Abstract

Extant alligator lizards of the genus Abronia are found in montane cloud forests and pine-oak forests of Mesoamerica and are iconic among the public and scientific communities. Here, we describe a fossilized partial skull from the Miocene of southern California (~12.5–11.0 Mya) that is the first definitive fossil and only recognized extinct species of Abronia. The locality of the fossil is substantially removed from the range of extant species of Abronia. This remarkable biogeographical discovery corroborates previous speculation that Abronia was distributed north of Mexico during the Neogene, a scenario that could not be inferred from the geographical ranges and phylogeny of the extant species alone. Additionally, the fossil preserves a distinctive morphology, osteoderm sails, that appears unique to the new taxon among alligator lizards. The finding emphasizes the importance of the fossil record for historical biogeography and could motivate new avenues of biogeographical research in Mesoamerica and the USA.

INTRODUCTION

Alligator lizards of the genus Abronia Gray, 1838 (Anguidae: Gerrhonotinae) are known for their impressive physical appearance and restricted distributions in montane forests of Mesoamerica (Campbell & Frost, 1993). Abronia are increasingly recognized as conservation flagship taxa (Clause et al., 2020). There are 41 recognized species of Abronia (Solano-Zavaleta & Nieto-Montes de Oca, 2018; García-Vázquez et al., 2022), and many of these are threatened or endangered (IUCN, 2022).

Recently, phylogenomic analyses of a double-digest restriction site-associated DNA sequencing (ddRADSeq) dataset revealed widespread paraphyly between Abronia and the formerly recognized genus Mesaspis Cope, 1878; hence, ten terrestrial species of alligator lizard previously accommodated in Mesaspis were placed in Abronia (Gutiérrez-Rodríguez et al., 2021). In that study, eight of 11 putative subclades of Abronia were sampled and provided a well-supported phylogeny, with a basal divergence between species found west of the Isthmus of Tehuantepec and those found east of the Isthmus (Fig. 1A; Gutiérrez-Rodríguez et al., 2021). Thus, arboreal and terrestrial life histories and morphotypes that were traditionally associated with Abronia and Mesaspis, respectively, have evolved multiple times (Good, 1987; Campbell & Frost, 1993). Abronia, especially the arboreal species, have limited and often allopatric distributions in montane cloud forests and seasonally dry pine-oak forests (Campbell & Frost, 1993; Solano-Zavaleta & Nieto-Montes de Oca, 2018; Gutiérrez-Rodríguez et al., 2021). Based on modern species ranges, the crown clade presumably had a restricted distribution in Mesoamerica throughout its history. Published divergence time analyses suggest a late Oligocene to early Miocene origin for crown Abronia (24–23 Mya) and a late Oligocene divergence between Abronia and its sister taxon, Barisia Gray, 1838 (25 Mya) (Zheng & Wiens, 2016; Blair et al., 2022).

A, geographical context. B, local Oligocene and Miocene sedimentary units. In A, distribution data for Abronia are from GBIF.org (2021). Distribution data were filtered manually to remove selected outliers using the study by Gutiérrez-Rodríguez et al. (2021) as a reference. Grey shading in A indicates elevation (i.e. mountainous areas). Geological data in B are based on the studies by Hoyt et al. (2018) and Jennings (2010). The location of the UCMP V-5847 fossiliferous site was obtained from the study by James (1963).
Figure 1.

A, geographical context. B, local Oligocene and Miocene sedimentary units. In A, distribution data for Abronia are from GBIF.org (2021). Distribution data were filtered manually to remove selected outliers using the study by Gutiérrez-Rodríguez et al. (2021) as a reference. Grey shading in A indicates elevation (i.e. mountainous areas). Geological data in B are based on the studies by Hoyt et al. (2018) and Jennings (2010). The location of the UCMP V-5847 fossiliferous site was obtained from the study by James (1963).

Given the geographical and ecological restriction of many Abronia to environments not conducive to the fossilization process, it is not surprising that there are no formally recognized fossils of Abronia. The earliest fossil gerrhonotines identified with apomorphies are reported from the early Eocene (Smith, 2009). Several extinct gerrhonotines from the late Neogene of the USA (Paragerrhonotus ricardensis Estes, 1963, Gerrhonotus mungerorum Wilson, 1968 and Elgaria peludoverde Scarpetta, Ledesma & Bell, 2021) were hypothesized to be part of or closely related to Abronia (Good, 1985, 1988a; Norell, 1989), and thus the possibility and potential ramifications of extralimital occurrences of Abronia have been discussed previously. However, those fossils are referrable to other gerrhonotine genera (E. peludoverde; Scarpetta et al., 2021) or are of uncertain systematic affinity (P. ricardensis and G. mungerorum; see Good, 1985, 1988a; Conrad & Norell, 2008; Norell et al., 2008). Most previously described fossil alligator lizards were referred to the genera Elgaria Blainville, 1835 or Gerrhonotus Wiegmann, 1828 (Estes, 1983; Scarpetta, 2018; Scarpetta et al., 2021), which occur in the USA, Mexico and Canada (Leavitt et al., 2017; García-Vázquez et al., 2018).

Here, we describe a fossilized partial skull that is the first definitive fossil of Abronia and that represents the only described extinct species of Abronia. The fossil is from the Miocene Caliente Formation of California. This discovery suggests a different biogeographical scenario for Abronia than do the distributions of the extant species and confirms the almost 40-year-old hypothesis that Abronia once occurred in what is now the USA (Good, 1985). The fossil is armoured with heavily ornamented osteoderms and possesses a distinctive osteoderm morphology that is unique among observed alligator lizards.

