age groups [5, 6]. The high breast cancer mortality among elderly patients in these latter reports is troubling, as several studies noted advancing age was associated with more favorable tumor biology or with a more indolent tumor behavior [7–13]. The question of the biological behavior of breast cancer in elderly patients is an important issue that may directly affect treatment decision: if breast cancer is an indolent disease in older women, then less aggressive treatments might be appropriate. If not, refraining or reducing treatments would result in poorer outcome [14]. In either case, treatment decisions must also consider existing comorbidities that are often present in older women [15–18]. Prognostic factors can potentially aid such decisions. Notably, axillary lymph node involvement is considered as one of the most important. Reviews have shown that the ratio of positive to excised nodes (lymph node ratio, LNR) as a measure of nodal involvement consistently improved prognostication over numbers of nodes [19, 20]. However, the relationship of the LNR with age has scarcely been investigated [21].
We hypothesize that the severity of disease in elderly women has been underestimated, as might result from less performance of axillary staging with age [22–25]. In the present study, we examine how age relates with LNR, and we investigate how these two factors affect survival in women with T1-T2 node positive breast cancer.
Materials and Methods
Women aged ≥50 years diagnosed in 1988–1997 with a unilateral histologically confirmed nonmetastasized T1-T2 (tumor size ≤ 5 cm [26, 27]) node positive surgically treated first primary breast carcinoma were selected from the National Cancer Institute's Surveillance, Epidemiology, and End Results 9-Registries (SEER release 2009) [28]. Cases with primary tumors extending beyond the breast parenchyma, non–hospital-based records, patients not under active follow-up, undefined tumor size, and undefined numbers of lymph nodes were excluded.
We conducted the analyses in three successive modules. First, we considered how to describe the relationship between age and LNR. Second, we examined their crude impact on breast cancer survival. Third, we considered whether or not the effect of age and LNR on survival was affected by other prognostic factors.
For the description of how age and LNR related, we used the recently developed approach of semiparametric regression based on the Generalized Additive Models for Location Scale and Shape (GAMLSS) [29]. On consideration that the LNR is derived from the respective values of the number of positive nodes (npos) and the number of nodes removed (ntot), that is, LNR = npos/ntot, we also examined how age was related to npos and ntot.
To examine how age and LNR affect breast cancer–specific survival, without covariate adjustment, we used the method of cumulative incidence curves [30]. To examine their effect taking into account other prognostic variables, we used cause-specific survival analysis based on Lunn and McNeil's data augmentation “B” method applied to Cox models [30, 31]. The method gives the same results as conventional analyses in which other causes of death are censored, but with the advantage of using a single survival model. To select which variables would be included in that single model, we scanned candidate variables by stepwise Cox regression using the Bayesian information criterion (BIC) [32]. Variables evaluated were the SEER registry area, race, age (categorized as 50–59, 60–69, 70–79, and ≥80 years), marital status (married vs. else), year of diagnosis (1988–1992 vs. 1993–1997), tumor location (medial vs. else), hormone receptor status (both estrogen and progesterone positive, vs. both negative, vs. else), histology (ductal vs. else), histological grade (grade 3–4 vs. else), type of local therapy (mastectomy or breast conserving, with or without radiation therapy), tumor size (>2 cm vs. ≤2 cm), ntot (10 or more vs. 1–9 lymph nodes examined), npos (1–3 vs. 4–9 vs. ≥10 positive nodes) [26, 27], and LNR (≤0.20 vs. 0.21–0.65 vs. >0.65) [33].
All statistical analyses were done using R version 2.10.1 [34]. GAMLSS used the package “gamlss” [35]. Competing risks analyses by cumulative incidence curves and by Cox models used the package “survival” [30]. Stepwise regression and application of the BIC used the package MASS [36]. Script programming required to implement the analyses was developed in-house; the program is available on request.
Results
Subjects matching the selection criteria included 17,685 cases from the SEER 9-Registries diagnosed in 1988–1997. At follow-up cutoff date December 31, 2006, the median follow-up for patients still living (censored for death from any cause) was 12.75 years (interquartile range [IQR], 10.6–15.4 years).