MATERIAL AND METHODS

Geological and environmental setting

The Caliente Formation lies in the Cuyama Valley Badlands in southern California. The formation contains non-marine sediments of fluvial and lacustrine origin (Ehlert, 2003) that occasionally interfinger with marine rocks (Fig. 1B; James, 1963; Prothero et al., 2008; Jennings, 2010; Hoyt et al., 2018). The formation is broadly split into a lower grey-bed lithofacies and an upper red-bed lithofacies (James, 1963). A sediment provenance study determined that source rocks were derived from local sources, including the San Gabriel Mountains, and that the Caliente formation is a vestige of a drainage system confined by the ancestral San Gabriel Mountains and Sierra Pelona (Hoyt et al., 2018). Slip along the San Gabriel, Canton and San Andreas faults, concurrent with and after deposition, indicates that the Caliente Formation was located up to several hundred kilometres south of its current location during the middle to late Miocene, closer to the modern latitude of San Diego (Blakey & Ranney, 2018; Hoyt, 2018).

The fossil, UCMP 54560, was collected at University of California Museum of Paleontology (UCMP) V-5847 or ‘Big Cat Quarry,’ a fossiliferous site in red-brown calcareous mudstone beds of the Apache Canyon sequence in the red-bed (upper) lithofacies (James, 1963). University of California Museum of Paleontology V-5847 contains several aggregates of small vertebrates, some of which were interpreted as owl pellets disarticulated by flowing water (James, 1963). Taxa reported from UCMP V-5847 include passeriform birds, sciurid rodents, lagomorphs, shrews, a carnivoran, a gomphothere, an artiodactyl, a bat and ‘Gerrhonotus’ (James, 1963). The gerrhonotine fossil described here is the skull mentioned, but not formally described, by James (1963). No other lizard taxa were mentioned by James (1963), but other fossil lizards from the Caliente Formation exist and have been assigned preliminarily to Phrynosomatidae (S. Scarpetta, unpublished data).

Based on several mammals (e.g. hedgehogs and flying squirrels), the Caliente Formation was interpreted as a subtropical refugium (James, 1963). However, the identifications of several taxa that were reported to indicate a subtropical environment were later questioned based on morphological data from extant comparative material (e.g. Thorington et al., 2005). The only plant fossils described from the Caliente Formation are Celtis L. (hackberry; Cannabaceae) (James, 1963). Palaeofloral assemblages from the adjacent but inland Mint Canyon Formation, which shares source rocks with the Caliente Formation (Hoyt et al., 2018) and was deposited roughly contemporaneously, contain species consistent with a semi-arid oak woodland and savanna similar to modern ecosystems in the Sierra Madre Occidental (SMO) of northern Mexico and southern Arizona (Axelrod, 1940, 1979). University of California Museum of Paleontology V-5847 is near the coordinates 34.814°N, 119.285°W, and the modern elevation of the locality is ~1440 m (Google Earth Pro, 2021).

Temporal constraint

The grey-beds (lower lithofacies) of the Caliente Formation were dated to 15.2 Mya using the K-Ar dating method (Evernden et al., 1964). Fossil mammals at UCMP V-5847 and adjacent localities are indicative of the Clarendonian North American Land Mammal Age (~12.5–9.4 Mya; Tedford et al., 2004; Barnosky et al., 2014). Palaeomagnetic analysis and fossils from the Apache Canyon sequence from which UCMP 54560 was collected established a correlation of the magnetozones in Apache Canyon with chrons C5An–C5r, corresponding to 12.47–11.06 Mya (Prothero et al., 2008; Raffi et al., 2020), thus establishing an age range for UCMP 54560.

Anatomical terminology and institutional abbreviations

Terminology follows Evans (2008) unless otherwise noted.

Abbreviations: FMNH, Field Museum of Natural History, Chicago, IL, USA; MVZ, Museum of Vertebrate Zoology, Berkeley, CA, USA; SDNHM, San Diego Museum of Natural History, San Diego, CA, USA; TCWC, The Texas A&M Biodiversity Research and Teaching Collections, College Station, TX, USA; TNHC, Biodiversity Collections, The University of Texas at Austin, Austin, TX, USA; UCMP, University of California Museum of Paleontology, Berkeley, CA, USA; UF, Florida Museum of Natural History, Herpetology Division, University of Florida, Gainesville, FL, USA; UTA, University of Texas at Arlington Herpetological Collections, Arlington, TX, USA.

High-resolution X-ray computed tomography

We used high-resolution X-ray computed tomography (CT) to visualize UCMP 54560. We scanned the articulated partial skull and most of a block of red mudstone containing other cranial elements at The University of Texas at Austin High-Resolution X-ray Computed Tomography Facility on a high-resolution NSI scanner with a Fein Focus high-power source. The slice dataset for the skull consists of 1834 16-bit TIFF slices in the x–y plane, and the dataset for the block consists of 1845 slices. The voxel slice for both scans is 0.00966 mm. We visualized and digitally segmented the slices using the Avizo Lite v.8.1 and v.9.3 software, using manual selections and the magic wand tool with greyscale values between 24 000 and 30 000. Many of the elements were difficult to separate digitally from the matrix; therefore, we did not segment them.

Phylogenetic analyses and character scores

We scored UCMP 54560 for the specimen-based phylogenetic matrix created by Scarpetta et al. (2021) to assess systematics of extant and extinct alligator lizards. The matrix is composed of 80 characters and contains 25 species and 42 specimens of extant gerrhonotines. We reassessed character states for continuous morphological features binned using automation by Scarpetta et al. (2021) using the code from that study; all state values remained the same. We assessed the width of the facial process of the maxilla using tooth counts of the left maxilla provided by Scarpetta et al. (2021). The left maxilla of UCMP 54560 has two fewer teeth than the right maxilla, and the orbital process of the left maxilla appears incomplete. Thus, the relative width of the facial process of the left maxilla is likely to be overestimated. Regardless, the facial process was placed by the binning analysis in the ‘narrow’ state that is typical of several species of Abronia. Likewise, the length of the frontal was probably overestimated, because the two large pieces of the frontal are slightly separated. Nevertheless, the frontal was placed in the ‘wide’ character state.