Table 1 summarizes patient characteristics. Larger percentages of married status, black race, negative estrogen receptor, and breast-conserving surgery with or without radiation therapy were noted in the younger women. Decreased percentages of married status, black race, negative estrogen receptor, and radiation therapy were noted in the older women. The relative percentage of more extensive lymph node examination was higher in younger women (34.2% ≥10 nodes examined vs. 27.9% <10 nodes examined). This relative percentage was reversed in older women (24.6/27.2 in the 70–79 year old age group, 8.2/15.8 in the ≥80 year old age group). The relative percentages of positive lymph nodes were comparable among the different age groups. The relative percentage of high LNR was lower in younger women (0.86 = 29.1%/33.9%). Conversely, it increased in the older women (1.43 = 12.6%/8.8%). The relative percentage of breast cancer deaths vs. deaths from other causes was higher in younger women (2.77 = 34.3%/12.4%), whereas the relative percentage of deaths from other causes was higher in older women (2.92 = 22.8/7.8).
Patient characteristics according to age

Figures in the last four columns are row percentages.
Abbreviations: BCS, breast-conserving surgery; ER, estrogen receptor; PR, progesterone receptor; RT, radiation therapy.
Patient characteristics according to age

Figures in the last four columns are row percentages.
Abbreviations: BCS, breast-conserving surgery; ER, estrogen receptor; PR, progesterone receptor; RT, radiation therapy.
The distributions of the lymph node values npos, ntot, and LNR, without taking into account age, are shown in Figure 1. The distributions detailed according to age are shown in Figure 2. By all means, npos could be considered constant across all ages—the GAMLSS showed only an imperceptible decrease of the smoothed mean npos from 3.9 at age 50 years to 3.6 at 90 years (Figure 2, left panel, npos). ntot changed more notably with age, declining from a mean of 16.4 at age 50 years, to 16.3 at 60 years, 15.7 at 70 years, 14.3 at 80 years, and 11.6 at 90 years (Figure 2, middle panel, ntot). The LNR changed inversely, increasing at first slowly and then exponentially, from 0.26 at age 50 years, to 0.27 at 60 years, 0.28 at 70 years, 0.30 at 80 years, and 0.40 at 90 years (Figure 2, right panel, LNR).
The distribution of the number of positive nodes, the number of examined nodes, and the LNR, without taking into account age. Unadjusted histograms. Red curves are continuous distribution functions fitted by GAMLSS: lognormal for npos, normal for ntot, and lognormal for LNR.
Abbreviations: LNR, lymph node ratio; npos, number of positive nodes; ntot, number of examined nodes.
The distribution of the number of positive nodes, the number of nodes examined, and the LNR, as a function of age at diagnosis. The three panels represent the distribution of npos, ntot, and LNR according to age. Two representations are combined in each panel, on one hand crude unadjusted observed data, represented by gray and blue dots, and on the other hand semiparametric smoothing by GAMLSS, represented by continuous curves. The gray dots are jittered individual patients' lymph node values, and the large blue dots are the average lymph node values computed separately at each age. The curves are respectively the mean (plain curve in red), the median (plain curve in black), the 25th and 75th percentile (lower and upper dashed curve in black), and the 10th and 90th percentile (lower and upper dotted curve in black). In the ntot panel, the mean and the median curves are identical.
Abbreviations: LNR, lymph node ratio; npos, number of positive nodes; ntot, number of examined nodes.
Results of the competing risks analysis according to age and LNR but without other covariates adjustment are summarized in Figure 3. The specific cumulative incidence curves were coded by the colors red, purple, green, and blue to indicate age group and by solid line, dashed line, and dotted line to indicate LNR category. The combination of the two distinct methods of coding—color and line style—therefore uniquely identified each of the 12 possible age and LNR subgroups. The left panel (A) displays the risk of death from breast cancer. It shows that patients of different age groups but within the same LNR category had comparable probabilities of dying from breast cancer. The right panel (B) displays the risk of death from other causes. It shows that patients in different LNR categories but within the same age groups had comparable probabilities of dying from other causes. There was evidence of nonproportionality shown by the divergence and crossing of curves with the high LNR ≥80 years age group (plain red curve). This could be explained by the small number of patients in that subgroup (n = 282, 12.6% of 2,238 patients with high LNR; Table 1).
Cause-specific mortality according to age and LNR. The two panels represent the estimated cause-specific probabilities of dying, either from breast cancer (A) or from other causes (B). The curves are coded by type to indicate the LNR group (plain = high-risk LNR; dashed = intermediary-risk LNR; dotted = low-risk LNR) and by color to indicate the age group (red = age ≥80 years, purple = 70–79 years, green = 60–69 years, and blue = 50–59 years). The same coding applies to the two panels, for example, the red plain curves represent age ≥80 years with high LNR and the purple dashed curves represent age 70–79 years with intermediary LNR. (A): Apart a late deviation of the plain red curve, all curves of the same type are clustered together irrespective of their colors, indicating that patients with the same LNR have comparable risks of dying from breast cancer, regardless of age. (B): Curves of the same color are clustered together irrespective of their types, indicating that patients in the same age group have comparable risks of dying from other causes, regardless of LNR values. The overall mortality can be computed from the two panels by adding the cause-specific mortalities. For example, age 50–59 years with high-risk LNR is represented by the plain blue curves. At 5 years the corresponding breast cancer mortality reads 0.39, the other causes mortality reads 0.04, and the resulting 5-year overall risk of dying is 0.43 (see also Tables 2A and 2B).
Abbreviation: LNR, lymph node ratio.
Tables 2A and 2B focus on the mortality estimates at 5 years of follow-up. Compared with the 9.8% [95% confidence interval (CI) 8.8%–10.8%] risk of dying from breast cancer at 5 years in women aged 50–59 years presenting with low LNR, the risk in women ≥80 years with low LNR was 12.6% [95% CI 10.1%–15.0%], increasing with mid-LNR to 18.1% [13.9%–22.1%], and with high LNR to 29.8% [22.7%–36.1%] (section a in Tables 2A and 2B). The risk of dying from other causes increased with age. In women presenting with a high LNR, it was 4% [2.0%–5.9%] at age 50–59 years, increasing to 37.6% [30.4%–43.9%] at age ≥80 years (section b in Tables 2A and 2B). The overall risk of dying from any cause in women ≥80 years increased from 40.8% [37.5%–43.9%] with low LNR to 67.4% [61.4%–72.4%] with high LNR (section c in Tables 2A and 2B).
Cause-specific mortality at 5 years, according to age and to LNR

Estimated cause-specific risk of dying at 5 years (%), from breast cancer (a) and from other causes (b). The last column and last row of each section show the risks computed without taking into account age and LNR, respectively. (a): Italicized column: The risk of dying from breast cancer increases with LNR, similarly to the other columns. (b): Italicized row: The risk of dying from other causes increases with age, similarly to the other rows. (c): The overall risk of dying increases with both LNR and age. Low LNR = 0.01–0.20; mid-LNR = 0.21–0.65; high LNR = 0.66–1.00.
Abbreviation: LNR, lymph node ratio.
Cause-specific mortality at 5 years, according to age and to LNR

Estimated cause-specific risk of dying at 5 years (%), from breast cancer (a) and from other causes (b). The last column and last row of each section show the risks computed without taking into account age and LNR, respectively. (a): Italicized column: The risk of dying from breast cancer increases with LNR, similarly to the other columns. (b): Italicized row: The risk of dying from other causes increases with age, similarly to the other rows. (c): The overall risk of dying increases with both LNR and age. Low LNR = 0.01–0.20; mid-LNR = 0.21–0.65; high LNR = 0.66–1.00.
Abbreviation: LNR, lymph node ratio.
95% confidence intervals of the 5-years cause-specific mortalities

Abbreviations: CI, confidence interval; LNR, lymph node ratio.
95% confidence intervals of the 5-years cause-specific mortalities

Abbreviations: CI, confidence interval; LNR, lymph node ratio.