We conducted Bayesian analyses in MrBayes v.3.2.7 (Ronquist et al., 2012). Analyses consisted of two runs of 2 000 000 generations, each with four Markov chain Monte Carlo chains, sampling every 1000 generations. We set the symmetric dirichlet hyperprior at infinity and character coding (lset command) to variable. We visualized results in Tracer v.1.7 (Rambaut et al., 2018) to ascertain convergence (effective sample size values > 200 for all model parameters for each run) and summarized trees as 50% majority-rule consensus trees (sumt command). We conducted parsimony analyses in PAUP v.4.0 (Swofford, 2003) using a heuristic search, 10 000 replicates, multistate codings treated as polymorphic and random taxon addition. We summarized the results as strict consensus trees and treated all characters in all analyses as unordered and equally weighted. Summary statistics for parsimony analyses are in Supporting Information, Table S1.

We performed unconstrained and fully or partially constrained analyses (i.e. with molecular scaffolds). For fully constrained analyses, relationships between Abronia, Barisia Gray, 1838, Elgaria Gray, 1838 and Gerrhonotus Wiegmann, 1828 followed Blair et al. (2022), those among Abronia followed Gutiérrez-Rodríguez et al. (2021), those of Elgaria followed Leavitt et al. (2017), and relationships among Gerrhonotus were based on the study by García-Vázquez et al. (2018). Abronia ornelasi Campbell, 1984, Desertum lugoi McCoy, 1970 (generic assignment sensuBlair et al., 2022) and Gerrhonotus parvus Knight & Scudday, 1985 were excluded from Elgaria, but otherwise could attach anywhere on the tree. Partially constrained analyses constrained all aforementioned relationships except those among Abronia.

RESULTS
SYSTEMATIC PALAEONTOLOGY

Squamata Oppel, 1811
Anguimorpha Fürbringer, 1900
Anguidae Gray, 1825
Gerrhonotinae Tihen, 1949
Abronia Gray, 1838
Abronia cuyama sp. nov.

Zoobank registration:

urn:lsid:zoobank.org:pub:8C786137-0AAF-40C5-ABDC-51477AFC4023

Holotype:

The holotype UCMP 54560 is housed in the UCMP and was collected by Gideon T. James and a party of UCMP palaeontologists in 1957 or 1958. The specimen consists of a partial cranium including the anterior portion of the skull (Figs 2A–F, 3A–E, G–I, 4A), an associated block of mudstone matrix containing a few posterior cranial elements (Figs 2G–I, 3F) and two vials of associated material containing osteoderms in matrix, a probable epipterygoid and unidentified bones.

Holotype of Abronia cuyama sp. nov. UCMP 54560. Images on the left are of the physical specimen and those on the right are digital renderings; B, D and F are volume renderings, whereas H and I are surface renderings. A, B, skull in right lateral view. C, D, skull in left lateral view. E, F, skull in dorsal view. G, quadrate, squamosal and osteoderms from mudstone block in posterior view. H, I, segmented quadrate, squamosal and osteoderms dorsal to the quadrate in posterior and anterior view, respectively. Scale bars: 1 mm. Abbreviations: am.s, anteromedial surface; co, conch; De, dentary; fn, frontonasal; f.pr, facial process; fp, frontoparietal; Fr, frontal; Ju, jugal; k, keel; La, lacrimal; m.so, median supraocular; Me.gr, Meckelian groove; Mx, maxilla; or.pr, orbital process; p.in, posterior internasal; Pp, palpebral; prf, prefrontal; pt.lm, pterygoid lamina; Px, premaxilla; px.pr, premaxillary process; Qu, quadrate; Smx, septomaxilla; Sq, squamosal; ty.cr, tympanic crest.
Figure 2.

Holotype of Abronia cuyama sp. nov. UCMP 54560. Images on the left are of the physical specimen and those on the right are digital renderings; B, D and F are volume renderings, whereas H and I are surface renderings. A, B, skull in right lateral view. C, D, skull in left lateral view. E, F, skull in dorsal view. G, quadrate, squamosal and osteoderms from mudstone block in posterior view. H, I, segmented quadrate, squamosal and osteoderms dorsal to the quadrate in posterior and anterior view, respectively. Scale bars: 1 mm. Abbreviations: am.s, anteromedial surface; co, conch; De, dentary; fn, frontonasal; f.pr, facial process; fp, frontoparietal; Fr, frontal; Ju, jugal; k, keel; La, lacrimal; m.so, median supraocular; Me.gr, Meckelian groove; Mx, maxilla; or.pr, orbital process; p.in, posterior internasal; Pp, palpebral; prf, prefrontal; pt.lm, pterygoid lamina; Px, premaxilla; px.pr, premaxillary process; Qu, quadrate; Smx, septomaxilla; Sq, squamosal; ty.cr, tympanic crest.

Selected cranial elements of Abronia cuyama sp. nov. A, B, premaxilla in anterior and posterior view, respectively. C, D, left maxilla in lateral and dorsal view, respectively. E, left septomaxilla in dorsal view. F, right quadrate and separate pieces of right squamosal in lateral view. G, right vomer in lateral view. H, right jugal in lateral view. I, vomerine process of the left palatine in medial view. Scale bars: 1 mm. Abbreviations: a.pr, anterior process; d.o, dorsal ossification; f.pr, facial process; J.s, jugal spur; La, lacrimal; mx.lp, maxillary lappet; mx.pr, maxillary process; n.pr, nasal process; o.pr, orbital process; pa.pr, palatine process; pd.fl, posterodorsal flange; p.pr.Smx, posterior process of the septomaxilla; p.pr.Sq, posterior process of the squamosal; t.r, temporal ramus; v.k, ventral keel; v.l, ventral lamina; vn, vomeronasal region.
Figure 3.

Selected cranial elements of Abronia cuyama sp. nov. A, B, premaxilla in anterior and posterior view, respectively. C, D, left maxilla in lateral and dorsal view, respectively. E, left septomaxilla in dorsal view. F, right quadrate and separate pieces of right squamosal in lateral view. G, right vomer in lateral view. H, right jugal in lateral view. I, vomerine process of the left palatine in medial view. Scale bars: 1 mm. Abbreviations: a.pr, anterior process; d.o, dorsal ossification; f.pr, facial process; J.s, jugal spur; La, lacrimal; mx.lp, maxillary lappet; mx.pr, maxillary process; n.pr, nasal process; o.pr, orbital process; pa.pr, palatine process; pd.fl, posterodorsal flange; p.pr.Smx, posterior process of the septomaxilla; p.pr.Sq, posterior process of the squamosal; t.r, temporal ramus; v.k, ventral keel; v.l, ventral lamina; vn, vomeronasal region.