We proceeded next to the analyses with covariates adjustment. Considering overall mortality endpoint, age and lymph node ratio came on top of the variables selected by the BIC, followed by T stage, hormone receptor status, marital status, local therapy, histological grade, and race (Table 3). The number of positive nodes was also selected by the BIC. It ranked 9th at the bottom of the list and caused instabilities in subset analyses due to colinearity with LNR; therefore, we rejected it. On the basis of the retained variables, the cause-specific hazard ratios in Table 3 showed that age was strongly associated with mortality from other causes, whereas LNR was preponderantly associated with mortality from breast cancer. Other variables showing a differential association with mortality from breast cancer were T stage, hormone receptor status, and histological grade. Marital status, local therapy, and race showed less differential association with the cause-specific endpoints.
Competing risks analysis

HR and 95% CI, computed for specific BC and OC mortality and for overall mortality. The variables were ranked according to the Bayesian Information Criterion. HRs of variables with a large differential effect on a specific mortality are italicized. Note that the overall mortality hazard ratios HROV can be approximated from the BC and OC hazard ratios as exp[(log(HRBC) + log(HROC))/2].
Abbreviations: BC, breast cancer; BCS, breast-conserving surgery; CI, confidence interval; ER, estrogen receptor; HR, hazard ratio; OC, other causes; PR, progesterone receptor; RT, radiation therapy.
Competing risks analysis

HR and 95% CI, computed for specific BC and OC mortality and for overall mortality. The variables were ranked according to the Bayesian Information Criterion. HRs of variables with a large differential effect on a specific mortality are italicized. Note that the overall mortality hazard ratios HROV can be approximated from the BC and OC hazard ratios as exp[(log(HRBC) + log(HROC))/2].
Abbreviations: BC, breast cancer; BCS, breast-conserving surgery; CI, confidence interval; ER, estrogen receptor; HR, hazard ratio; OC, other causes; PR, progesterone receptor; RT, radiation therapy.
Last, the models of Table 3 were recomputed by taking into account interactions between the age and LNR categories. Hazard ratios of the other covariates were practically unaffected; therefore, Table 4 summarizes only the results pertaining to age and LNR. Combined age and LNR were associated with an increasing overall relative mortality up to sevenfold, with a hazard ratio of 7.49 [6.54–8.59] in women ≥80 years with a high LNR, as compared with women 50–59 years old with a low LNR.
Adjusted joint effect of age and LNR on mortality

Joint mortality hazard ratios of age and LNR. The cause-specific hazard ratios were computed in competing risks models adjusting for T stage, hormone receptor status, marital status, histological grade, race, and number of positive nodes. Low LNR = 0.01–0.20; mid-LNR = 0.21–0.65; high LNR = 0.66–1.00.
Abbreviations: CI, confidence interval; HR, hazard ratio; LNR, lymph node ratio.
Adjusted joint effect of age and LNR on mortality

Joint mortality hazard ratios of age and LNR. The cause-specific hazard ratios were computed in competing risks models adjusting for T stage, hormone receptor status, marital status, histological grade, race, and number of positive nodes. Low LNR = 0.01–0.20; mid-LNR = 0.21–0.65; high LNR = 0.66–1.00.
Abbreviations: CI, confidence interval; HR, hazard ratio; LNR, lymph node ratio.
Discussion
The literature has investigated issues of lymph nodes and age in breast cancer, but to the best of our knowledge, not how the extent of nodal involvement changes with age and how this change affects survival. Wildiers et al. looked at the incidence of positive nodal status but did not analyze nodal involvement nor the impact on survival [37]. Schonberg et al. investigated the impact of age but not that of the extent of nodal involvement [38]. We have investigated many facets of nodal involvement [39–43]; we have investigated the functional effect of age and survival [44], but like other authors, not how age and nodes relate, and foremost, until now, not how that relationship jointly affects survival. Moreover, recently Danko et al. validated the LNR applied to the Duke University Medical Center breast cancer tumor registry [45]. Greene intervened in the discussion as Editor of the current AJCC [46]. In consideration of the LNR for inclusion in the future 8th edition of the TNM Staging Strategy, one of the questions Greene raised was “because the total number of lymph nodes is reduced as we get older, what is the value of the lymph node ratio in the staging of older patients with cancer?” [45]. We believe that the present study is a timely key contribution.