Comparison of Abronia cuyama sp. nov. and skulls of extant gerrhonotines, in anterior view. A, Abronia cuyama sp. nov. UCMP 54560. B, Abronia gramineaUTA 38831. C, Elgaria multicarinata TNHC 35666. D, Barisia levicollis MVZ 68783. Scale bars: 1 mm.
Figure 4.

Comparison of Abronia cuyama sp. nov. and skulls of extant gerrhonotines, in anterior view. A, Abronia cuyama sp. nov. UCMP 54560. B, Abronia gramineaUTA 38831. C, Elgaria multicarinata TNHC 35666. D, Barisia levicollis MVZ 68783. Scale bars: 1 mm.

Etymology:

The species is named for the Cuyama Valley Badlands where UCMP 54560 was collected. ‘Cuyama’ is derived from the Chumash word kuyam (noun) that means ‘a place to come together’ or ‘clam’; the name of the new taxon honours the Chumash people on whose land the fossil was collected.

Diagnosis:

Abronia cuyama is a squamate because it has a single premaxilla and pleurodont tooth implantation and an anguimorph because the Meckelian groove is directed ventrally (Estes et al., 1988; Gauthier et al., 1988). The taxon is an anguid because there are rectangular and laterally imbricating osteoderms, a free margin of the intramandibular septum (Gauthier, 1982) and a squamosal that lacks a posteromedial expansion (Bhullar, 2011). The taxon is assigned to Gerrhonotinae because the frontal is fused and lacks suture marks (Klembara et al., 2010; Scarpetta et al., 2021), there is a raised dorsal ossification on each side of the body of the premaxilla (Scarpetta, 2018), and there are no separate palatal processes of the premaxilla (Evans, 2008; Scarpetta et al., 2021). The new taxon shares with Abronia excluding species previously placed in Mesaspis (Scarpetta et al., 2021) a relatively wide frontal, vermiculate, heavily sculptured osteoderms across the skull, contact of the posterior internasal and prefrontal osteoderms, and the presence of a frontonasal osteoderm (Figs 2A–F, 4A). The osteoderm keels on and anterior to the frontal and the tall osteoderm keels or ‘sails’ on the posterior cranial osteoderms are autapomorphies of the new taxon (Figs 2H, I, 4A). We performed phylogenetic analyses (see below) to place the new taxon systematically with respect to extant species of Abronia and other gerrhonotines.

Description:

The specimen is comparable in size to skeletally mature extant gerrhonotines (Fig. 4). Several morphological features previously used to determine skeletal maturity in anguimorphs were not preserved on the fossil (e.g. terminal fusions of the braincase, osteodermal crust on the parietal; Bhullar, 2012), but the robust osteoderms, well-developed osteodermal crust on the frontal and relatively high tooth count (Ledesma et al., 2021) imply a mature individual.

Portions of the alveolar plate, nasal process and incisive process of the premaxilla are preserved (Fig. 3A, B). There are three teeth and several replacement teeth. The nasal process is narrow relative to the width of the alveolar plate and tapers distally almost to a point, and the anterior surface of the process is relatively flat. The alveolar plate lacks discrete palatal processes. The ventral portion of the nasal process is broken, hence the presence of an anterior foramen or an ossified bridge between the nasal process and the alveolar plate cannot be determined. The nasals are present but were difficult to segment from the matrix, and osteoderms are fused to the dorsal surface of the nasals. Some morphological features of the nasals could be observed from the CT slices. Specifically, it was possible to ascertain that the nasals have an anteromedial process that articulates with the nasal process of the premaxilla (xy slice 239; Supporting Information, Fig. S1A) and that the nasals are broadly separated for most of their length, especially anteriorly (xy slice 272; Supporting Information, Fig. S1B) and near their anterior–posterior midpoint (xy slice 448 XY; Supporting Information, Fig. S1C).

Both septomaxillae are present, but only the left septomaxilla was segmented from the surrounding matrix (Fig. 3E). The posterior process is long. The presence of an anterolateral process could not be determined. The maxillae preserve the facial, palatine, premaxillary and orbital processes (Figs 2D, 3C, D). There are six or seven nutrient foramina on the labial surface of both maxillae. There are 18 teeth on the left maxilla, filling all available positions, and on the right maxilla there are 16 teeth and 20 tooth positions. The maxillary lappet projects anterodorsally from the medial surface of the premaxillary process. There is a single foramen (the anterior inferior alveolar foramen) near the anterior edge of the facial process where it meets the premaxillary process. The facial process is inflected medially but does not contact the frontal. The anteroposterior dimension of the facial process is narrow. The palatine process has a slightly rounded subtriangular medial projection. The orbital process is long relative to the facial and premaxillary processes. The posteriormost portion of the left orbital process is broken. Rugose texturing is present on the lateral surface of the maxilla, particularly on the facial process, and some osteoderms are fused to the facial process. The lacrimal is long, extending for nearly half the length of the orbital process of the maxilla, and has rugose sculpturing on its lateral surface. The lacrimal extends both medially and dorsally to enclose, in part, the lacrimal foramen.

The right jugal is present but is missing the posterior portion of the orbital process and dorsal portion of the temporal ramus (Fig. 3H). The temporal ramus has a broad anteroposterior dimension, but the orbital process is more gracile. The orbital process has a ventral lamina that overhangs the dorsal margin of the orbital process of the maxilla. The jugal spur (quadratojugal process) is large and has a pointed posterior projection. The palpebral is triangular and externally visible.

Both prefrontals are present but were difficult to separate from the matrix. The frontal process is long and projects posterodorsally. The ventral process is short and lacks an anteroventral projection (xy slices 740–750). The prefrontal has a large articulation facet for the facial process of the maxilla. The frontal is complete but broken into an anterior and a posterior piece that are slightly separated from each other (Fig. 2E, F). The frontal is azygous and wide relative to its length. An osteodermal crust covers the dorsal exposure of the frontal, and some osteoderms are fused to the frontal. The anterior process of the frontal is triradiate. The interorbital region is constricted. The facet for the prefrontal on the anterolateral surface of the frontal has small, anterolaterally facing processes at its posterior margin.

Both vomers are present, and the right vomer was segmented (Fig. 3G). There is a dorsally extending posterolateral flange. The anterior (vomeronasal) portion of the bone extends to a lower ventral level than the rest of the element. The foramen for the medial palatine nerve penetrates the right vomer posteriorly and exits anteriorly (xy slices 528–573). The palatines were difficult to segment from the matrix, especially posteriorly. Only the vomerine process was segmented (Fig. 3I), but from the CT slices it was evident that there are no palatine teeth. The vomerine process lacks a posteroventral ridge demarcating the facet for the vomer. There is no anterior flange dorsal to the choana.

The dentaries preserve all but the posterior portion of the bone (Fig. 2B, D). The Meckelian groove is open and is directed ventromedially and ventrally in the anterior and posterior portions of the dentary, respectively. Neither dentary is preserved well enough to ascertain the presence of a surangular process or a posterior groove ventral to the parapet. The free margin of the intramandibular septum is incomplete but present on both sides (for the right dentary, see xy slice 1044; Supporting Information, Fig. S2). There are 22 or 23 tooth positions and 17 teeth on the right dentary and at least ten teeth on the left dentary. Dentition is pleurodont. Crowns on the mesial teeth are unicuspid and sharp, and the crowns on distal teeth are near bicuspid. Teeth are recurved throughout the tooth row of both the dentary and maxilla except for the distalmost teeth. Some of the crowns are missing from the mesial teeth of the right dentary and left maxilla. The mesial teeth and some of the mid-tooth row teeth of the right maxilla are particularly long, recurved and sharp.

The distal portion of the right squamosal is preserved in the separate mudstone block (Figs 2G–I, 3F). The ventral process curves anterolaterally to articulate with the right quadrate. The element is uniform in width. The right quadrate also is preserved in the block. The quadrate has a narrow mediolateral dimension, with roughly parallel lateral and medial margins. The cephalic condyle is well developed. The mandibular condyle is shaped like a hyperbolic paraboloid and is slightly narrower than the rest of the quadrate. The anteromedial surface of the quadrate is concave, especially dorsally. The pterygoid lamina is shallow, and there is a slightly protruding flange of bone dorsal to it. The column and the tympanic crest are both well developed. The dorsal and ventral portions of the conch are roughly the same width.

The osteoderms are robust and have heavy vermiculate sculpturing (Figs 2A–F, 4A). Osteoderms become more rectangular posteriorly. Many osteoderms have midline keels, including osteoderms anterior to the frontal and the osteodermal crust of the frontal itself. An articulated series of osteoderms (potential temporal osteoderms) surround the quadrate dorsally, laterally and ventrolaterally (Fig. 2G–I). The osteoderms must have slid ventrally during fossilization, because osteoderms could not occur directly ventral to the quadrate in a live lizard owing to articulation between the quadrate and the mandible. The posterior osteoderms above the quadrate have keels or ‘sails’ that are more than twice as tall as the osteoderm itself (Fig. 2H, I). The prefrontal, frontonasal and posterior internasal osteoderms are present, and the prefrontals and posterior internasals are in broad contact (Fig. 2E, F). The left prefrontal osteoderm appears to have slipped ventrally from its natural position. Supranasal and anterior internasal osteoderms are not preserved. There is a frontoparietal osteoderm on the left side of the frontal; the osteoderm might have fallen off on the right side. No anteroventral or sublabial osteoderms were preserved.

One of the vials of associated material contains two unidentified bones, which might be weathered osteoderms. The other vial contains two small pieces of mudstone matrix, each with several visible and apparently articulated osteoderms. One of the matrix pieces also contains a tubular bone that is probably an epipteryogid. The osteoderms have the same heavy, vermiculate sculpturing as do those on the skull and in the large mudstone block, and several osteoderms preserve distinct keels.

Comparisons:

Comparisons are largely based on the specimens examined by Scarpetta et al. (2021). If no specimen number is listed, the comparison accommodates all specimens of a given taxon that we examined for that dataset.

Abronia cuyama has the wide frontal and heavily sculptured vermiculate-textured osteoderms that are characteristic of Abronia, excluding, among examined specimens, Abronia monticola Cope, 1878, Abronia moreletti Bocourt, 1872 and Abronia gadovii Boulenger, 1913 (i.e. species previously placed in Mesaspis). The anterodorsal osteoderms of Barisia imbricata Wiegmann, 1828 and Barisia ciliaris Smith, 1942 are also heavily sculptured. The facial process of the maxilla is narrow in Abronia campbelli Brodie & Savage, 1993, Abronia lythrochila Smith & Alvarez del Toro, 1963, A. moreletti, A. monticola, A. gadovii, G. parvus SRSU 5538 and some observed specimens of Elgaria panamintina Stebbins, 1958 and Elgaria velazquezi Grismer & Hollingsworth, 2001 (MVZ 191076 and SDNHM 68678, respectively). Several species of Abronia (e.g. Abronia graminea Cope, 1864, A. ornelasi and A. gadovii), Barisia (Barisia levicollis Stejneger, 1890, B. ciliaris and B. imbricata) and D. lugoi have nasals that are separated near their longitudinal midpoint. The quadrate conch is largely uniform in width in A. campbelli, A. lythrochila, A. gadovii and several specimens of Barisia (e.g. B. ciliaris FMNH 30707). The vomeronasal region of the vomer is ventrally displaced in A. campbelli, A. lythrochila, A. graminea, A. ornelasi and A. gadovii. The vomerine process of the palatine lacks a ventral ridge in most Abronia, but the ridge is present in Abronia mixteca Bogert & Porter, 1967 and A. gadovii. Species previously referred to Mesaspis and Abronia taeniata Wiegmann, 1828 (TCWC 30660) have an osteoderm overlying the frontoparietal scute. Examined specimens of Barisia and Abronia, excluding A. ornelasi and species previously placed in Mesaspis, display contact of the posterior internasal and prefrontal osteoderms. Abronia cuyama has a frontonasal osteoderm, which is absent in Barisia (Fig. 4D), and has a flat anterior surface of the nasal process of the premaxilla, unlike Barisia.