Our methods warrant some comments. Describing and displaying the relationship between age and lymph nodes is a nontrivial issue. We wanted to convey a picture of the trends, but we also wanted to convey a direct visualization of the data “as is,” its strengths as well as its weaknesses. Figure 1 showed histograms of lymph node values without taking into account age. Extending the figure to take into account age would have required the stacking of 50 histograms, one for each year of age, which would have been visually unacceptable. Stacking fewer histograms, or using summary box plots, would have lost fine details. We designed Figure 2 by combining several tools: jittering applied to each and every patients' data to display its heterogeneity [47], and ordinary averages to display the crude trends, on which we superimposed smoothed modeling based on GAMLSS to display a summary of the patterns.
GAMLSS is a new set of tools that allow all the parameters (e.g., the mean) of the distribution (e.g., the lognormal) of a response variable (e.g., the LNR) to be modeled as linear/nonlinear or smooth functions (e.g., cubic spline) of the explanatory variables (e.g., age) [35]. The GAMLSS has been selected by the World Health Organization to establish standardized growth curves [48, 49]. Khondoker et al. found the GAMLSS to be a more powerful method than other variance stabilizing methods for the normalization of cDNA microarray data [50]. Mouksassi et al. used the GAMLSS to simulate age-matched weight data in a pediatric short-bowel syndrome population to optimize phase I therapeutic dosing strategies [51]. Though few, these studies show the emerging importance of the GAMLSS. The present study is among the first large-scale clinical applications of the GAMLSS.
By the book, our GAMLSS choices of lognormal and normal distributions for the numbers nodes might be considered inappropriate. The lognormal and normal distributions apply to continuous data but not to discrete data [43]. Given that numbers of nodes are counted as integers, a median of, for example, “3.721 positive nodes” is incorrect. We applied discrete distributions such as the negative binomial that we had previously investigated [43]. Surprisingly, the percentiles did not match the data any better, with the additional drawback of sudden jumps when displaying percentile curves, for example, a median of 2 nodes at age 69 years, which abruptly became 3 nodes at age 70 years. We found that the continuous distributions not only obviated the sudden jumps but also biologically were a more sensible choice. On reflection, integer units of lymph nodes are artificial abstractions. Uninvolved lymph nodes can widely differ within a patient and among patients, and their involvement can be minimal, or can be any range through to massive involvement or even beyond the node [52]—yet all of these cases are lumped together by coarse integer units. We have argued that breast cancer is a disease continuum without identifiable cutpoints [53]. By modeling the numbers of nodes as continuous, stating a median of “3.721 positive nodes,” though perplexing, is in fact closer to the reality of the disease than stating “4 nodes.”
Other than tongue-in-cheek procedures names, there is no magic recipe for the selection of variables in multivariate analyses. Investigators have to choose among many selection methods, automatic and/or handpicked, and among diverse criteria for selection. We have favored the use of the Akaike Information Criterion (AIC) in our previous studies where the aim was to detect subtle differences or where modeling was applied to small data sets [33, 54–56]. The AIC penalizes models by the number of parameters included in the models: the more variables included, the higher the penalty. In the present study, we strived for a model that should be as parsimonious as possible, that is, more severe than the AIC, but not to the extreme of discarding all variables. We chose the BIC on consideration of the extensive literature [57–60]. The BIC penalizes models by the logarithm of total number of cases, multiplied by the number of parameters: the more variables included, and the more cases there are, the higher the penalty. We applied a semiautomatic method to reduce investigator's influence, using a programming procedure for which there is long-standing support [36]. As shown in Table 3, pending a minimal manual pruning that we did for npos, the model was reasonably lean, yet was capable of retaining variables known to be important in breast cancer.
Our results are biologically consistent. Table 3 shows that estrogen receptor positive progesterone receptor positive (ER+PR+) was associated with reduced risk of BC death and ER−PR− with increased risk of BC death, but were not related to “Other causes” of death. Likewise, high grade and T stage were associated with BC death. Note that the differential effects were not clear-cut, as LNR and T2 stage were also associated with some increased risk of other causes of death. Potential explanations are misclassification of cause of death or lead-time bias in the diagnosis of breast cancer in nonscreened patients. Race was associated with both increased risk of BC death and increased risk of other causes of death. Breast-conserving surgery was associated with a reduced risk of BC death, possibly because of selection of patients with more favorable characteristics such as tumors diagnosed by screening or resected with wide clear margins or other factors that the present analyses could not account for.