The extinct gerrhonotines P. ricardensis and G. mungerorum were previously suggested to be part of or closely related to Abronia based primarily on the presence of heavily sculptured osteoderms and relatively long, fang-like teeth (Good, 1988a), but neither was ever formally placed in Abronia. Paragerrhonotus ricardensis was described from a partial skull (Estes, 1963). Phylogenetic studies that included P. ricardensis placed the taxon in a polytomy with Gerrhonotus, Barisia and Abronia or as a stem gerrhonotine (Conrad & Norell, 2008; Norell et al., 2008). Based on examination of the holotype and with reference to the diagnostic characters listed by Estes (1963), P. ricardensis and A. cuyama share heavily sculptured osteoderms (although the texture is less vermiculate in Paragerrhonotus, similar to Barisia), a large jugal spur, and sharp, recurved mesial teeth on the maxilla. A large jugal spur and sharp and recurved maxillary teeth are present in many gerrhonotines (Gauthier, 1982; Ledesma et al., 2021; Scarpetta et al., 2021), and neither was used here as a phylogenetic character. Paragerrhonotus ricardensis differs from A. cuyama in possessing an elongate frontal, in lacking osteoderm keels, in lacking a ventral lamina of the orbital process of the jugal, in possessing a distinctive arrangement of small osteoderms on the posterior portion of the frontal (not adapted as a phylogenetic character) and in possessing a premaxillary nasal process with a concave dorsal surface. Abronia cuyama and P. ricardensis do not share any unique synapomorphies or apomorphic character state combinations.

We also note that P. ricardensis has a single row of four pterygoid teeth, as originally stated by Estes (1963) and contraGood (1988a). The loss of pterygoid teeth is another feature mentioned by Good (1988a) to suggest a close relationship between P. ricardensis and Abronia. The loss of pterygoid teeth was interpreted by several authors as a derived feature of Abronia and Barisia (Good, 1987; Scarpetta et al., 2021). A few examined specimens of Abronia and Barisia have one to three irregularly arranged pterygoid teeth (e.g. A. campbelli UTA 95952; B. ciliaris FMNH 30707).

Gerrhonotus mungerorum was described based on a single, isolated frontal (Wilson, 1968). Additional fossils, including partial dentaries, maxillae and a parietal, were later attributed to the taxon from the type locality and other localities (e.g. Holman, 1973, 1975), but those identifications were either explicitly tentative or based on features not unique to G. mungerorum with respect to other gerrhonotines. Gerrhonotus mungerorum requires further study, especially the tentatively referred fossils, and a systematic assessment of the species would benefit from the procurement of additional fossils from the type locality. We have not examined the holotype or attributed specimens of G. mungerorum in person; therefore, based on the description of the holotype and descriptions of referred fossils, G. mungerorum and A. cuyama share a heavily sculptured frontal, sharp and recurved teeth, and the presence of near bicuspid crowns on the distal teeth. Sharp and recurved teeth and near bicuspid distal crowns are common to many gerrhonotines (Scarpetta et al., 2021), and the former was not used as a phylogenetic character. Gerrhonotus mungerorum differs from A. cuyama in having an elongate frontal and in lacking keels on the frontal osteoderm crust.

Cranial osteoderm keels are present in Elgaria multicarinata Blainville, 1835 and Elgaria nana Fitch, 1934, although neither of those species has osteoderm keels anterior to the frontal or on the frontal (Ledesma et al., 2021; Scarpetta et al., 2021). Among other squamates, nuchal osteoderm sails were observed on Cordylus namakuiyus Stanley, Ceríaco, Bandeira, Valerio, Bates & Branch, 2016 and Cordylus angolensis Bocage, 1895 (CAS 254912 and AMNH 47333, respectively). Among other anguimorphs, postcranial osteoderm keels were observed in Shinisaurus crocodilurus Ahl, 1930 (UF 45615 and FMNH 215541), and keels are present on some cranial osteoderms and the frontal osteodermal crust in some Xenosaurus (e.g. Xenosaurus grandis Gray, 1856; FMNH 123702).

Phylogenetic analyses

We performed unconstrained and constrained specimen-based analyses using Bayesian inference and parsimony. In the unconstrained and partially constrained analyses, the Mesaspis and Abronia morphotypes were monophyletic and sister taxa, as in previous morphological analyses (Good, 1987, 1988b; Campbell & Frost, 1993; Scarpetta et al., 2021). In the fully constrained Bayesian analyses, A. cuyama was inferred as the sister taxon of the subgenus Auriculabronia Campbell & Frost, 1993 (here represented by A. campbelli and A. lythrochila) with high posterior probability (Fig. 5B and Supporting Information, Fig. S3); that clade is found east of the Isthmus of Tehuantepec in the modern biota (Campbell & Frost, 1993; Gutiérrez-Rodríguez et al., 2021). In the unconstrained (Supporting Information, Fig. S5) and partially constrained (Fig. 5A and Supporting Information, Fig. S4) Bayesian analyses, that relationship was inferred but not strongly supported. In all strict consensus trees from the parsimony analyses. A. cuyama was in a polytomy with A. campbelli and A. lythrochila (Supporting Information, Figs S6–S8). The position of A. cuyama within crown Abronia is supported regardless of topology or the analytical method used here. However, a close relationship with Auriculabronia should be considered tentative at best, given the low support values in the partially constrained and unconstrained trees from the Bayesian analyses.

Phylogenetic position of Abronia cuyama sp. nov. among alligator lizards in Bayesian inference analyses. A, partially constrained tree. B, fully constrained tree. Outgroups are removed for clarity, and other gerrhonotine genera or species are condensed to single terminals. Black circles indicate nodes with posterior probability > 0.95.
Figure 5.