It is known that the incidence of node-positive status decreases with age, as a consequence of the smaller proportion of patients receiving any axillary lymph node dissection, which has also been reported to decrease with age [22, 61]. However, elderly people diagnosed with breast cancer were significantly more likely to die from cancer, even with less aggressive tumors. This may be due to inadequate treatment or other unknown factors [14, 62]. Wildiers et al. found that lymph node involvement probably decreased until 70 years but increased again thereafter [37]. We found that npos did not change notably over the age range 50–90 years, whereas ntot declined with age (Figure 2). In the present data, an unchanged npos in older women masked the disease severity because of the reduced number of lymph node examinations, suggesting understaging in keeping with other authors who noted that axillary examinations might have been performed less in elderly patients [25].
Similarly to other authors, we found that increased age was associated with less aggressive tumor characteristics [7, 8, 10–13]: the relative proportion of ER+PR+ over ER−PR−, and the relative proportion of low grade over high grade, increased with age (Table 1). However, results of our survival analyses do not concur with tumor indolency. Table 1 shows that the unadjusted risk of dying from breast cancer increased with age: the relative proportion of patients dying of breast cancer over those still living increased from 34.3%/46.0% at 50–59 years of age to 7.8%/1.8% at ≥80 years of age, although this was overshadowed by a marked increase of non–breast cancer deaths, from 12.4%/46.0% to 22.8%/1.8% (Table 1). This parallels previous findings that disease-free survival was not associated with age [63]. In the adjusted multivariate analysis, assuming all other factors equal, age was not associated with a reduction of breast cancer death, specific hazard ratio of 1.04 at age 60–69 years and 1.15 at age ≥80 years (Table 3). Our analyses did not investigate the changes of therapy with age. Nevertheless, in view of the high risk of breast cancer death associated with high tumor burden (Table 4), we cannot exclude the possibility that elderly women with high tumor burdens might have been undertreated [14, 64, 65].
Results of our study concur with previous studies showing an association between lymph node dissection and reduced mortality in other tumors [66]. It has been hypothesized that dissection removes a potential route of metastasis, resulting in improved survival [61]. Lower use of axillary dissection in elderly women may be related to this proposed phenomenon.
Besides addressing the value of the LNR in the staging of older patients [45], our results have important clinical implications because of the aging of populations in developed countries, and in particular the ones aged 65 or older. In the United States, it is estimated that 36.8 million (12%) of the U.S. population are 65 years and older and this number is expected to double in the next 2 decades with an equal proportion of men and women [67]. In contrast to previous generations, baby boomers tend to live longer and have a healthier lifestyle. As an illustration, the life expectancy of individuals aged 65–74, 75–84, and 85 years is estimated to be 15, 10, and 6 years, respectively [68]. Traditionally, older adults are less likely to receive optimal doses of chemotherapy compared with younger patients because of the presence of comorbidities and increased risk of complications [64, 69, 70]. However, in selected patients with positive axillary lymph nodes and estrogen receptor negative tumors, adjuvant chemotherapy may improve outcome [71]. In a retrospective analysis of 40,000 elderly breast cancer patients, adjuvant chemotherapy was proven to improve survival in patients ≥70 years, ER negative, and axillary node positive [72]. The benefit of chemotherapy for elderly ER negative breast cancer patients was also corroborated in another study [73]. Thus, this subset of elderly breast cancer patients may benefit from chemotherapy if they have a life expectancy of at least 5 years. Use of LNR as a cutoff for elderly patients may help clinicians guide their treatment decisions. In patients with LNR ≤0.20, observation may be justified following surgery with treatment initiated at the time of recurrence. Chemotherapy and/or radiotherapy may be considered for patients with LNR >0.20 and fit physical conditions. In very old patients, the risk of dying from causes other than breast cancer was exceedingly high. Nevertheless, a LNR >0.65 identified among the very old patients a risk of dying from breast cancer commensurately high. The high-LNR rows of Table 4 show that, in the oldest age group where the hazard ratio of “Other causes” appeared the highest at 17.55, the hazard ratio of breast cancer death was 3.56, versus an overall hazard ratio of 7.49. This hints that breast cancer represented the single most important cause of death in patients with LNR >0.65. Actually, we did not detail the “Other causes” of death. Counting the causes of death in the ≥80 years age group with LNR >0.65, we found the following: 13 patients were still living or were assumed so and 104 patients died from breast cancer, 96 from cardiovascular causes, 12 from respiratory diseases, 13 from other cancers, and 43 from diverse other causes.
Limitations of the study include its retrospective nature. Data were collected at the time of breast cancer diagnosis, thereby eliminating recall bias. However, information on systemic therapy was not collected. Modeling could not take into account whether patients received hormone therapy or neoadjuvant chemotherapy which could affect lymph node values [74]. We cannot exclude that the effect of age and lymph node ratio on breast cancer mortality might have been biased by the discrepancy between adjuvant treatment (chemo- and radiotherapy) received by the different age groups. Additionally, comorbidity is increasingly important with advancing age, which might confound results [75]. As shown in Figure 3 and Tables 1–4, age is a strong predictor of non–breast cancer death. Data on comorbidities are not collected by the SEER registries.
Additional limitations included analyses restricted to women who underwent axillary exploration and for whom more complete pathological information was available. We cannot exclude the potential bias of missing data by excluding patients without lymph nodes examined. A note of caution is also warranted, considering that a ratio based on a small number of lymph nodes has a larger standard error; this could affect the reliability of the lymph node ratio in the older age group who had less extensive axillary dissection.
Despite these limitations, the study has several strengths supporting its validity and reliability. Since its establishment in 1973, the SEER has considerably expanded, providing valuable material to build research hypotheses and to gain insight into populations under-represented in clinical trials [38, 76]. SEER data are derived from population-based cancer registries, which minimize or eliminate several study biases and confounders, including selection biases and treatment fads. SEER data have been shown to be nearly complete, reducing the influence of loss to follow-up biases. Highly accurate data collection at the time of diagnosis reduces recall biases. Overall, we believe that the data analyzed are well balanced; implications of our results strongly suggest tumor burden, as measured by the LNR, should be taken into account when evaluating treatment decisions in elderly patients.
Conclusions
Age at diagnosis was nonlinearly related to the lymph node ratio, indicating a greater burden of disease with advancing age. Elderly women with a higher tumor burden had an increased risk of breast cancer death added on top of other risks. We argue that tumor burden measured by LNR should be taken into account in order to advise optimal breast cancer therapy in elderly patients.
Acknowledgments
We gratefully acknowledge an anonymous reviewer who opened the way to a trailblazing revision of the manuscript.
Author Contributions
Conception/Design: Vincent Vinh-Hung, Sue A. Joseph
Collection and/or assembly of data: Vincent Vinh-Hung
Data analysis and interpretation: Vincent Vinh-Hung, Sue A. Joseph, Nadege Coutty, Bevan Hong Ly, Georges Vlastos, Nam Phong Nguyen
Manuscript writing: Vincent Vinh-Hung, Sue A. Joseph, Nadege Coutty, Bevan Hong Ly, Georges Vlastos, Nam Phong Nguyen
Final approval of manuscript: Vincent Vinh-Hung, Sue A. Joseph, Nadege Coutty, Bevan Hong Ly, Georges Vlastos, Nam Phong Nguyen
References
Author notes
Disclosures
Vincent Vinh-Hung: None; Sue A. Joseph: None; Nadege Coutty: None; Bevan Hong Ly: None; Georges Vlastos: None; Nam Phong Nguyen: None.
Section Editor Gabriel N. Hortobagyi discloses that he serves as a consultant for Allergan, Genentech, sanofi-aventis, Novartis, Taivex LLC, and Merck, and received research funding from Novartis.
Section Editor Kathleen Pritchard discloses that she serves as a consultant for and receives honoraria from Novartis, Roche, AstraZeneca, and Pfizer.
Reviewer “A” discloses no financial relationships.
Reviewer “B” discloses no financial relationships.
Reviewer “C” discloses no financial relationships.
The content of this article has been reviewed by independent peer reviewers to ensure that it is balanced, objective, and free from commercial bias. On the basis of disclosed information, all conflicts of interest have been resolved.