Phylogenetic position of Abronia cuyama sp. nov. among alligator lizards in Bayesian inference analyses. A, partially constrained tree. B, fully constrained tree. Outgroups are removed for clarity, and other gerrhonotine genera or species are condensed to single terminals. Black circles indicate nodes with posterior probability > 0.95.

DISCUSSION

Abronia cuyama is the first definitive fossil and only described extinct species of Abronia and is a significant discovery in terms of both biogeography and morphology. The dorsal cranial osteoderms are robust and heavily sculptured, like many modern species of Abronia, but there is no precedent among examined gerrhonotines for the striking posterior osteoderm sails or the keels on the anterior cranial osteoderms. Osteoderm sails should be added as a character to the matrix published by Scarpetta et al. (2021) should more specimens of A. cuyama or other gerrhonotine taxa with osteoderm sails be discovered.

The discovery of A. cuyama elicits a different biogeographical history of Abronia from that which could be inferred from the distribution and phylogeny of the extant species alone. The possibility and implications of extralimital Neogene occurrences of Abronia have been discussed previously with respect to G. mungerorum in Kansas and P. ricardensis in California (Good, 1985, 1988a). Although G. mungerorum and P. ricardensis provided the first potential evidence that Abronia might once have inhabited areas north of Mexico, neither extinct taxon was ever formally placed in Abronia, and the taxonomic status of those two extinct species is still uncertain. Thus, A. cuyama provides the first demonstrable record of Abronia in what is now the USA. Extant Abronia inhabit many mountain ranges in Mesoamerica but are conspicuously absent from the SMO (Fig. 1), although most orogenic activity occurred there before the middle Miocene (Ferrari et al., 2007). Barisia, another montane alligator lizard and the sister group of Abronia (Zheng & Wiens, 2016; García-Vázquez et al., 2018; Blair et al., 2022), is widely distributed in the SMO in the modern biota, and the two clades are sympatric in other montane regions in central and southern Mexico (Bryson & Riddle, 2012; Gutiérrez-Rodríguez et al., 2021). The presence of A. cuyama on the Pacific coast of California might imply ancestral occupation of the SMO by Abronia and the most recent common ancestor of Abronia and Barisia. The SMO probably contained suitable habitat for Abronia from the Miocene to the present day (i.e. temperate to subtropical deciduous and evergreen forest; Axelrod, 1979; Pound et al., 2012; Rodríguez-Veiga et al., 2016), assuming conserved ecology of Abronia throughout the history of the clade. Moreover, the palaeobotanical record indicates the presence of warm-temperate evergreen broadleaf and mixed forest in south-eastern Mexico, northern Mexico and the western USA during the middle Miocene (Pound et al., 2012). Rifting in the Gulf of California did not begin until the late Miocene (Blakey & Ranney, 2018, Ferrari et al., 2018), and the Sonoran Desert did not attain its modern aridity and plant communities until the late Pliocene or Pleistocene (Axelrod, 1979), hence dispersal of montane taxa between the SMO and the mountains of coastal California would not have been as improbable during the early or middle Miocene as it would be currently.

Ultimately, the Caliente Formation is so far outside the modern range of Abronia that more fossils, in addition to expanded genomic and morphological datasets, will be necessary to investigate the biogeography of Abronia and to determine when and why Abronia was extirpated from areas north and west of its present distribution. Although the fossil record of lizards in the continental USA indicates a general shift in composition from mostly megathermal taxa early in the Cenozoic (e.g. Smith & Gauthier, 2013) to more temperate taxa during the Miocene (e.g. Scarpetta, 2021), there are at least a few other records indicating the persistence of extant tropical taxa. Unsurprisingly, those records, consisting of several fossil anoles and basilisk lizards, are in peninsular Florida (Chovanec, 2014). The collection and description of additional fossil lizards might reveal additional instances of longer-term persistence of megathermal taxa and/or post-Palaeogene migration of lizards from tropical or subtropical Mexico into temperate latitudes of North America.

The documented record of fossil mammals from the Miocene of Mexico adds some information to the biogeographical understanding of A. cuyama. Camel and lagomorph genera of late early and middle Miocene age (Ferrusquía-Villafranca, 2003; Montellano-Ballesteros & Jiménez-Hidalgo, 2006) are shared between the SMO (Tubutama and Yécora) and the mammal faunas of the USA broadly, including those of the western portion of the country. Gomphotheres and rhinos are shared between the middle Miocene of Chiapas (Ixtapa) and the USA, and merychippine, hipparionine and equine horses known from Oaxaca (Nejapa) during the middle Miocene were hypothesized to potentially represent southward migration to subtropical Mexico from temperate latitudes (Ferrusquía-Villafranca, 2003). Although there are few Clarendonian faunas in Mexico, migration between the temperate and subtropical zones seems to have occurred among large-bodied mammals. Study of less vagile, smaller-bodied vertebrates, such as mammals and squamates, could help to provide further information on the biogeography of A. cuyama and the potential for migration in Abronia generally.

Interpretation of A. cuyama as a member of crown Abronia is supported by all phylogenetic analyses presented here; the fossil was not placed as the sister taxon of Abronia or elsewhere on the tree in any analysis that we performed. The age of the fossil (12.5–11.0 Mya), which was deposited ~12 Mya after the putative appearance of crown Abronia (Zheng & Wiens, 2016), provides supplemental support for that conclusion. Given the number of shared characters between A. cuyama and members of crown Abronia (particularly the arboreal, Abronia morphotype species), we think it is highly unlikely that A. cuyama would cluster with one of the other gerrhonotine genera in any future analysis. Abronia cuyama shares several character states with species of Auriculabronia (represented here by A. campbelli and A. lythrochila) and was consistently placed with that subgenus in phylogenetic analyses. However, none of those characters is exclusive to examined species of Auriculabronia (see Comparisons), and that relationship was not always inferred with high support. Additionally, A. cuyama and A. taeniata are the only sampled Abronia morphotype species that have a frontoparietal osteoderm. Nine extant species of Abronia were sampled here, representing six of 11 subclades of Abronia (Campbell & Frost, 1993; Gutiérrez-Rodríguez et al., 2021; Scarpetta et al., 2021), but 32 recognized species were not sampled (García-Vázquez et al., 2022); augmented sampling of extant species might refine our understanding of the phylogenetic relationships of A. cuyama with the extant species of Abronia. Thus, we emphasize that any attribution of A. cuyama to Auriculabronia (or the eastern clade more broadly) is tentative. We suggest that UCMP 54560 might be used most conservatively as a node calibration to anchor the minimum age of the divergence between Abronia and Barisia.

Although neither G. mungerorum or P. ricardensis was included in our phylogenetic analyses (because the holotype and attributed specimens of G. mungerorum require further study, and P. ricardensis will be the subject of a separate project), we provide several morphological differences between those taxa and A. cuyama. These differences include features mentioned in the original descriptions of G. mungerorum and P. ricardensis and in characters used in the phylogenetic analyses of the present study. Differences in the phylogenetic character states, in particular, demonstrate that A. cuyama is distinct from and should not be assigned to either previously described extinct species.

The ecological history of Abronia is not inherently modified by the discovery of A. cuyama. Extant species from both the eastern and western clades are found in seasonally dry pine-oak forest (e.g. A. lythrochila and A. mixteca, respectively; Campbell & Frost, 1993); therefore, the palaeoenvironment of the Caliente Formation was not necessarily outside the known ecological tolerances of Abronia. Sediments from the Caliente Formation are fluvial in origin, and the formation was bounded by mountains when it was deposited, raising the possibility that UCMP 54560 was transported from a higher elevation to the location where it was preserved. Interpretation of microfossil accretions as disarticulated owl pellets further the potential for transport of the fossil before deposition. Although owls display high roost fidelity, individual species may consume prey from heterogeneous ecosystems; therefore, it is possible that the fossil had been transported from a nearby area with a different environment from that of the Caliente Formation (Saavedra & Simonetti, 1998; Terry, 2004). On the contrary, James (1963) suggested that a diurnal ground owl could be responsible for the hypothesized pellets, in which case UCMP 54560 would probably not have been transported from elsewhere.

Abronia cuyama exemplifies the importance of palaeontological data for biogeography. There are many fossil lizards that defy biogeographical expectations based on the modern biota, such as extinct iguanian lizards that were found across oceans and in different hemispheres from modern representatives (Smith, 2009; Smith & Gauthier, 2013; Simões et al., 2015). Inclusion of extralimital fossil occurrences improves taxon-specific biogeographical analyses (Tavares et al., 2018), and by extension, integrative analyses that infer the assembly of ecosystems through time and space should be improved by inclusion of palaeontological data. The discovery of A. cuyama confirms the presence of Abronia in the Neogene of the USA, indicates that the faunal assembly of coastal California has changed substantively through time and hints that, broadly, montane taxa of modern Mesoamerica were more geographically diffuse during the Neogene. Hopefully, this discovery will stimulate investigations of biogeographical links between the mountains of southern Mexico, the SMO and the mountains of the south-western USA and augment future biogeographical studies of montane Mesoamerica (e.g. Ornelas et al., 2013).

SUPPORTING INFORMATION

Additional Supporting Information may be found in the online version of this article at the publisher's web-site:

Table S1. Analysis statistics from parsimony analyses.

Figure S1. Selected computed tomography slices illustrating morphology of nasals. A, xy slice 239. B, xy slice 272. C, xy slice 448. Abbreviations: De, dentary; Mx, maxilla; Na, nasal; os, osteoderm; Px, premaxilla; Vo, vomer.

Figure S2. Computed tomography slice xy 1044, illustrating the presence of the free posteroventral margin of the intramandibular septum. Abbreviation: ims, intramandibular septum.

Figure S3. Majority rule consensus tree of Bayesian phylogenetic analysis of Gerrhonotinae with full scaffold.

Figure S4. Majority rule tree of Bayesian phylogenetic analysis of Gerrhonotinae with partial scaffold.

Figure S5. Majority rule tree of unconstrained Bayesian phylogenetic analysis of Gerrhonotinae.

Figure S6. Strict consensus tree of parsimony phylogenetic analysis of Gerrhonotinae with full scaffold.

Figure S7. Strict consensus tree of parsimony phylogenetic analysis of Gerrhonotinae with partial scaffold.

Figure S8. Strict consensus tree of unconstrained parsimony phylogenetic analysis of Gerrhonotinae.

[Version of record, published online 30 April 2022; http://zoobank.org/ urn:lsid:zoobank.org:pub:8C786137-0AAF-40C5-ABDC-51477AFC4023]

ACKNOWLEDGEMENTS

We thank Debbie Wagner (formerly Texas Vertebrate Paleontology Collections, now Petrified Forest National Park) for repairing the frontal of UCMP 54560. Sara ElShafie provided helpful early discussions on the affinity of the fossil. We thank Pat Holroyd and UCMP for access to the fossil, and the museum collections, curators and collections of FMNH, MVZ, TNHC, SDNHM, TCWC, UF and UTA for access to other specimens. S.G.S. thanks Chris Bell, Dan Breecker, David Cannatella, Travis LaDuc, Tim Rowe and Krister Smith for feedback on the manuscript. We thank two anonymous reviewers for providing detailed and constructive suggestions that greatly improved the manuscript.

FUNDING

The authors thank the Jackson School of Geosciences at The University of Texas at Austin and the Geological Society of America for funding this research.

DATA AVAILABILITY

All CT data from extant specimens are available at MorphoSource.org (for all media links, see Scarpetta et al. 2021). The CT data for UCMP 54560 are deposited at MorphoSource.org (project https://www.morphosource.org/projects/000393302, media 000429682 and 000429646). Supplemental figures and tables are in the Supporting Information (Supplemental File 1), and the R script for the phylogenetic character binning analyses is in the Supporting Information (Supplemental File 2). The phylogenetic matrix and program commands are deposited as Supporting Information (Supplemental Files 3 and 4 for the Bayesian and parsimony analyses, respectively).

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